0000950117-13-000802.txt : 20130731 0000950117-13-000802.hdr.sgml : 20130731 20130731175926 ACCESSION NUMBER: 0000950117-13-000802 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130723 FILED AS OF DATE: 20130731 DATE AS OF CHANGE: 20130731 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZYGO CORP CENTRAL INDEX KEY: 0000730716 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 060864500 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: LAUREL BROOK RD CITY: MIDDLEFIELD STATE: CT ZIP: 06455 BUSINESS PHONE: 8603478506 MAIL ADDRESS: STREET 1: LAUREL BROOK ROAD CITY: MIDDLEFIELD STATE: CT ZIP: 06455 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kaufman Michael A CENTRAL INDEX KEY: 0001426157 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-12944 FILM NUMBER: 131000238 MAIL ADDRESS: STREET 1: 590 MADISON AVENUE, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 3 1 cfp_22153.xml FORM 3 X0206 3 2013-07-23 0 0000730716 ZYGO CORP ZIGO 0001426157 Kaufman Michael A 590 MADISON AVENUE 9TH FLOOR NEW YORK NY 10022 1 0 1 0 Common Stock 0 D Common Stock 4370060 I See footnotes (1) (2) (3) (4) Consists of 3,073,785 shares of Common Stock owned by MAK Capital Fund LP, a Bermuda limited partnership (MAK Fund), 556,092 shares of Common Stock owned by MAK-ro Capital Master Fund LP, a Cayman Islands limited partnership (MAK-ro Fund), and 740,183 shares of Common Stock owned by Paloma International L.P., a Delaware limited partnership (Paloma), through its subsidiary, Sunrise Partners Limited Partnership, a Delaware limited partnership. MAK GP LLC, a Delaware limited liability company (MAK GP), is the general partner of MAK Fund and MAK-ro Fund. Mr. Kaufman is the controlling person of MAK GP. MAK Capital One LLC, a Delaware limited liability company (MAK Capital), is the investment manager for MAK Fund, MAK-ro Fund and Paloma. Mr. Kaufman is the controlling person of MAK Capital. MAK Fund, MAK Capital and Mr. Kaufman have shared power to vote or direct the vote of the 3,073,785 shares of Common Stock owned by MAK Fund. MAK-ro Fund, MAK Capital and Mr. Kaufman have shared power to vote or direct the vote of the 556,092 shares of Common Stock owned by MAK-ro Fund. Paloma, S. Donald Sussman, MAK Capital and Mr. Kaufman have shared power to vote or direct the vote of the 740,183 shares of Common Stock owned by Paloma. MAK Fund, MAK Capital and Mr. Kaufman have shared power to dispose or direct the disposition of the 3,073,785 shares of Common Stock owned by MAK Fund. MAK-ro Fund, MAK Capital and Mr. Kaufman have shared power to dispose or direct the disposition of the 556,092 shares of Common Stock owned by MAK-ro Fund. Paloma, Mr. Sussman, MAK Capital and Mr. Kaufman have shared power to dispose or direct the disposition of the 740,183 shares of Common Stock owned by Paloma. For purposes of this Form 3, Mr. Kaufman disclaims ownership of the shares of Common Stock owned by MAK Fund, MAK-ro Fund and Paloma, except to the extent of his pecuniary interest therein. Michael A. Kaufman 2013-07-25