0001127602-19-008981.txt : 20190228
0001127602-19-008981.hdr.sgml : 20190228
20190228172951
ACCESSION NUMBER: 0001127602-19-008981
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190226
FILED AS OF DATE: 20190228
DATE AS OF CHANGE: 20190228
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Shrewsberry John R.
CENTRAL INDEX KEY: 0001608198
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-02979
FILM NUMBER: 19645151
MAIL ADDRESS:
STREET 1: 45 FREMONT STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WELLS FARGO & COMPANY/MN
CENTRAL INDEX KEY: 0000072971
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 410449260
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 420 MONTGOMERY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94163
BUSINESS PHONE: 6126671234
MAIL ADDRESS:
STREET 1: 420 MONTGOMERY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94163
FORMER COMPANY:
FORMER CONFORMED NAME: WELLS FARGO & CO/MN
DATE OF NAME CHANGE: 19981103
FORMER COMPANY:
FORMER CONFORMED NAME: NORWEST CORP
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: NORTHWEST BANCORPORATION
DATE OF NAME CHANGE: 19830516
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2019-02-26
0000072971
WELLS FARGO & COMPANY/MN
WFC
0001608198
Shrewsberry John R.
420 MONTGOMERY STREET
SAN FRANCISCO
CA
94104
1
Senior Executive VP & CFO
Common Stock, $1 2/3 Par Value
7802.47
I
Through 401(k) Plan
Common Stock, $1 2/3 Par Value
351605
I
Through Family Trust
2016 Performance Shares
2019-02-26
4
A
0
253154.4894
0
A
Common Stock, $1 2/3 Par Value
253154.4894
253154.4894
D
Restricted Share Right
2019-02-26
4
A
0
46633
0
A
Common Stock, $1 2/3 Par Value
46633
46633
D
Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of January 31, 2019, as if investable cash equivalents held by Plan were fully invested in Wells Fargo & Company (the "Company") common stock.
Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.
Represents the final number of 2016 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2018, as provided under the terms of a Performance Share award granted on February 23, 2016, which is exempt under Rule 16b-3(d). The 2016 Performance Shares will be settled in shares of common stock of the Company on March 15, 2019. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.
Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Company common stock.
These RSRs, which were awarded as a portion of long-term incentive compensation for 2019, vest in three installments: one-third on 3/15/2020, 3/15/2021, and 3/15/2022. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.
John R. Shrewsberry, by Anthony R. Augliera, as Attorney-in-Fact
2019-02-28