-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JD3WkynxH1w7sSGrVZcaht/KtbSsbYM04sLUjIC+x/PPr27RYEMah0QilH0ITIjg V+/NXQxBOy7RMzWbDygxqQ== 0000073076-10-000009.txt : 20101115 0000073076-10-000009.hdr.sgml : 20101115 20101115172247 ACCESSION NUMBER: 0000073076-10-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101115 DATE AS OF CHANGE: 20101115 EFFECTIVENESS DATE: 20101115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHWESTERN MUTUAL LIFE INSURANCE CO CENTRAL INDEX KEY: 0000073076 IRS NUMBER: 390509570 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00229 FILM NUMBER: 101194090 BUSINESS ADDRESS: STREET 1: 720 E WISCONSIN AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 4142992508 MAIL ADDRESS: STREET 1: 720 EAST WISCONSIN AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53202 13F-HR 1 nml10q3.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Northwestern Mutual Life Insurance Company Address: 720 East Wisconsin Avenue Milwaukee, WI 53202 13F File Number: 28-00229 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Mark G. Doll Title: Chief Investment Officer Phone: 414-665-3336 Signature, Place, and Date of Signing: Mark G. Doll Milwaukee, WI November 15, 2010 Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ X] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: Form 13F File Number Name 28-01096 Russell Trust Company 28-01190 Frank Russell Company 28-05583 Northwestern Investment Management Company, LLC 28-10206 Mason Street Advisors, LLC 28-11160 Northwestern Mutual Wealth Management Company FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 75 Form13F Information Table Value Total: $48,054 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- BANK OF AMERICA CORPORATION COM 060505104 1 86 SH DEFINED 86 ENERGY CONVERSION DEVICES IN COM 292659109 1 125 SH DEFINED 125 EVERGREEN SOLAR INC COM 30033R108 1 869 SH DEFINED 869 FORD MTR CO DEL COM PAR $0.01 345370860 10 800 SH DEFINED 800 GOOGLE INC CL A 38259P508 1 1 SH DEFINED 1 INFOSPACE INC COM PAR $.0001 45678T300 0 3 SH DEFINED 3 ISHARES TR RUSSELL1000VAL 464287598 1717 29104 SH DEFINED 29104 ISHARES TR RUSL 3000 GROW 464287671 171 4073 SH DEFINED 4073 ISHARES TR RUSL 3000 VALU 464287663 773 9983 SH DEFINED 9983 ISHARES TR RUSSELL 1000 464287622 2427 38427 SH DEFINED 38427 ISHARES TR RUSSELL 2000 464287655 392 5806 SH DEFINED 5806 ISHARES TR RUSSELL 3000 464287689 224 3317 SH DEFINED 3317 ISHARES TR RUSSELL MCP GR 464287481 290 5815 SH DEFINED 5815 ISHARES TR RUSSELL MCP VL 464287473 377 9351 SH DEFINED 9351 ISHARES TR RUSL 2000 VALU 464287630 84 1357 SH DEFINED 1357 ISHARES TR RUSSELL1000GRW 464287614 1230 23953 SH DEFINED 23953 ISHARES TR MSCI EAFE IDX 464287465 5000 91045 SH DEFINED 91045 ISHARES TR S&P 100 IDX FD 464287101 5 98 SH DEFINED 98 ISHARES TR S&P 500 INDEX 464287200 957 8356 SH DEFINED 8356 ISHARES TR S&P 500 VALUE 464287408 401 7387 SH DEFINED 7387 ISHARES TR RUSSELL MIDCAP 464287499 1247 13793 SH DEFINED 13793 ISHARES TR COHEN&ST RLTY 464287564 1876 30302 SH DEFINED 30302 ISHARES TR BARCLY USAGG B 464287226 2255 20751 SH DEFINED 20751 ISHARES TR BARCLYS 1-3 YR 464287457 377 4473 SH DEFINED 4473 ISHARES TR BARCLYS 20+ YR 464287432 437 4143 SH DEFINED 4143 ISHARES TR BARCLYS 7-10 YR 464287440 445 4491 SH DEFINED 4491 ISHARES TR BARCLYS CR BD 464288620 1106 10250 SH DEFINED 10250 ISHARES TR MSCI GRW IDX 464288885 471 8315 SH DEFINED 8315 ISHARES TR BARCLYS TIPS BD 464287176 1828 16762 SH DEFINED 16762 ISHARES TR RUSL 2000 GROW 464287648 44 594 SH DEFINED 594 ISHARES TR DJ SEL DIV INX 464287168 41 876 SH DEFINED 876 ISHARES TR DJ US REAL EST 464287739 59 1121 SH DEFINED 1121 ISHARES TR IBOXX INV CPBD 464287242 324 2861 SH DEFINED 2861 ISHARES TR S&P MIDCAP 400 464287507 1642 20499 SH DEFINED 20499 ISHARES TR MSCI EMERG MKT 464287234 537 11994 SH DEFINED 11994 ISHARES TR MSCI VAL IDX 464288877 321 6595 SH DEFINED 6595 ISHARES TR BARCLYS MBS BD 464288588 21 189 SH DEFINED 189 ISHARES TR US PFD STK IDX 464288687 35 874 SH DEFINED 874 ISHARES TR S&P GLB100INDX 464287572 26 451 SH DEFINED 451 ISHARES TR S&P MIDCP VALU 464287705 241 3384 SH DEFINED 3384 ISHARES TR S&P NTL AMTFREE 464288414 73 685 SH DEFINED 685 ISHARES TR S&P SMLCAP 600 464287804 685 11600 SH DEFINED 11600 ISHARES TR S&P SMLCP GROW 464287887 98 1564 SH DEFINED 1564 ISHARES TR S&P SMLCP VALU 464287879 41 663 SH DEFINED 663 ISHARES TR S&P500 GRW 464287309 1414 23820 SH DEFINED 23820 ISHARES TR S&P MC 400 GRW 464287606 188 2135 SH DEFINED 2135 ORACLE CORP COM 68389X105 1 48 SH DEFINED 48 RYDEX ETF TRUST S&P 500 EQ TRD 78355W106 11 268 SH DEFINED 268 SOUTHERN CO COM 842587107 0 1 SH DEFINED 1 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 448 4155 SH DEFINED 4155 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 146 3799 SH DEFINED 3799 SPDR S&P 500 ETF TR TR UNIT 78462F103 4180 36625 SH DEFINED 36625 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 82 563 SH DEFINED 563 SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 576 9608 SH DEFINED 9608 SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 718 17941 SH DEFINED 17941 SUNTECH PWR HLDGS CO LTD ADR 86800C104 1 155 SH DEFINED 155 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 2679 32412 SH DEFINED 32412 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 942 11527 SH DEFINED 11527 VANGUARD INDEX FDS REIT ETF 922908553 1544 29652 SH DEFINED 29652 VANGUARD INDEX FDS VALUE ETF 922908744 562 11538 SH DEFINED 11538 VANGUARD INDEX FDS STK MRK ETF 922908769 101 1727 SH DEFINED 1727 VANGUARD INDEX FDS SML CP GRW ETF 922908595 89 1330 SH DEFINED 1330 VANGUARD INDEX FDS SM CP VAL ETF 922908611 46 774 SH DEFINED 774 VANGUARD INDEX FDS MID CAP ETF 922908629 824 12428 SH DEFINED 12428 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 366 7560 SH DEFINED 7560 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 245 4525 SH DEFINED 4525 VANGUARD INDEX FDS LARGE CAP ETF 922908637 1802 34591 SH DEFINED 34591 VANGUARD INDEX FDS GROWTH ETF 922908736 472 8579 SH DEFINED 8579 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 54 1140 SH DEFINED 1140 VANGUARD INDEX FDS SMALL CP ETF 922908751 357 5624 SH DEFINED 5624 VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 1636 35983 SH DEFINED 35983 VANGUARD INTL EQUITY INDEX F EURPEAN ETF 922042874 3 58 SH DEFINED 58 VANGUARD INTL EQUITY INDEX F PACIFIC ETF 922042866 52 964 SH DEFINED 964 VANGUARD TAX-MANAGED FD EUROPE PAC ETF 921943858 218 6303 SH DEFINED 6303 WHOLE FOODS MKT INC COM 966837106 5 126 SH DEFINED 126
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