0001127602-17-012107.txt : 20170317
0001127602-17-012107.hdr.sgml : 20170317
20170317130117
ACCESSION NUMBER: 0001127602-17-012107
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170315
FILED AS OF DATE: 20170317
DATE AS OF CHANGE: 20170317
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WELLS FARGO & COMPANY/MN
CENTRAL INDEX KEY: 0000072971
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 410449260
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 420 MONTGOMERY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94163
BUSINESS PHONE: 6126671234
MAIL ADDRESS:
STREET 1: 420 MONTGOMERY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94163
FORMER COMPANY:
FORMER CONFORMED NAME: WELLS FARGO & CO/MN
DATE OF NAME CHANGE: 19981103
FORMER COMPANY:
FORMER CONFORMED NAME: NORWEST CORP
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: NORTHWEST BANCORPORATION
DATE OF NAME CHANGE: 19830516
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hardison Hope A.
CENTRAL INDEX KEY: 0001608010
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-02979
FILM NUMBER: 17697190
MAIL ADDRESS:
STREET 1: 420 MONTGOMERY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2017-03-15
0000072971
WELLS FARGO & COMPANY/MN
WFC
0001608010
Hardison Hope A.
420 MONTGOMERY STREET
SAN FRANCISCO
CA
94104
1
Sr. Executive Vice President
Common Stock, $1 2/3 Par Value
2017-03-15
4
M
0
30068.0264
0
A
32087.4344
D
Common Stock, $1 2/3 Par Value
2017-03-15
4
F
0
14039.0264
58.71
D
18048.408
D
Common Stock, $1 2/3 Par Value
2017-03-15
4
M
0
629.1792
0
A
18677.5872
D
Common Stock, $1 2/3 Par Value
2017-03-15
4
F
0
237.1792
58.71
D
18440.408
D
Common Stock, $1 2/3 Par Value
11644.1023
I
Through 401(k) Plan
Common Stock, $1 2/3 Par Value
91242
I
Through Family Trust
2014 Performance Shares
2017-03-15
4
M
0
30068.0264
0
D
Common Stock, $1 2/3 Par Value
30068.0264
0
D
Restricted Share Right
2017-03-15
4
M
0
629.1792
0
D
Common Stock, $1 2/3 Par Value
629.1792
0
D
These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2017 upon settlement of a Performance Share award granted on February 25, 2014 for the three-year performance period ended December 31, 2016 (as previously disclosed on a Form 4 filed on March 2, 2017).
Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2017. Original grant date was 2/25/2014. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).
Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of February 28, 2017, as if investable cash equivalents held by Plan were fully invested in Company common stock.
Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.
Represents the final number of 2014 Performance Shares earned for the three-year performance period ended December 31, 2016. The 2014 Performance Shares will be settled in shares of common stock of the Company on March 15, 2017. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.
Each RSR represents a contingent right to receive one share of Company common stock.
These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award.
Hope A. Hardison, by Anthony R. Augliera, as Attorney-in-Fact
2017-03-17