0001179110-21-000816.txt : 20210125 0001179110-21-000816.hdr.sgml : 20210125 20210125161246 ACCESSION NUMBER: 0001179110-21-000816 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210121 FILED AS OF DATE: 20210125 DATE AS OF CHANGE: 20210125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ORTHWEIN PETER BUSCH CENTRAL INDEX KEY: 0001255017 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09235 FILM NUMBER: 21549775 MAIL ADDRESS: STREET 1: ONE LAGAYETTE PLACE CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: THOR INDUSTRIES INC CENTRAL INDEX KEY: 0000730263 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR HOMES [3716] IRS NUMBER: 930768752 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 601 E. BEARDSLEY AVENUE CITY: ELKHART STATE: IN ZIP: 46514 BUSINESS PHONE: (574) 970-7460 MAIL ADDRESS: STREET 1: 601 E. BEARDSLEY AVENUE CITY: ELKHART STATE: IN ZIP: 46514 4 1 edgar.xml FORM 4 - X0306 4 2021-01-21 0 0000730263 THOR INDUSTRIES INC THO 0001255017 ORTHWEIN PETER BUSCH C/O THOR INDUSTRIES, INC. 601 EAST BEARDSLEY AVENUE ELKHART IN 46514-3305 1 0 0 0 Common Stock 74783 I See Note Common Stock 124000 I See Note Common Stock 30000 I See Note Common Stock 299700 I See Note Common Stock 378524 I See Note Common Stock 68780 I See Note Common Stock 2021-01-21 4 S 0 130400 A 837131 D Common Stock 2021-01-21 4 P 0 130400 A 130400 I See Note These shares are held for the account of the Trust FBO Peter B. Orthwein, of which the reporting person is the trustee and beneficiary. These shares are held for the account of the Adolphus Busch Orthwein Trust for the benefit of the reporting person's children. The reporting person is one of the trustees of the trust. These shares are held for the account of a trust for the benefit of the reporting person's half-brother. The reporting person is one of the trustees of the trust. These shares are held for the account of the PBO-BMO Descendants Trust, of which the reporting person is the sole trustee and of which the reporting person's three youngest children are the beneficiaries. The reporting person disclaims beneficial ownership of the shares except to the extent of the pecuniary interest of the reporting person, his spouse and his three youngest children in the shares. These shares are held by the reporting person's grantor retained annuity trust. The figure in column 5 reflects the return of 57,032 shares to the reporting person in satisfaction of trust annuity obligations, which shares are now reported as directly held. These shares are held for the account of the reporting person's spouse. The shares reported as sold in this row were transferred to the Peter Orthwein Irrevocable Trust, dated December 3, 2020. The terms of the trust provide that the settlor may reacquire any asset forming part of the trust estate by substituting other property of an equivalent value. On January 21, 2021, the reporting person transferred these shares to the trust in exchange for $14,089,883.00 previously held by the trust. The reporting person is reporting this transaction in the event that it is considered a sale transaction as opposed to a mere change in form of beneficial ownership. The shares reported as purchased in this row were transferred to the Peter Orthwein Irrevocable Trust, dated December 3, 2020. The terms of the trust provide that the settlor may reacquire any asset forming part of the trust estate by substituting other property of an equivalent value. On January 21, 2021, the reporting person transferred these shares to the trust in exchange for $14,089,883.00 previously held by the trust. The reporting person is reporting this transaction in the event that it is considered a purchase transaction as opposed to a mere change in form of beneficial ownership. These shares are held by the Peter Orthwein Irrevocable Trust, dated December 3, 2020, for the benefit of the reporting person's descendants. The reporting person is the settlor of the trust. An unaffiliated third-party serves as the trustee of the trust, but the reporting person retains certain investment control over the reported shares. /s/ Peter B. Orthwein 2021-01-25