0001127602-18-023350.txt : 20180717
0001127602-18-023350.hdr.sgml : 20180717
20180717132254
ACCESSION NUMBER: 0001127602-18-023350
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180413
FILED AS OF DATE: 20180717
DATE AS OF CHANGE: 20180717
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LEVY RICHARD
CENTRAL INDEX KEY: 0001201666
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-02979
FILM NUMBER: 18956121
MAIL ADDRESS:
STREET 1: 343 SANSOME STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WELLS FARGO & COMPANY/MN
CENTRAL INDEX KEY: 0000072971
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 410449260
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 420 MONTGOMERY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94163
BUSINESS PHONE: 6126671234
MAIL ADDRESS:
STREET 1: 420 MONTGOMERY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94163
FORMER COMPANY:
FORMER CONFORMED NAME: WELLS FARGO & CO/MN
DATE OF NAME CHANGE: 19981103
FORMER COMPANY:
FORMER CONFORMED NAME: NORWEST CORP
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: NORTHWEST BANCORPORATION
DATE OF NAME CHANGE: 19830516
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2018-04-13
0000072971
WELLS FARGO & COMPANY/MN
WFC
0001201666
LEVY RICHARD
301 SOUTH COLLEGE STREET
CHARLOTTE
NC
28202
1
Executive VP & Controller
Common Stock, $1 2/3 Par Value
2018-04-13
5
G
0
E
30000
0
D
818
D
Common Stock, $1 2/3 Par Value
2018-04-13
5
G
0
E
30000
0
A
95222
I
Through RL & DL Trust
Common Stock, $1 2/3 Par Value
2018-07-15
4
M
0
2663.0209
0
A
3481.0209
D
Common Stock, $1 2/3 Par Value
2018-07-15
4
F
0
1264.0209
55.36
D
2217
D
Common Stock, $1 2/3 Par Value
99
I
Ira
Common Stock, $1 2/3 Par Value
1971.7507
I
Through 401(k) Plan
Restricted Share Right
2018-07-15
4
M
0
2663.0209
0
D
Common Stock, $1 2/3 Par Value
2663.0209
0
D
Number of shares represents a Restricted Share Right ("RSR") vesting on 7/15/2018. Original grant date was 6/24/2014. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).
Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of June 30, 2018, as if investable cash equivalents held by the Plan were fully invested in Wells Fargo & Company (the "Company") common stock.
Each RSR represents a contingent right to receive one share of Company common stock.
These RSRs vest in four installments: one-fourth on 7/15/2015, 7/15/2016, 7/15/2017, and 7/15/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.
Richard Levy, by Anthony R. Augliera, as Attorney-in-Fact
2018-07-17