-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TCJ04LixaS5GUM6dFbCYl7Q2ooWondI7auneIrrtz66x88YMJWE4Q2wd4jiIXdR8 101jpVn85CF8SwGwg/3tOQ== 0000912057-01-004329.txt : 20010209 0000912057-01-004329.hdr.sgml : 20010209 ACCESSION NUMBER: 0000912057-01-004329 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010131 FILED AS OF DATE: 20010208 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NORTHWESTERN CORP CENTRAL INDEX KEY: 0000073088 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 460172280 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-10499 FILM NUMBER: 1528694 BUSINESS ADDRESS: STREET 1: 125 S DAKOTA AVENUE STREET 2: SUITE 1100 CITY: SIOUX STATE: SD ZIP: 57104 BUSINESS PHONE: 6059782908 MAIL ADDRESS: STREET 1: 125 S DAKOTA AVENUE STREET 2: SUITE 1100 CITY: SIOUX STATE: SD ZIP: 57104 FORMER COMPANY: FORMER CONFORMED NAME: NORTHWESTERN PUBLIC SERVICE CO DATE OF NAME CHANGE: 19920703 COMPANY DATA: COMPANY CONFORMED NAME: DIETRICH ALAN D CENTRAL INDEX KEY: 0001019801 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 600 MARKET STREET WEST STREET 2: PO BOX 1318 CITY: HURON STATE: SD ZIP: 57350 MAIL ADDRESS: STREET 1: 600 MARKET ST STREET 2: PO BOX 1318 CITY: HURON STATE: SD ZIP: 57350 4 1 a2037525z4.htm FORM 4 Prepared by MERRILL CORPORATION www.edgaradvantage.com

    FORM 4

/ / Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

(Print or Type Responses)
  UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF
CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(f) of the Investment Company Act of 1940
 
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1. Name and Address of Reporting Person*   2. Issuer Name and Ticker or Trading Symbol   6. Relationship of Reporting Person(s) to Issuer (Check all applicable)
  DIETRICH   ALAN   D.     NORTHWESTERN CORPORATION NOR          Director        10% Owner

 
         
  (Last)   (First)   (Middle)   3. I.R.S. Identification Number of Reporting Person (voluntary)   4. Statement for Month/Year      X  Officer
    (give title below)
       Other
    (specify below)
  125 S. DAKOTA AVE.           JANUARY/2001     VICE PRESIDENT—LEGAL ADMINISTRATION
& CORPORATE SECRETARY

 
 
   
(Street)         5. If Amendment, Date of Original (Month/Year)   7. Individual or Joint/Group Filing
(Check Applicable Line)
 X  Form filed by One Reporting Person
    Form filed by More than
  SIOUX FALLS   SD   57104                 One Reporting Person

  (City)   (State)   (Zip)                      
              Table I — Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1. Title of Security
(Instr. 3)
  2. Transaction Date   3. Transaction Code
(Instr. 8)
  4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
  5. Amount of Securities Beneficially Owned at End of Month   6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
  7. Nature of Indirect Beneficial Ownership
(Instr. 4)
        (Month/ Day/ Year)
    (Instr. 3 and 4)            
              Code   V     Amount   (A) or (D)   Price                  

  COMMON STOCK     1/2/2001     P         17   A   23.0220     4451     D      

  COMMON STOCK     @     B         51   A   ^     2102     D     S401K

                                                   

                                                   

                                                   

                                                   

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.   (Over)
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).   SEC 1474 (7-97)

POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION
CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM
DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER.


FORM 4 (Continued)   Table II — Derivative Securities Acquired, Disposed of, or Beneficially Owned
(
e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security
(Instr. 3)
  2. Conversion or Exercise Price of Derivative Security   3. Transaction Date
(Month/Day/Year)
  4. Transaction Code
(Instr. 8)
  5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
  6. Date Exercisable and Expiration Date (Month/Day/Year)
                 
 
                    Code   V     (A)   (D)     Date
Exercisable
  Expiration Date

                                             

                                             

                                             

                                             

                                             

                                             

                                             

                                             

                                             


7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
  8. Price of Derivative Security
(Instr. 5)
  9. Number of Derivative Securities Beneficially Owned at End of Month
(Instr. 4)
  10.   Ownership Form of Derivative Securities Beneficially Owned at End of Month (Instr. 4)   11.   Nature of Indirect Beneficial Ownership
(Instr. 4)
 
                           
  Title   Amount or Number of Shares                            

                                   

                                   

                                   

                                   

                                   

                                   

                                   

                                   

                                   

Explanation of Responses: All shares transactions and totals have been rounded to whole shares.
@ Purchase dates of 1/11/2001 and 1/24/2001.
^ Purchase prices of $22.0625 and $22.7500.

    /s/ ALAN D. DIETRICH   2/8/2001
**Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).  
**Signature of Reporting Person
 
Date
         
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.        
         
        Page 2
SEC 1474 (7-97)


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