0000073076-12-000007.txt : 20120814
0000073076-12-000007.hdr.sgml : 20120814
20120814094622
ACCESSION NUMBER: 0000073076-12-000007
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120630
FILED AS OF DATE: 20120814
DATE AS OF CHANGE: 20120814
EFFECTIVENESS DATE: 20120814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHWESTERN MUTUAL LIFE INSURANCE CO
CENTRAL INDEX KEY: 0000073076
IRS NUMBER: 390509570
STATE OF INCORPORATION: WI
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-00229
FILM NUMBER: 121029882
BUSINESS ADDRESS:
STREET 1: 720 E WISCONSIN AVENUE
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
BUSINESS PHONE: 4142992508
MAIL ADDRESS:
STREET 1: 720 EAST WISCONSIN AVENUE
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
13F-HR
1
nml12q2.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: The Northwestern Mutual Life Insurance Company
Address: 720 East Wisconsin Avenue
Milwaukee, WI 53202
13F File Number: 28-00229
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Ronald P. Joelson
Title: Chief Investment Officer
Phone: 414-665-3766
Signature, Place, and Date of Signing:
Ronald P. Joelson Milwaukee, WI August 14, 2012
Report Type (Check only one.):
[ ] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ X] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
Form 13F File Number Name
028-01096 Russell Trust Company
028-01190 Frank Russell Company
028-05583 Northwestern Mutual Capital, LLC
028-10206 Mason Street Advisors, LLC
028-11160 Northwestern Mutual Wealth Management Company
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 62
Form 13F Information Table Value Total: $71,143 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
ALEXION PHARMACEUTICALS INC COM 015351109 4 41 SH DEFINED 41
AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 36 1392 SH DEFINED 1392
APPLE INC COM 037833100 1 2 SH DEFINED 2
BRISTOL MYERS SQUIBB CO COM 110122108 1 21 SH DEFINED 21
CARTER INC COM 146229109 5 93 SH DEFINED 93
CASEYS GEN STORES INC COM 147528103 4 74 SH DEFINED 74
CBS CORP NEW CL B 124857202 1 17 SH DEFINED 17
CF INDS HLDGS INC COM 125269100 1 3 SH DEFINED 3
CHURCH & DWIGHT INC COM 171340102 5 95 SH DEFINED 95
CISCO SYS INC COM 17275R102 2 100 SH DEFINED 100
COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 1 15 SH DEFINED 15
CONOCOPHILLIPS COM 20825C104 1 9 SH DEFINED 9
COVIDIEN PLC SHS G2554F113 11 210 SH DEFINED 210
CUBIST PHARMACEUTICALS INC COM 229678107 4 106 SH DEFINED 106
DU PONT E I DE NEMOURS & CO COM 263534109 1 11 SH DEFINED 11
DUKE ENERGY CORP NEW COM 26441C105 5 200 SH DEFINED 200
DYCOM INDS INC COM 267475101 3 171 SH DEFINED 171
ELECTRONICS FOR IMAGING INC COM 286082102 2 100 SH DEFINED 100
EXXON MOBIL CORP COM 30231G102 9 100 SH DEFINED 100
FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 1 27 SH DEFINED 27
FORD MTR CO DEL COM PAR $0.01 345370860 0 51 SH DEFINED 51
INTERNATIONAL BUSINESS MACHS COM 459200101 1 4 SH DEFINED 4
ISHARES TR BARCLYS CR BD 464288620 4775 43022 SH DEFINED 43022
ISHARES TR BARCLYS MBS BD 464288588 11 97 SH DEFINED 97
ISHARES TR BARCLYS TIPS BD 464287176 3406 28450 SH DEFINED 28450
ISHARES TR DJ HOME CONSTN 464288752 1 42 SH DEFINED 42
ISHARES TR IBOXX INV CPBD 464287242 1 9 SH DEFINED 9
ISHARES TR MSCI EAFE INDEX 464287465 10116 202482 SH DEFINED 202482
ISHARES TR S&P MIDCAP 400 464287507 4824 51222 SH DEFINED 51222
ISHARES TR S&P SMLCAP 600 464287804 2276 31061 SH DEFINED 31061
JOHNSON & JOHNSON COM 478160104 1 8 SH DEFINED 8
JPMORGAN CHASE & CO COM 46625H100 4 100 SH DEFINED 100
NOKIA CORP SPONSORED ADR 654902204 0 100 SH DEFINED 100
O REILLY AUTOMOTIVE INC NEW COM 67103H107 4 47 SH DEFINED 47
ORACLE CORP COM 68389X105 3 100 SH DEFINED 100
POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 5 207 SH DEFINED 207
POWERSHARES ETF TRUST FTSE RAFI 1000 73935X583 11 181 SH DEFINED 181
POWERSHARES QQQ TRUST UNIT SER 1 73935A104 1 18 SH DEFINED 18
PRECISION CASTPARTS CORP COM 740189105 0 3 SH DEFINED 3
PROSHARES TR PSHS SHRT S&P500 74347R503 1 28 SH DEFINED 28
REGENERON PHARMACEUTICALS COM 75886F107 4 38 SH DEFINED 38
SALIX PHARMACEUTICALS INC COM 795435106 5 98 SH DEFINED 98
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1 79 SH DEFINED 79
SEMPRA ENERGY COM 816851109 1 10 SH DEFINED 10
SIRIUS XM RADIO INC COM 82967N108 1 460 SH DEFINED 460
SPDR S&P 500 ETF TR TR UNIT 78462F103 18674 137203 SH DEFINED 137203
SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 2135 36112 SH DEFINED 36112
SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 2770 70198 SH DEFINED 70198
SPECTRA ENERGY CORP COM 847560109 3 100 SH DEFINED 100
SUNTRUST BKS INC COM 867914103 102 4221 SH DEFINED 4221
TJX COS INC NEW COM 872540109 1 18 SH DEFINED 18
UNITEDHEALTH GROUP INC COM 91324P102 1 10 SH DEFINED 10
US BANCORP DEL COM NEW 902973304 1 20 SH DEFINED 20
VALERO ENERGY CORP NEW COM 91913Y100 5 200 SH DEFINED 200
VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 3753 46263 SH DEFINED 46263
VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 10755 127459 SH DEFINED 127459
VANGUARD INDEX FDS REIT ETF 922908553 3409 52096 SH DEFINED 52096
VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 3969 99402 SH DEFINED 99402
VISA INC COM CL A 92826C839 1 7 SH DEFINED 7
WELLS FARGO & CO NEW COM 949746101 2 50 SH DEFINED 50
WISDOMTREE TRUST EMERG MKTS ETF 97717W315 8 159 SH DEFINED 159
WISDOMTREE TRUST EMG MKTS SMCAP 97717W281 3 74 SH DEFINED 74