0001127602-17-012107.txt : 20170317 0001127602-17-012107.hdr.sgml : 20170317 20170317130117 ACCESSION NUMBER: 0001127602-17-012107 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170315 FILED AS OF DATE: 20170317 DATE AS OF CHANGE: 20170317 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WELLS FARGO & COMPANY/MN CENTRAL INDEX KEY: 0000072971 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 410449260 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 420 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94163 BUSINESS PHONE: 6126671234 MAIL ADDRESS: STREET 1: 420 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94163 FORMER COMPANY: FORMER CONFORMED NAME: WELLS FARGO & CO/MN DATE OF NAME CHANGE: 19981103 FORMER COMPANY: FORMER CONFORMED NAME: NORWEST CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: NORTHWEST BANCORPORATION DATE OF NAME CHANGE: 19830516 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hardison Hope A. CENTRAL INDEX KEY: 0001608010 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02979 FILM NUMBER: 17697190 MAIL ADDRESS: STREET 1: 420 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94104 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-03-15 0000072971 WELLS FARGO & COMPANY/MN WFC 0001608010 Hardison Hope A. 420 MONTGOMERY STREET SAN FRANCISCO CA 94104 1 Sr. Executive Vice President Common Stock, $1 2/3 Par Value 2017-03-15 4 M 0 30068.0264 0 A 32087.4344 D Common Stock, $1 2/3 Par Value 2017-03-15 4 F 0 14039.0264 58.71 D 18048.408 D Common Stock, $1 2/3 Par Value 2017-03-15 4 M 0 629.1792 0 A 18677.5872 D Common Stock, $1 2/3 Par Value 2017-03-15 4 F 0 237.1792 58.71 D 18440.408 D Common Stock, $1 2/3 Par Value 11644.1023 I Through 401(k) Plan Common Stock, $1 2/3 Par Value 91242 I Through Family Trust 2014 Performance Shares 2017-03-15 4 M 0 30068.0264 0 D Common Stock, $1 2/3 Par Value 30068.0264 0 D Restricted Share Right 2017-03-15 4 M 0 629.1792 0 D Common Stock, $1 2/3 Par Value 629.1792 0 D These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2017 upon settlement of a Performance Share award granted on February 25, 2014 for the three-year performance period ended December 31, 2016 (as previously disclosed on a Form 4 filed on March 2, 2017). Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2017. Original grant date was 2/25/2014. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of February 28, 2017, as if investable cash equivalents held by Plan were fully invested in Company common stock. Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. Represents the final number of 2014 Performance Shares earned for the three-year performance period ended December 31, 2016. The 2014 Performance Shares will be settled in shares of common stock of the Company on March 15, 2017. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Each RSR represents a contingent right to receive one share of Company common stock. These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award. Hope A. Hardison, by Anthony R. Augliera, as Attorney-in-Fact 2017-03-17