-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F94WayPtVtLwDrLg+MEHHmz9hjOaSB2CyIxgYGXO7RkvLBHKRAiFUjQXBPmp7s5C qaL3GFgd1GkFzkk7psgVRA== 0000912057-02-013894.txt : 20020415 0000912057-02-013894.hdr.sgml : 20020415 ACCESSION NUMBER: 0000912057-02-013894 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020331 FILED AS OF DATE: 20020405 COMPANY DATA: COMPANY CONFORMED NAME: SEYMANN MARILYN CENTRAL INDEX KEY: 0001116382 DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 125 SOUTH DAKOTA AVE. CITY: SIOUX FALLS STATE: SD ZIP: 57104 MAIL ADDRESS: STREET 1: 125 SOUTH DAKOTA AVE CITY: SIOUX FALLS STATE: SD ZIP: 57104 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NORTHWESTERN CORP CENTRAL INDEX KEY: 0000073088 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 460172280 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10499 FILM NUMBER: 02603262 BUSINESS ADDRESS: STREET 1: 125 S DAKOTA AVENUE STREET 2: SUITE 1100 CITY: SIOUX STATE: SD ZIP: 57104 BUSINESS PHONE: 6059782908 MAIL ADDRESS: STREET 1: 125 S DAKOTA AVENUE STREET 2: SUITE 1100 CITY: SIOUX STATE: SD ZIP: 57104 FORMER COMPANY: FORMER CONFORMED NAME: NORTHWESTERN PUBLIC SERVICE CO DATE OF NAME CHANGE: 19920703 4 1 a2075906z4.htm FORM 4

        FORM 4

/ / Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

(Print or Type Responses)
  UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF
CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(f) of the Investment Company Act of 1940
 
OMB APPROVAL

OMB Number:        3235-0287
Expires: December 31, 2001
Estimated average burden hours per response .... 0.5


1.   Name and Address of Reporting Person*   2.   Issuer Name and Ticker or Trading Symbol   6.   Relationship of Reporting Person(s) to Issuer (Check all applicable)
    SEYMANN   MARILYN   R.       NORTHWESTERN CORPORATION NOR           X     Director                10% Owner

 
           
    (Last)   (First)   (Middle)   3.   I.R.S. or Social Security Number of Reporting Person (voluntary)   4.   Statement for Month/Year                    Officer
              (give title below)
                 Other
              (specify below)
    125 S. DAKOTA AVE.               MARCH 2002        

 
 
     
(Street)           5.   If Amendment, Date of Original (Month/Day/Year)   7.   Individual or Joint/Group Filing
(Check Applicable Line)
    X     Form filed by One Reporting Person
             Form filed by More than
    SIOUX FALLS   SD   57104                       One Reporting Person

    (City)   (State)   (Zip)                            
                Table I — Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1.   Title of Security
(Instr. 3)
  2.   Transaction Date   3.   Transaction Code
(Instr. 8)
  4.   Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
  5.   Amount of Securities Beneficially Owned at End of Month
(Instr. 3 and 4)
  6.   Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
  7.   Nature of Indirect Beneficial Ownership
(Instr. 4)
            (Month/ Day/ Year)  
                       
                    Code   V       Amount   (A) or (D)   Price                        

    COMMON STOCK       3/1/02       P           37   A   $22.2140       2603       D        

                                                                 

                                                                 

                                                                 

                                                                 


                                                               
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.   (Over)
* If the form is filed by more than one reporting person, see Instructions 4(b)(v).    

FORM 4 (Continued)   Table II — Derivative Securities Acquired, Disposed of, or Beneficially Owned
(
e.g., puts, calls, warrants, options, convertible securities)

1.   Title of Derivative Security
(Instr. 3)
  2.   Conversion or Exercise Price of Derivative Security   3.   Transaction Date
(Month/Day/Year)
  4.   Transaction Code
(Instr. 8)
  5.   Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
  6.   Date Exercisable and Expiration Date (Month/Day/Year)
                       
 
                            Code   V       (A)   (D)       Date
Exercisable
  Expiration Date

PHANTOM STOCK UNITS       1-FOR-1       3/1/02       A           18           (1)   (1)

                                                         

                                                         

                                                         


                                                       

7.   Title and Amount of Underlying Securities
(Instr. 3 and 4)
  8.   Price of Derivative Security
(Instr. 5)
  9.   Number of Derivative Securities Beneficially Owned at End of Month
(Instr. 4)
  10.   Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)   11.   Nature of Indirect Beneficial Ownership
(Instr. 4)
   
                               
    Title   Amount or Number of Shares                                

    COMMON STOCK   18       $22.2500       1253       D        

                                         

                                         

                                         

                                         

                                         

                                         

                                         

                                         

Explanation of Responses:
ALL SHARE TRANSACTIONS AND TOTALS HAVE BEEN ROUNDED TO WHOLE SHARES.
(1)    INVESTMENTS OF DEFERRED DIRECTOR FEES INTO PHANTOM STOCK UNIT PLAN WITH MATURITY AND PAYOUT FOLLOWING TERMINATION OF SERVICE.

    /s/ MARILYN R. SEYMANN   4/5/2002
**Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).  
**Signature of Reporting Person
 
Date
         
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.        
         
Potential persons who are to respond to the collection of information Contained in this form are not required to respond unless the form displays a currently valid OMB Number.        

To view the actual filing form and general Instructions go to: www.sec.gov/smbus/forms/form4.htm


 

 

 

 

Page 2


-----END PRIVACY-ENHANCED MESSAGE-----