WELLS FARGO & COMPANY/MN NYSE Depositary Shares, each representing a 1/1000th interest in a share of 5.85% Fixed-to-Floating Rate Non-Cumulative Perpetual Class A Preferred Stock Depositary Shares, each representing a 1/1000th interest in a share of 6.625% Fixed-to-Floating Rate Non-Cumulative Perpetual Class A Preferred Stock false 0000072971 0000072971 2022-04-27 2022-04-27 0000072971 us-gaap:CommonStockMember 2022-04-27 2022-04-27 0000072971 wfc:A7.5NonCumulativePerpetualConvertibleClassAPreferredStockSeriesLMember 2022-04-27 2022-04-27 0000072971 wfc:DepositarySharesEachRepresentingA11000thInterestInAShareOf5.85FixedToFloatingRateNonCumulativePerpetualClassAPreferredStockSeriesQMember 2022-04-27 2022-04-27 0000072971 wfc:DepositarySharesEachRepresentingA11000thInterestInAShareOf6.625FixedToFloatingRateNonCumulativePerpetualClassAPreferredStockSeriesRMember 2022-04-27 2022-04-27 0000072971 wfc:NonCumulativePerpetualClassAPreferredStockSeriesYMember 2022-04-27 2022-04-27 0000072971 wfc:NonCumulativePerpetualClassAPreferredStockSeriesZMember 2022-04-27 2022-04-27 0000072971 wfc:NonCumulativePerpetualClassAPreferredStockSeriesAAMember 2022-04-27 2022-04-27 0000072971 wfc:NonCumulativePerpetualClassAPreferredStockSeriesCCMember 2022-04-27 2022-04-27 0000072971 wfc:NonCumulativePerpetualClassAPreferredStockSeriesDDMember 2022-04-27 2022-04-27 0000072971 wfc:GuaranteeofMediumTermNotesSeriesAdueOctober302028ofWellsFargoFinanceLLCMember 2022-04-27 2022-04-27

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of Report (date of earliest event reported): April 27, 2022

WELLS FARGO & COMPANY

(Exact name of registrant as specified in its charter)

 

Delaware   001-2979   No. 41-0449260
(State or other jurisdiction
of incorporation)
  (Commission File
Number)
  (IRS Employer
Identification No.)

420 Montgomery Street, San Francisco, California 94104

(Address of principal executive offices) (Zip Code)

Registrant’s telephone number, including area code: 1-866-249-3302

Not applicable

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of Each Class    Trading Symbol    Name of Each Exchange
on Which Registered
Common Stock, par value $1-2/3    WFC    New York Stock Exchange (NYSE)
7.5% Non-Cumulative Perpetual Convertible Class A Preferred Stock, Series L    WFC.PRL    NYSE
Depositary Shares, each representing a 1/1000th interest in a share of 5.85% Fixed-to-Floating Rate Non-Cumulative Perpetual Class A Preferred Stock, Series Q    WFC.PRQ    NYSE
Depositary Shares, each representing a 1/1000th interest in a share of 6.625% Fixed-to-Floating Rate Non-Cumulative Perpetual Class A Preferred Stock, Series R    WFC.PRR    NYSE
Depositary Shares, each representing a 1/1000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series Y    WFC.PRY    NYSE
Depositary Shares, each representing a 1/1000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series Z    WFC.PRZ    NYSE
Depositary Shares, each representing a 1/1000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series AA    WFC.PRA    NYSE
Depositary Shares, each representing a 1/1000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series CC    WFC.PRC    NYSE
Depositary Shares, each representing a 1/1000th interest in a share of Non-Cumulative Perpetual Class A Preferred Stock, Series DD    WFC.PRD    NYSE
Guarantee of Medium-Term Notes, Series A, due October 30, 2028 of Wells Fargo Finance LLC    WFC/28A    NYSE

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act (17 CFR 230.405) or Rule 12b-2 of the Exchange Act (17 CFR 240.12b-2).

Emerging growth company                                         

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐


Item 9.01.

Financial Statements and Exhibits

Exhibits are filed herewith in connection with the Registration Statement on Form S-3 (File No. 333-236148) filed by Wells Fargo & Company (the “Company”) with the Securities and Exchange Commission (the “SEC”).

On April 27, 2022, the Company issued CAD750,000,000 4.168% Fixed-to-Floating Rate Notes Due April 28, 2026 (the “Notes”).

The purpose of this Current Report is to file with the SEC the following documents: (i) the Underwriting Agreement for the Notes; (ii) the form of the Notes; and (iii) the opinion of Faegre Drinker Biddle & Reath LLP regarding the Notes.

 

  (d)

Exhibits

 

Exhibit No.

  

Description

  

Location

1.1    Underwriting Agreement dated April 20, 2022 among the Company and the Underwriters named therein.    Filed herewith
4.1    Form of 4.168% Fixed-to-Floating Rate Notes Due April 28, 2026.    Filed herewith
5.1    Opinion of Faegre Drinker Biddle & Reath LLP regarding the Notes.    Filed herewith
23.1    Consent of Faegre Drinker Biddle & Reath LLP.    Included as part of Exhibit 5.1
104    The cover page from this Current Report on Form 8-K, formatted in Inline XBRL.    Filed herewith

 

2


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

   WELLS FARGO & COMPANY
DATED: April 27, 2022    /s/ Bryant Owens                                                
   Bryant Owens
   Senior Vice President and Assistant Treasurer