144 1 form144eschlam052808.htm FORM 144 ELLIOTT SCHLAM 05-08-08 form144eschlam052808.htm


 UNITED STATES
OMB APPROVAL
 SECURITIES AND EXCHANGE COMMISSION
 OMB NUMBER:                                      3235-0101
 Washington, D.C. 20549
 Expires:                   December 31, 2009
 
 Estimated average burden
 hours per response.........................2.00
 FORM 144
SEC USE ONLY
   DOCUMENT SEQUENCE NO.
 NOTICE OF PROPOSED SALE OF SECURITIES
 
 PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
 CUSIP NUMBER
   
 ATTENTION:  WORK LOCATION
 Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker.  
 
 
1 (a) NAME OF ISSUER (Please type or print)
(b) IRS ID No.
(c) SEC File No.
  
Supertex Inc.
94-232-8535
000-12718
 
1 (d) ADDRESS OF ISSUER     (e) TELEPHONE
Street
City
State Zip Code
Area Code        Number
1235 Bordeaux Drive
Sunnyvale
CA 94089
408-222-8888 
2 (a) NAME OF PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD
(b) IRS ID No.
(c) RELATIONSHIP TO ISSUER
(d) ADDRESS
Street, City, State, Zip Code
Elliott Schlam
 
Director
 
1235 Bordeaux Dr., Sunnyvale, CA 94089
 
 
 INSTRUCTION: The person filing this notice should contact the issuer to obtain the I.R.S. identification Number and the S.E.C. File Number.
  
3 (a)
 
 
Title of the Class of Securities To Be Sold
 
(b)
 
 
Name and Address of Each Broker Through Whom the Securities are to be Offered or Each Market Maker who is Acquiring the Securities
 
SEC USE ONLY
 
 
Broker-Dealer File Number
 
(c)
 
 
Number of Shares or Other Units to be Sold
 
(d)
 
 
Aggregate Market Value
 
(e)
 
 
Number of Shares or Other Units Outstanding
 
(f)
 
 
Approximate Date of Sale
 
(MM/DD/YY)
 
(g)
 
 
Name of Each Securities Exchange
 
Common Stock
TD AMERITRADE
   8,000
$199,760.00
12,749,457
05/28/08
NASD
 
 INSTRUCTIONS:  
1. (a) Name of issuer
    (b) Issuer's I.R.S. Identification Number
    (c) Issuer's S.E.C. file number, if any
    (d) Issuer's address, including zip code
    (e) Issuer's telephone number, including area code
 
 3. (a) Title of the class of securities to be sold
(b) Name and address of each broker through whom the securities are intended to be sold
(c) Number of shares or other units to be sold (if debt securities, give the aggregate face amount)
(d) Aggregate market value of the securities to be sold as of a specified date within 10 days prior to the filing of this notice
(e) Number of shares or other units of the class outstanding, or if debt securities the face amount thereof outstanding, as shown by the most recent report or statement published by the issuer
2.  (a) Name of person for whose account the securities are to be sold
      (b) Such person's I.R.S. identification number, if such person is an entity
      (c) Such person's relationship to the issuer (e.g., officer, director, 10%
           stockholder, or member of immediate family of any of the foregoing)
      (d) Such person's address, including zip code    
(f) Approximate date on which the securities are to be sold
(g) Name of each securities exchange, if any, on which the securities are intended to be sold
 
 
 
Potential persons who are to respond to the collection of information contained in this form are notrequired to respond unless the form displays a currently valid OMB control number.
 
 SEC 1147 (01-07)
 
 
TABLE I - SECURITIES TO BE SOLD
 
Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:
 
Title of the Class
 
Date you Acquired
 
Nature of Acquisition Transaction
 
Name of Person from Whom Acquired (if gift, also give date donor acquired)
Amount of Securities Acquired
 
Date of Payment
 
Nature of Payment
 
Common Stock  
05/28/08
SAME-DAY-SALE EXERCISE
Supertex Inc.
8,000
05/29/08
Cash
 
 
 INSTRUCTIONS  If the securities were purchased and full payment therefor was not made in cash at the      
  time of purchase, explain in the table or in a note thereto the nature of the
consideration given. If the consideration consisted of any note or other obligation,
or if payment was made in installments describe the arrangement and state when
the note or other obligation was discharged in full or the last installment paid.
 
 
 

 
TABLE II - SECURITIES SOLD DURING THE PAST 3 MONTHS
 
Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.
 
 
Name and Address of Seller
 
 
Title of Securities Sold
 
 
Date of Sale
 
 
Amount of Securities Sold
 
 
Gross Proceeds
 
 
 
 
 
 
 
 
REMARKS:
 
 INSTRUCTIONS:    ATTENTION:
 See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all personswhose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.    The person for whose account the securities to which this notice relates are to be
  sold hereby represents by signing this notice that he does not know any material
  adverse information in regard to the current and prospective operations of the
  Issuer of the securities to be sold which has not been publicly disclosed.
     
 
     
 
 
 
 
 
 
May 28, 2008
By:   /s/ Elliott Schlam
DATE of NOTICE

 
SIGNED
 
 
The notice shall be signed by the person for whose account the securities are to be sold. At least one copy of the notice shall be manually signed.
Any copies not manually signed shall bear typed or printed signatures.
 
 ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)
                                                                                                  SEC 1147 (01-04)