0000073088-23-000054.txt : 20230307 0000073088-23-000054.hdr.sgml : 20230307 20230307150225 ACCESSION NUMBER: 0000073088-23-000054 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230303 FILED AS OF DATE: 20230307 DATE AS OF CHANGE: 20230307 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lail Crystal Dawn CENTRAL INDEX KEY: 0001656678 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10499 FILM NUMBER: 23712261 MAIL ADDRESS: STREET 1: 3010 W 69TH STREET CITY: SIOUX FALLS STATE: SD ZIP: 57108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHWESTERN CORP CENTRAL INDEX KEY: 0000073088 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 460172280 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3010 W 69TH STREET CITY: SIOUX FALLS STATE: SD ZIP: 57108 BUSINESS PHONE: 6059782908 MAIL ADDRESS: STREET 1: 3010 W 69TH STREET CITY: SIOUX FALLS STATE: SD ZIP: 57108 FORMER COMPANY: FORMER CONFORMED NAME: NORTHWESTERN PUBLIC SERVICE CO DATE OF NAME CHANGE: 19920703 4 1 wf-form4_167821932758496.xml FORM 4 X0306 4 2023-03-03 0 0000073088 NORTHWESTERN CORP NWE 0001656678 Lail Crystal Dawn 3010 W 69TH STREET SIOUX FALLS SD 57108 0 1 0 0 Chief Financial Officer Common Stock 2023-03-03 4 A 0 199 56.92 A 12436 D Common Stock 2023-03-03 4 A 0 646 56.92 A 13082 D Shares acquired upon 12/31/22 vesting of performance units granted under the company's 2020 Long-Term Incentive Program. Share price is the closing share price on 2/16/23, the date when the company's Board of Directors approved payout and vesting of the award. Includes shares acquired from dividend reinvestment. Represents shares underlying deferred share units. The shares underlying deferred share units are issuable subsequent to the reporting person's termination of service from the company. Shares acquired upon 12/31/22 vesting of performance units granted under the company's 2017 Executive Retirement-Retention Plan. Emily L. Folsom, by power of attorney 2023-03-07