0001127602-19-021618.txt : 20190614 0001127602-19-021618.hdr.sgml : 20190614 20190614133036 ACCESSION NUMBER: 0001127602-19-021618 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190612 FILED AS OF DATE: 20190614 DATE AS OF CHANGE: 20190614 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Flowers Derek A. CENTRAL INDEX KEY: 0001779515 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02979 FILM NUMBER: 19898269 MAIL ADDRESS: STREET 1: 301 SOUTH COLLEGE STREET CITY: CHARLOTTE STATE: NC ZIP: 28202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WELLS FARGO & COMPANY/MN CENTRAL INDEX KEY: 0000072971 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 410449260 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 420 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94163 BUSINESS PHONE: 6126671234 MAIL ADDRESS: STREET 1: 420 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94163 FORMER COMPANY: FORMER CONFORMED NAME: WELLS FARGO & CO/MN DATE OF NAME CHANGE: 19981103 FORMER COMPANY: FORMER CONFORMED NAME: NORWEST CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: NORTHWEST BANCORPORATION DATE OF NAME CHANGE: 19830516 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-06-12 0000072971 WELLS FARGO & COMPANY/MN WFC 0001779515 Flowers Derek A. 301 SOUTH COLLEGE STREET CHARLOTTE NC 28202 1 Sr. Executive Vice President Common Stock, $1 2/3 Par Value 9372.7673 I Through 401(k) Plan Common Stock, $1 2/3 Par Value 66689.623 I Through Irrevocable Trust Common Stock, $1 2/3 Par Value 321.83 I Through Spouse's IRA Preferred Shares, Series L 25 I Through Irrevocable Trust Restricted Share Right 2019-06-12 4 A 0 11134 0 A Common Stock, $1 2/3 Par Value 11134 11134 D Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of June 12, 2019, as if investable cash equivalents held by Plan were fully invested in Wells Fargo & Company (the "Company") common stock. Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock. These RSRs vest in three installments: one-third on 6/12/2020, 6/12/2021, and 6/12/2022. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Derek A. Flowers, by Anthony R. Augliera, as Attorney-in-Fact 2019-06-14