0000950142-15-001042.txt : 20150513 0000950142-15-001042.hdr.sgml : 20150513 20150513151039 ACCESSION NUMBER: 0000950142-15-001042 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150430 FILED AS OF DATE: 20150513 DATE AS OF CHANGE: 20150513 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EXIDE TECHNOLOGIES CENTRAL INDEX KEY: 0000813781 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 230552730 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 13000 DEERFIELD PARKWAY STREET 2: BUILDING 200 CITY: ALPHARETTA STATE: GA ZIP: 30004 BUSINESS PHONE: 6785669000 MAIL ADDRESS: STREET 1: 13000 DEERFIELD PARKWAY STREET 2: BUILDING 200 CITY: ALPHARETTA STATE: GA ZIP: 30004 FORMER COMPANY: FORMER CONFORMED NAME: EXIDE CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NORTHWESTERN MUTUAL LIFE INSURANCE CO CENTRAL INDEX KEY: 0000073076 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11263 FILM NUMBER: 15857981 BUSINESS ADDRESS: STREET 1: 720 E WISCONSIN AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 4142992508 MAIL ADDRESS: STREET 1: 720 EAST WISCONSIN AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53202 3 1 es1500637_3-exide.xml OWNERSHIP DOCUMENT X0206 3 2015-04-30 0 0000813781 EXIDE TECHNOLOGIES NONE 0000073076 NORTHWESTERN MUTUAL LIFE INSURANCE CO 720 EAST WISCONSIN AVENUE MILWAUKEE WI 53202 0 0 1 0 Common Stock, par value $0.01 367868 D 7% Second Lien Senior Secured Convertible PIK Notes due 2025 2015-04-30 2025-04-30 Common Stock, par value $0.01 1996978 D There is no trading symbol for the Common Stock, par value $0.01 (the "Shares"), or the 7% Second Lien Senior Secured Convertible PIK Notes due 2025 (the "Second Lien Notes"). The Northwestern Mutual Life Insurance Company ("Northwestern") beneficially owns $17,472,901 aggregate principal amount of Second Lien Notes, which are currently convertible into 1,996,978 Shares. The initial conversion price of the Second Lien Notes shall be $1 of principal amount divided by the conversion rate of 0.11429. The conversion rate shall be subject to adjustment. By: /s/ Authorized Signatory, The Northwestern Mutual Life Insurance Company 2015-05-13