0001127602-19-012089.txt : 20190319
0001127602-19-012089.hdr.sgml : 20190319
20190319143904
ACCESSION NUMBER: 0001127602-19-012089
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190314
FILED AS OF DATE: 20190319
DATE AS OF CHANGE: 20190319
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shrewsberry John R.
CENTRAL INDEX KEY: 0001608198
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-02979
FILM NUMBER: 19691184
MAIL ADDRESS:
STREET 1: 45 FREMONT STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WELLS FARGO & COMPANY/MN
CENTRAL INDEX KEY: 0000072971
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 410449260
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 420 MONTGOMERY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94163
BUSINESS PHONE: 6126671234
MAIL ADDRESS:
STREET 1: 420 MONTGOMERY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94163
FORMER COMPANY:
FORMER CONFORMED NAME: WELLS FARGO & CO/MN
DATE OF NAME CHANGE: 19981103
FORMER COMPANY:
FORMER CONFORMED NAME: NORWEST CORP
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: NORTHWEST BANCORPORATION
DATE OF NAME CHANGE: 19830516
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2019-03-14
0000072971
WELLS FARGO & COMPANY/MN
WFC
0001608198
Shrewsberry John R.
420 MONTGOMERY STREET
SAN FRANCISCO
CA
94104
1
Senior Executive VP & CFO
Common Stock, $1 2/3 Par Value
2019-03-14
5
G
0
E
704
0
D
350901
I
Through Family Trust
Common Stock, $1 2/3 Par Value
2019-03-15
4
M
0
255431.5136
0
A
255431.5136
D
Common Stock, $1 2/3 Par Value
2019-03-15
4
F
0
126643.5136
50.66
D
128788
D
Common Stock, $1 2/3 Par Value
2019-03-15
5
G
0
E
503
0
D
350398
I
Through Family Trust
Common Stock, $1 2/3 Par Value
7800.33
I
Through 401(k) Plan
2016 Performance Shares
2019-03-15
4
M
0
255431.5136
0
D
Common Stock, $1 2/3 Par Value
255431.5136
0
D
These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2019 upon settlement of a Performance Share award granted on February 23, 2016 for the three-year performance period ended December 31, 2018 (as previously disclosed on a Form 4 filed on February 28, 2019).
Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of February 28, 2019, as if investable cash equivalents held by Plan were fully invested in Company common stock.
Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.
Represents the final number of 2016 Performance Shares earned for the three-year performance period ended December 31, 2018. The 2016 Performance Shares will be settled in shares of common stock of the Company on March 15, 2019. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.
John R. Shrewsberry, by Anthony R. Augliera, as Attorney-in-Fact
2019-03-19