0001127602-20-012074.txt : 20200327 0001127602-20-012074.hdr.sgml : 20200327 20200327132741 ACCESSION NUMBER: 0001127602-20-012074 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200301 FILED AS OF DATE: 20200327 DATE AS OF CHANGE: 20200327 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shrewsberry John R. CENTRAL INDEX KEY: 0001608198 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-02979 FILM NUMBER: 20750240 MAIL ADDRESS: STREET 1: 45 FREMONT STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WELLS FARGO & COMPANY/MN CENTRAL INDEX KEY: 0000072971 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 410449260 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 420 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94163 BUSINESS PHONE: 6126671234 MAIL ADDRESS: STREET 1: 420 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94163 FORMER COMPANY: FORMER CONFORMED NAME: WELLS FARGO & CO/MN DATE OF NAME CHANGE: 19981103 FORMER COMPANY: FORMER CONFORMED NAME: NORWEST CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: NORTHWEST BANCORPORATION DATE OF NAME CHANGE: 19830516 4/A 1 form4a.xml PRIMARY DOCUMENT X0306 4/A 2020-03-01 2020-03-03 0000072971 WELLS FARGO & COMPANY/MN WFC 0001608198 Shrewsberry John R. 420 MONTGOMERY STREET SAN FRANCISCO CA 94104 1 Sr. EVP & CFO Common Stock, $1 2/3 Par Value 2020-03-01 4 M 0 9078.0743 42.26 A 9078.0743 D Common Stock, $1 2/3 Par Value 2020-03-01 4 F 0 3958.0405 42.26 D 5120 D Common Stock, $1 2/3 Par Value 8224.64 I Through 401(k) Plan Common Stock, $1 2/3 Par Value 474419 I Through Family Trust Phantom Stock Units 2020-03-01 4 M 0 9078.0743 0 D Common Stock, $1 2/3 Par Value 9078.0743 10315.7557 D Includes a fractional share (.0338) for which the executive received $1.43 in cash, which amounts have been amended to account for actual rather than estimated tax withholding. Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of February 28, 2020, as if investable cash equivalents held by Plan were fully invested in Wells Fargo & Company common stock. Conversion price is 1-for-1. Includes shares held through supplemental 401(k) plan and deferred compensation plan. Deferred compensation shares payable in installments based upon executive's election. Supplemental 401(k) plan shares payable upon retirement. John R. Shrewsberry, by Anthony R. Augliera, as Attorney-in-Fact 2020-03-27