0001127602-20-009639.txt : 20200305 0001127602-20-009639.hdr.sgml : 20200305 20200305165107 ACCESSION NUMBER: 0001127602-20-009639 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200303 FILED AS OF DATE: 20200305 DATE AS OF CHANGE: 20200305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shrewsberry John R. CENTRAL INDEX KEY: 0001608198 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02979 FILM NUMBER: 20691436 MAIL ADDRESS: STREET 1: 45 FREMONT STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WELLS FARGO & COMPANY/MN CENTRAL INDEX KEY: 0000072971 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 410449260 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 420 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94163 BUSINESS PHONE: 6126671234 MAIL ADDRESS: STREET 1: 420 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94163 FORMER COMPANY: FORMER CONFORMED NAME: WELLS FARGO & CO/MN DATE OF NAME CHANGE: 19981103 FORMER COMPANY: FORMER CONFORMED NAME: NORWEST CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: NORTHWEST BANCORPORATION DATE OF NAME CHANGE: 19830516 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-03-03 0000072971 WELLS FARGO & COMPANY/MN WFC 0001608198 Shrewsberry John R. 420 MONTGOMERY STREET SAN FRANCISCO CA 94104 1 Sr. EVP & CFO Common Stock, $1 2/3 Par Value 5129 D Common Stock, $1 2/3 Par Value 8224.64 I Through 401(k) Plan Common Stock, $1 2/3 Par Value 474419 I Through Family Trust Restricted Share Right 2020-03-03 4 A 0 57202 0 A Common Stock, $1 2/3 Par Value 57202 57202 D 2017 Performance Shares 2020-03-03 4 A 0 201581.653 0 A Common Stock, $1 2/3 Par Value 201581.653 201581.653 D Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of February 28, 2020, as if investable cash equivalents held by Plan were fully invested in Wells Fargo & Company (the "Company") common stock. Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock. These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting. Represents the number of 2017 Performance Shares determined based on the Company's attainment of pre-established financial performance goals for the three-year performance period ended December 31, 2019, subject to the terms and conditions of a Performance Share award granted on February 28, 2017, which is exempt under Rule 16b-3(d). As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. John R. Shrewsberry, by Anthony R. Augliera, as Attorney-in-Fact 2020-03-05