13F-HR 1 nml10q1.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: The Northwestern Mutual Life Insurance Company Address: 720 East Wisconsin Avenue Milwaukee, WI 53202 13F File Number: 28-00229 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Mark G. Doll Title: Chief Investment Officer Phone: 414-665-3336 Signature, Place, and Date of Signing: Mark G. Doll Milwaukee, WI May 13, 2010 Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ X] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: Form 13F File Number Name 28-01096 Russell Trust Company 28-01190 Frank Russell Company 28-05583 Northwestern Investment Management Company, LLC 28-10206 Mason Street Advisors, LLC 28-11160 Northwestern Mutual Wealth Management Company FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 110 Form13F Information Table Value Total: $48,520 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 32 385 SH DEFINED 385 ABBOTT LABS COM 002824100 19 370 SH DEFINED 370 AMGEN INC COM 031162100 33 550 SH DEFINED 550 APPLIED MATLS INC COM 038222105 11 800 SH DEFINED 800 AUTOMATIC DATA PROCESSING IN COM 053015103 30 670 SH DEFINED 670 BECTON DICKINSON & CO COM 075887109 37 475 SH DEFINED 475 CENTURYTEL INC COM 156700106 0 13 SH DEFINED 13 CHEVRON CORP NEW COM 166764100 33 440 SH DEFINED 440 CISCO SYS INC COM 17275R102 31 1200 SH DEFINED 1200 CME GROUP INC COM 12572Q105 33 105 SH DEFINED 105 COCA COLA BOTTLING CO CONS COM 191098102 3 43 SH DEFINED 43 COMCAST CORP NEW CL A 20030N101 15 800 SH DEFINED 800 CONAGRA FOODS INC COM 205887102 57 2290 SH DEFINED 2290 COSTCO WHSL CORP NEW COM 22160K105 27 451 SH DEFINED 451 DELL INC COM 24702R101 2 100 SH DEFINED 100 DIAGEO P L C SPON ADR NEW 25243Q205 28 415 SH DEFINED 415 ENDOLOGIX INC COM 29266S106 0 4 SH DEFINED 4 FEDEX CORP COM 31428X106 30 320 SH DEFINED 320 FORD MTR CO DEL COM PAR $0.01 345370860 10 800 SH DEFINED 800 GENERAL ELECTRIC CO COM 369604103 50 2740 SH DEFINED 2740 HARLEY DAVIDSON INC COM 412822108 9 325 SH DEFINED 325 HONEYWELL INTL INC COM 438516106 32 710 SH DEFINED 710 INTEL CORP COM 458140100 36 1600 SH DEFINED 1600 ISHARES TR US PFD STK IDX 464288687 64 1662 SH DEFINED 1662 ISHARES TR MSCI GRW IDX 464288885 739 13051 SH DEFINED 13051 ISHARES TR MSCI VAL IDX 464288877 574 11326 SH DEFINED 11326 ISHARES TR S&P NTL AMTFREE 464288414 77 749 SH DEFINED 749 ISHARES TR BARCLYS CR BD 464288620 105 1026 SH DEFINED 1026 ISHARES TR BARCLYS MBS BD 464288588 26 245 SH DEFINED 245 ISHARES TR INDEX MSCI EAFE IDX 464287465 3964 70818 SH DEFINED 70818 ISHARES TR INDEX MSCI EMERG MKT 464287234 805 19114 SH DEFINED 19114 ISHARES TR INDEX RUSSELL1000GRW 464287614 1483 28539 SH DEFINED 28539 ISHARES TR INDEX RUSSELL 1000 464287622 3353 51890 SH DEFINED 51890 ISHARES TR INDEX RUSSELL1000VAL 464287598 2364 38715 SH DEFINED 38715 ISHARES TR INDEX S&P SMLCP VALU 464287879 69 1072 SH DEFINED 1072 ISHARES TR INDEX RUSSELL 2000 464287655 616 9086 SH DEFINED 9086 ISHARES TR INDEX RUSL 2000 VALU 464287630 126 1973 SH DEFINED 1973 ISHARES TR INDEX RUSL 3000 GROW 464287671 249 5884 SH DEFINED 5884 ISHARES TR INDEX RUSSELL 3000 464287689 290 4215 SH DEFINED 4215 ISHARES TR INDEX RUSL 3000 VALU 464287663 1040 12985 SH DEFINED 12985 ISHARES TR INDEX RUSL 2000 GROW 464287648 67 920 SH DEFINED 920 ISHARES TR INDEX IBOXX INV CPBD 464287242 311 2937 SH DEFINED 2937 ISHARES TR INDEX DJ US REAL EST 464287739 107 2150 SH DEFINED 2150 ISHARES TR INDEX DJ SEL DIV INX 464287168 168 3653 SH DEFINED 3653 ISHARES TR INDEX COHEN&ST RLTY 464287564 3066 53520 SH DEFINED 53520 ISHARES TR INDEX BARCLY USAGG B 464287226 2809 26954 SH DEFINED 26954 ISHARES TR INDEX BARCLYS TIPS BD 464287176 1585 15257 SH DEFINED 15257 ISHARES TR INDEX BARCLYS 7-10 YR 464287440 720 8050 SH DEFINED 8050 ISHARES TR INDEX BARCLYS 20+ YR 464287432 515 5755 SH DEFINED 5755 ISHARES TR INDEX S&P 500 VALUE 464287408 498 8823 SH DEFINED 8823 ISHARES TR INDEX RUSSELL MCP VL 464287473 603 14957 SH DEFINED 14957 ISHARES TR INDEX S&P SMLCP GROW 464287887 157 2557 SH DEFINED 2557 ISHARES TR INDEX S&P MIDCP VALU 464287705 387 5420 SH DEFINED 5420 ISHARES TR INDEX S&P MC 400 GRW 464287606 336 3966 SH DEFINED 3966 ISHARES TR INDEX S&P500 GRW 464287309 1733 28918 SH DEFINED 28918 ISHARES TR INDEX BARCLYS 1-3 YR 464287457 692 8298 SH DEFINED 8298 ISHARES TR INDEX RUSSELL MCP GR 464287481 429 8843 SH DEFINED 8843 ISHARES TR INDEX S&P 100 IDX FD 464287101 8 140 SH DEFINED 140 ISHARES TR INDEX S&P 500 INDEX 464287200 1760 15000 SH DEFINED 15000 ISHARES TR INDEX S&P GLB100INDX 464287572 78 1283 SH DEFINED 1283 ISHARES TR INDEX S&P MIDCAP 400 464287507 926 11760 SH DEFINED 11760 ISHARES TR INDEX S&P SMLCAP 600 464287804 332 5585 SH DEFINED 5585 ISHARES TR INDEX RUSSELL MIDCAP 464287499 1801 20174 SH DEFINED 20174 JOHNSON & JOHNSON COM 478160104 30 460 SH DEFINED 460 MEDTRONIC INC COM 585055106 16 350 SH DEFINED 350 MICROSOFT CORP COM 594918104 92 3145 SH DEFINED 3145 MOODYS CORP COM 615369105 29 960 SH DEFINED 960 NOKIA CORP SPONSORED ADR 654902204 14 900 SH DEFINED 900 PALM INC NEW COM 696643105 1 175 SH DEFINED 175 PFIZER INC COM 717081103 17 1000 SH DEFINED 1000 PIEDMONT OFFICE REALTY TR IN COM CL A 720190206 1 30 SH DEFINED 30 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 2 50 SH DEFINED 50 RTI BIOLOGICS INC COM 74975N105 9 2143 SH DEFINED 2143 RYDEX ETF TRUST S&P 500 EQ TRD 78355W106 11 268 SH DEFINED 268 SAP AG SPON ADR 803054204 24 500 SH DEFINED 500 SCHLUMBERGER LTD COM 806857108 19 300 SH DEFINED 300 SIGMA ALDRICH CORP COM 826552101 28 530 SH DEFINED 530 SLM CORP COM 78442P106 19 1520 SH DEFINED 1520 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 525 4836 SH DEFINED 4836 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 179 5110 SH DEFINED 5110 SPDR S&P 500 ETF TR UNIT SER 1 S&P 78462F103 1268 10838 SH DEFINED 10838 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 94 657 SH DEFINED 657 SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 113 2844 SH DEFINED 2844 SPDR SERIES TRUST BRCLYS INTL ETF 78464A516 29 513 SH DEFINED 513 SPRINT NEXTEL CORP COM SER 1 852061100 0 1 SH DEFINED 1 SWEDISH EXPT CR CORP ROG TTL ETN 22 870297801 91 12000 PRN DEFINED 12000 SYCAMORE NETWORKS INC COM NEW 871206405 0 4 SH DEFINED 4 SYMANTEC CORP COM 871503108 20 1200 SH DEFINED 1200 TENET HEALTHCARE CORP COM 88033G100 1 150 SH DEFINED 150 TYCO ELECTRONICS LTD SWITZER SHS H8912P106 37 1350 SH DEFINED 1350 TYCO INTERNATIONAL LTD SHS H89128104 52 1350 SH DEFINED 1350 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 109 1364 SH DEFINED 1364 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 364 4596 SH DEFINED 4596 VANGUARD INDEX FDS MID CAP ETF 922908629 1226 18825 SH DEFINED 18825 VANGUARD INDEX FDS STK MRK ETF 922908769 241 4049 SH DEFINED 4049 VANGUARD INDEX FDS SM CP VAL ETF 922908611 109 1821 SH DEFINED 1821 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 584 12022 SH DEFINED 12022 VANGUARD INDEX FDS SML CP GRW ETF 922908595 120 1830 SH DEFINED 1830 VANGUARD INDEX FDS VALUE ETF 922908744 1004 19894 SH DEFINED 19894 VANGUARD INDEX FDS SMALL CP ETF 922908751 516 8197 SH DEFINED 8197 VANGUARD INDEX FDS LARGE CAP ETF 922908637 2251 42234 SH DEFINED 42234 VANGUARD INDEX FDS GROWTH ETF 922908736 627 11286 SH DEFINED 11286 VANGUARD INDEX FDS REIT ETF 922908553 1219 24965 SH DEFINED 24965 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 314 6027 SH DEFINED 6027 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 141 3015 SH DEFINED 3015 VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 1016 24099 SH DEFINED 24099 VANGUARD INTL EQUITY INDEX F EURPEAN ETF 922042874 3 70 SH DEFINED 70 VANGUARD INTL EQUITY INDEX F PACIFIC ETF 922042866 54 983 SH DEFINED 983 VANGUARD TAX-MANAGED FD EUROPE PAC ETF 921943858 259 7472 SH DEFINED 7472 WALGREEN CO COM 931422109 52 1400 SH DEFINED 1400