0000073076-11-000009.txt : 20111114
0000073076-11-000009.hdr.sgml : 20111111
20111114101926
ACCESSION NUMBER: 0000073076-11-000009
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111114
DATE AS OF CHANGE: 20111114
EFFECTIVENESS DATE: 20111114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHWESTERN MUTUAL LIFE INSURANCE CO
CENTRAL INDEX KEY: 0000073076
IRS NUMBER: 390509570
STATE OF INCORPORATION: WI
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-00229
FILM NUMBER: 111198682
BUSINESS ADDRESS:
STREET 1: 720 E WISCONSIN AVENUE
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
BUSINESS PHONE: 4142992508
MAIL ADDRESS:
STREET 1: 720 EAST WISCONSIN AVENUE
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
13F-HR
1
nml11q3.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: The Northwestern Mutual Life Insurance Company
Address: 720 East Wisconsin Avenue
Milwaukee, WI 53202
13F File Number: 28-00229
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Mark G. Doll
Title: Chief Investment Officer
Phone: 414-665-3336
Signature, Place, and Date of Signing:
Mark G. Doll Milwaukee, WI November 14, 2011
Report Type (Check only one.):
[ ] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ X] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
Form 13F File Number Name
028-01096 Russell Trust Company
028-01190 Frank Russell Company
028-05583 Northwestern Mutual Capital, LLC
028-10206 Mason Street Advisors, LLC
028-11160 Northwestern Mutual Wealth Management Company
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 50
Form 13F Information Table Value Total: $42,634 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
AASTROM BIOSCIENCES INC COM NEW 00253U305 0 125 SH DEFINED 125
ALCATEL-LUCENT SPONSORED ADR 013904305 0 97 SH DEFINED 97
ALTRIA GROUP INC COM 02209S103 1 52 SH DEFINED 52
AOL INC COM 00184X105 0 3 SH DEFINED 3
AVID TECHNOLOGY INC COM 05367P100 1 75 SH DEFINED 75
BOEING CO COM 097023105 14 225 SH DEFINED 225
BRISTOL MYERS SQUIBB CO COM 110122108 3 100 SH DEFINED 100
CATERPILLAR INC DEL COM 149123101 3 35 SH DEFINED 35
CEDAR FAIR L P DEPOSITRY UNIT 150185106 1 76 SH DEFINED 76
CITIGROUP INC COM NEW 172967424 0 11 SH DEFINED 11
COMCAST CORP NEW CL A 20030N101 1 48 SH DEFINED 48
DWS HIGH INCOME OPPORT FD IN COM NEW 23339M204 3 250 SH DEFINED 250
FIRSTHAND TECH VALUE FD INC COM 33766Y100 1 90 SH DEFINED 90
FORD MTR CO DEL COM PAR $0.01 345370860 8 800 SH DEFINED 800
FREEPORT-MCMORAN COPPER & GO COM 35671D857 1 46 SH DEFINED 46
GOLDMAN SACHS GROUP INC COM 38141G104 2 20 SH DEFINED 20
INTEL CORP COM 458140100 2 105 SH DEFINED 105
ISHARES TR BARCLYS CR BD 464288620 3109 28855 SH DEFINED 28855
ISHARES TR BARCLYS TIPS BD 464287176 2282 19962 SH DEFINED 19962
ISHARES TR DJ INTL SEL DIVD 464288448 1 42 SH DEFINED 42
ISHARES TR MSCI EAFE INDEX 464287465 5857 122591 SH DEFINED 122591
ISHARES TR MSCI EMERG MKT 464287234 3 75 SH DEFINED 75
ISHARES TR S&P 500 INDEX 464287200 7 65 SH DEFINED 65
ISHARES TR S&P MIDCAP 400 464287507 2677 34325 SH DEFINED 34325
ISHARES TR S&P SMLCAP 600 464287804 1261 21549 SH DEFINED 21549
KRAFT FOODS INC CL A 50075N104 1 27 SH DEFINED 27
MAGNUM HUNTER RES CORP DEL COM 55973B102 0 27 SH DEFINED 27
NUVEEN QUALITY PFD INCOME FD COM 67071S101 1 198 SH DEFINED 198
PFIZER INC COM 717081103 3 166 SH DEFINED 166
PHILIP MORRIS INTL INC COM 718172109 2 40 SH DEFINED 40
PIMCO HIGH INCOME FD COM SHS 722014107 1 112 SH DEFINED 112
POWERSHARES ETF TRUST HI YLD EQ DVDN 73935X302 2 186 SH DEFINED 186
PROSHARES TR PSHS ULTSH 20YRS 74347R297 2 80 SH DEFINED 80
SALIX PHARMACEUTICALS INC NOTE 2.750% 5/1 795435AC0 2 2000 SH DEFINED 2000
SCHLUMBERGER LTD COM 806857108 2 35 SH DEFINED 35
SEALY CORP COM 812139301 1 375 SH DEFINED 375
SIRIUS XM RADIO INC COM 82967N108 1 970 SH DEFINED 970
SPDR S&P 500 ETF TR TR UNIT 78462F103 10435 92219 SH DEFINED 92219
SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 1481 24641 SH DEFINED 24641
SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 1666 46028 SH DEFINED 46028
TIME WARNER CABLE INC COM 88732J207 1 8 SH DEFINED 8
TIME WARNER INC COM NEW 887317303 1 37 SH DEFINED 37
VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 2546 31272 SH DEFINED 31272
VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 7289 87047 SH DEFINED 87047
VANGUARD INDEX FDS LARGE CAP ETF 922908637 0 1 SH DEFINED 1
VANGUARD INDEX FDS MID CAP ETF 922908629 0 1 SH DEFINED 1
VANGUARD INDEX FDS REIT ETF 922908553 1833 36033 SH DEFINED 36033
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 0 1 SH DEFINED 1
VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 2124 59272 SH DEFINED 59272
VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 2 32 SH DEFINED 32