0000073088-19-000012.txt : 20190204 0000073088-19-000012.hdr.sgml : 20190204 20190204182423 ACCESSION NUMBER: 0000073088-19-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190201 FILED AS OF DATE: 20190204 DATE AS OF CHANGE: 20190204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Clark Anthony Thomas CENTRAL INDEX KEY: 0001691958 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10499 FILM NUMBER: 19565545 MAIL ADDRESS: STREET 1: 3010 W 69TH STREET CITY: SIOUX FALLS STATE: SD ZIP: 57108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHWESTERN CORP CENTRAL INDEX KEY: 0000073088 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 460172280 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3010 W 69TH STREET CITY: SIOUX FALLS STATE: SD ZIP: 57108 BUSINESS PHONE: 6059782908 MAIL ADDRESS: STREET 1: 3010 W 69TH STREET CITY: SIOUX FALLS STATE: SD ZIP: 57108 FORMER COMPANY: FORMER CONFORMED NAME: NORTHWESTERN PUBLIC SERVICE CO DATE OF NAME CHANGE: 19920703 4 1 wf-form4_154932264905041.xml FORM 4 X0306 4 2019-02-01 0 0000073088 NORTHWESTERN CORP NWE 0001691958 Clark Anthony Thomas 3010 W. 69TH STREET SIOUX FALLS SD 57108 1 0 0 0 Common Stock 2019-02-01 4 A 0 1403 63.91 A 9645 D Represents shares underlying deferred share units. The shares underlying deferred share units are issuable subsequent to the reporting person's termination of service from the company. Remaining deferred compensation portion of annual stock grant received pursuant to NorthWestern Corporation compensation rate schedule for non-employee directors. The Reporting Person received the initial undeferred portion of his annual stock grant on January 2, 2019, which was reported on a Form 4 filed January 3, 2019. Includes shares acquired from dividend reinvestment. Emily J. Larkin 2019-02-04