0001127602-18-023350.txt : 20180717 0001127602-18-023350.hdr.sgml : 20180717 20180717132254 ACCESSION NUMBER: 0001127602-18-023350 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180413 FILED AS OF DATE: 20180717 DATE AS OF CHANGE: 20180717 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEVY RICHARD CENTRAL INDEX KEY: 0001201666 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02979 FILM NUMBER: 18956121 MAIL ADDRESS: STREET 1: 343 SANSOME STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WELLS FARGO & COMPANY/MN CENTRAL INDEX KEY: 0000072971 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 410449260 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 420 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94163 BUSINESS PHONE: 6126671234 MAIL ADDRESS: STREET 1: 420 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94163 FORMER COMPANY: FORMER CONFORMED NAME: WELLS FARGO & CO/MN DATE OF NAME CHANGE: 19981103 FORMER COMPANY: FORMER CONFORMED NAME: NORWEST CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: NORTHWEST BANCORPORATION DATE OF NAME CHANGE: 19830516 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2018-04-13 0000072971 WELLS FARGO & COMPANY/MN WFC 0001201666 LEVY RICHARD 301 SOUTH COLLEGE STREET CHARLOTTE NC 28202 1 Executive VP & Controller Common Stock, $1 2/3 Par Value 2018-04-13 5 G 0 E 30000 0 D 818 D Common Stock, $1 2/3 Par Value 2018-04-13 5 G 0 E 30000 0 A 95222 I Through RL & DL Trust Common Stock, $1 2/3 Par Value 2018-07-15 4 M 0 2663.0209 0 A 3481.0209 D Common Stock, $1 2/3 Par Value 2018-07-15 4 F 0 1264.0209 55.36 D 2217 D Common Stock, $1 2/3 Par Value 99 I Ira Common Stock, $1 2/3 Par Value 1971.7507 I Through 401(k) Plan Restricted Share Right 2018-07-15 4 M 0 2663.0209 0 D Common Stock, $1 2/3 Par Value 2663.0209 0 D Number of shares represents a Restricted Share Right ("RSR") vesting on 7/15/2018. Original grant date was 6/24/2014. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of June 30, 2018, as if investable cash equivalents held by the Plan were fully invested in Wells Fargo & Company (the "Company") common stock. Each RSR represents a contingent right to receive one share of Company common stock. These RSRs vest in four installments: one-fourth on 7/15/2015, 7/15/2016, 7/15/2017, and 7/15/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Richard Levy, by Anthony R. Augliera, as Attorney-in-Fact 2018-07-17