0000073076-11-000005.txt : 20110516
0000073076-11-000005.hdr.sgml : 20110516
20110516134245
ACCESSION NUMBER: 0000073076-11-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110331
FILED AS OF DATE: 20110516
DATE AS OF CHANGE: 20110516
EFFECTIVENESS DATE: 20110516
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHWESTERN MUTUAL LIFE INSURANCE CO
CENTRAL INDEX KEY: 0000073076
IRS NUMBER: 390509570
STATE OF INCORPORATION: WI
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-00229
FILM NUMBER: 11845310
BUSINESS ADDRESS:
STREET 1: 720 E WISCONSIN AVENUE
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
BUSINESS PHONE: 4142992508
MAIL ADDRESS:
STREET 1: 720 EAST WISCONSIN AVENUE
CITY: MILWAUKEE
STATE: WI
ZIP: 53202
13F-HR
1
nml11q1.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: The Northwestern Mutual Life Insurance Company
Address: 720 East Wisconsin Avenue
Milwaukee, WI 53202
13F File Number: 28-00229
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Mark G. Doll
Title: Chief Investment Officer
Phone: 414-665-3336
Signature, Place, and Date of Signing:
Mark G. Doll Milwaukee, WI May 16, 2011
Report Type (Check only one.):
[ ] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ X] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
Form 13F File Number Name
028-01096 Russell Trust Company
028-01190 Frank Russell Company
028-05583 Northwestern Investment Management Company, LLC
028-10206 Mason Street Advisors, LLC
028-11160 Northwestern Mutual Wealth Management Company
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 39
Form 13F Information Table Value Total: $33,524 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
ALPINE TOTAL DYNAMIC DIVID F COM SBI 021060108 6 946 SH DEFINED 946
AVON PRODS INC COM 054303102 7 250 SH DEFINED 250
BOEING CO COM 097023105 7 100 SH DEFINED 100
CITIGROUP INC COM 172967101 3 590 SH DEFINED 590
CONCEPTUS INC COM 206016107 51 3500 SH DEFINED 3500
CORNING INC COM 219350105 5 250 SH DEFINED 250
FORD MTR CO DEL COM PAR $0.01 345370860 12 800 SH DEFINED 800
GOLDMAN SACHS GROUP INC COM 38141G104 16 100 SH DEFINED 100
H & Q HEALTHCARE FD SH BEN INT 404052102 7 512 SH DEFINED 512
HALLIBURTON CO COM 406216101 10 200 SH DEFINED 200
ING GLOBAL EQTY DIV & PREM O COM 45684E107 16 1476 SH DEFINED 1476
ISHARES TR BARCLYS 1-3YR CR 464288646 16 152 SH DEFINED 152
ISHARES TR BARCLYS CR BD 464288620 2074 19879 SH DEFINED 19879
ISHARES TR BARCLYS TIPS BD 464287176 1490 13651 SH DEFINED 13651
ISHARES TR MSCI EAFE INDEX 464287465 5156 85818 SH DEFINED 85818
ISHARES TR S&P MIDCAP 400 464287507 2441 24724 SH DEFINED 24724
ISHARES TR S&P SMLCAP 600 464287804 1120 15227 SH DEFINED 15227
KAYNE ANDERSON ENRGY TTL RT COM 48660P104 57 1810 SH DEFINED 1810
KRISPY KREME DOUGHNUTS INC COM 501014104 0 50 SH DEFINED 50
LAYNE CHRISTENSEN CO COM 521050104 3 100 SH DEFINED 100
MATTEL INC COM 577081102 6 250 SH DEFINED 250
MCDONALDS CORP COM 580135101 11 138 SH DEFINED 138
MERCK & CO INC NEW COM 58933Y105 4 110 SH DEFINED 110
MICROSOFT CORP COM 594918104 30 1200 SH DEFINED 1200
NUVEEN QUALITY PFD INCOME FD COM 67072C105 23 2739 SH DEFINED 2739
NYSE EURONEXT COM 629491101 3 75 SH DEFINED 75
SALIX PHARMACEUTICALS INC NOTE 2.750% 5/1 795435AC0 2 2000 SH DEFINED 2000
SIRIUS XM RADIO INC COM 82967N108 1 656 SH DEFINED 656
SPDR GOLD TRUST GOLD SHS 78463V107 10 71 SH DEFINED 71
SPDR S&P 500 ETF TR TR UNIT 78462F103 8829 66591 SH DEFINED 66591
SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 995 16637 SH DEFINED 16637
SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 1256 30997 SH DEFINED 30997
VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 1640 20461 SH DEFINED 20461
VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 4647 58067 SH DEFINED 58067
VANGUARD INDEX FDS REIT ETF 922908553 1492 25522 SH DEFINED 25522
VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 2054 41951 SH DEFINED 41951
WISDOMTREE TRUST EMERG MKTS ETF 97717W315 4 59 SH DEFINED 59
WISDOMTREE TRUST INTL SMCAP DIV 97717W760 4 75 SH DEFINED 75
WISDOMTREE TRUST SMALLCAP DIVID 97717W604 16 335 SH DEFINED 335