0001127602-23-003691.txt : 20230207 0001127602-23-003691.hdr.sgml : 20230207 20230207144141 ACCESSION NUMBER: 0001127602-23-003691 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230205 FILED AS OF DATE: 20230207 DATE AS OF CHANGE: 20230207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DALEY WILLIAM M CENTRAL INDEX KEY: 0001183865 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02979 FILM NUMBER: 23594541 MAIL ADDRESS: STREET 1: JP MORGAN CHASE STREET 2: ONE BANK ONE PLAZA, SUITE 0896 CITY: CHICAGO STATE: IL ZIP: 60670 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WELLS FARGO & COMPANY/MN CENTRAL INDEX KEY: 0000072971 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 410449260 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 420 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94163 BUSINESS PHONE: 6126671234 MAIL ADDRESS: STREET 1: 420 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94163 FORMER COMPANY: FORMER CONFORMED NAME: WELLS FARGO & CO/MN DATE OF NAME CHANGE: 19981103 FORMER COMPANY: FORMER CONFORMED NAME: NORWEST CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: NORTHWEST BANCORPORATION DATE OF NAME CHANGE: 19830516 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2023-02-05 0000072971 WELLS FARGO & COMPANY/MN WFC 0001183865 DALEY WILLIAM M 30 HUDSON YARDS NEW YORK NY 10001 1 Vice Chairman - Public Affairs Common Stock, $1 2/3 Par Value 2023-02-05 4 M 0 14794.0437 0 A 39531.6931 D Common Stock, $1 2/3 Par Value 2023-02-05 4 F 0 6670.0437 47.58 D 32861.6494 D Common Stock, $1 2/3 Par Value 2023-02-05 4 M 0 10987.3524 0 A 43849.0018 D Common Stock, $1 2/3 Par Value 2023-02-05 4 F 0 5286.3524 47.58 D 38562.6494 D Common Stock, $1 2/3 Par Value 5600 I Through IRA Common Stock, $1 2/3 Par Value 5500 I Through Trust Restricted Share Right 2023-02-05 4 M 0 14794.0437 0 D Common Stock, $1 2/3 Par Value 14794.0437 14793.0052 D Restricted Share Right 2023-02-05 4 M 0 10987.3524 0 D Common Stock, $1 2/3 Par Value 10987.3524 21973.6808 D Number of shares represents a Restricted Share Right ("RSR") vesting on February 5, 2023. Original grant date was January 26, 2021. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Number of shares represents a RSR vesting on February 5, 2023. Original grant date was January 25, 2022. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Each RSR represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock. These RSRs vest in three installments: one-third on 2/5/2022, 2/5/2023 and 2/5/2024. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy. These RSRs vest in three installments: one-third on 2/5/2023, 2/5/2024, and 2/5/2025. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy. William M. Daley, by Janet McGinness, as Attorney-in-Fact 2023-02-07