0001127602-20-009639.txt : 20200305
0001127602-20-009639.hdr.sgml : 20200305
20200305165107
ACCESSION NUMBER: 0001127602-20-009639
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200303
FILED AS OF DATE: 20200305
DATE AS OF CHANGE: 20200305
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shrewsberry John R.
CENTRAL INDEX KEY: 0001608198
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-02979
FILM NUMBER: 20691436
MAIL ADDRESS:
STREET 1: 45 FREMONT STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WELLS FARGO & COMPANY/MN
CENTRAL INDEX KEY: 0000072971
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 410449260
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 420 MONTGOMERY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94163
BUSINESS PHONE: 6126671234
MAIL ADDRESS:
STREET 1: 420 MONTGOMERY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94163
FORMER COMPANY:
FORMER CONFORMED NAME: WELLS FARGO & CO/MN
DATE OF NAME CHANGE: 19981103
FORMER COMPANY:
FORMER CONFORMED NAME: NORWEST CORP
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: NORTHWEST BANCORPORATION
DATE OF NAME CHANGE: 19830516
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2020-03-03
0000072971
WELLS FARGO & COMPANY/MN
WFC
0001608198
Shrewsberry John R.
420 MONTGOMERY STREET
SAN FRANCISCO
CA
94104
1
Sr. EVP & CFO
Common Stock, $1 2/3 Par Value
5129
D
Common Stock, $1 2/3 Par Value
8224.64
I
Through 401(k) Plan
Common Stock, $1 2/3 Par Value
474419
I
Through Family Trust
Restricted Share Right
2020-03-03
4
A
0
57202
0
A
Common Stock, $1 2/3 Par Value
57202
57202
D
2017 Performance Shares
2020-03-03
4
A
0
201581.653
0
A
Common Stock, $1 2/3 Par Value
201581.653
201581.653
D
Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of February 28, 2020, as if investable cash equivalents held by Plan were fully invested in Wells Fargo & Company (the "Company") common stock.
Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock.
These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.
Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting.
Represents the number of 2017 Performance Shares determined based on the Company's attainment of pre-established financial performance goals for the three-year performance period ended December 31, 2019, subject to the terms and conditions of a Performance Share award granted on February 28, 2017, which is exempt under Rule 16b-3(d). As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.
John R. Shrewsberry, by Anthony R. Augliera, as Attorney-in-Fact
2020-03-05