0001127602-16-066361.txt : 20161108
0001127602-16-066361.hdr.sgml : 20161108
20161108132544
ACCESSION NUMBER: 0001127602-16-066361
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20161101
FILED AS OF DATE: 20161108
DATE AS OF CHANGE: 20161108
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: WELLS FARGO & COMPANY/MN
CENTRAL INDEX KEY: 0000072971
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 410449260
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 420 MONTGOMERY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94163
BUSINESS PHONE: 6126671234
MAIL ADDRESS:
STREET 1: 420 MONTGOMERY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94163
FORMER COMPANY:
FORMER CONFORMED NAME: WELLS FARGO & CO/MN
DATE OF NAME CHANGE: 19981103
FORMER COMPANY:
FORMER CONFORMED NAME: NORWEST CORP
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: NORTHWEST BANCORPORATION
DATE OF NAME CHANGE: 19830516
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pelos Petros G
CENTRAL INDEX KEY: 0001689421
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-02979
FILM NUMBER: 161980668
MAIL ADDRESS:
STREET 1: 420 MONTGOMERY STREET
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
3
1
form3.xml
PRIMARY DOCUMENT
X0206
3
2016-11-01
0
0000072971
WELLS FARGO & COMPANY/MN
WFC
0001689421
Pelos Petros G
420 MONTGOMERY STREET
SAN FRANCISCO
CA
94104
1
Sr. Executive Vice President
Common Stock, $1 2/3 Par Value
84502.853
I
Through 401(k) Plan
Phantom Stock Units
Common Stock, $1 2/3 Par Value
50144.4358
D
Restricted Share Right
Common Stock, $1 2/3 Par Value
3615.21
D
Restricted Share Right
Common Stock, $1 2/3 Par Value
6964.2054
D
Restricted Share Right
Common Stock, $1 2/3 Par Value
2326.8847
D
Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of November 1, 2016, as if investable cash equivalents held by Plan were fully invested in Wells Fargo & Company (the "Company") common stock.
Deferred compensation shares payable in installments based upon executive's election. Supplemental 401(k) plan shares payable upon retirement.
Conversion price is 1-for-1. Includes shares held through supplemental 401(k) plan and deferred compensation plan.
These Restricted Share Rights ("RSR") vest in three installments: one-third on 3/15/2016, 3/15/2017, and 3/15/2018. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2014 annual incentive compensation award.
Each RSR represents a contingent right to receive one share of Company common stock.
These RSRs vest in three installments: one-third on 3/15/2017, 3/15/2018, and 3/15/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2015 annual incentive compensation award.
These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award.
Exhibit 24 - Power of Attorney
Petros G. Pelos, by Anthony R. Augliera, as Attorney-in-Fact
2016-11-08
EX-24
2
doc1.txt
POWER OF ATTORNEY (PUBLIC): EX 24:PELOSPETROSPOA
Exhibit 24
__________
POWER OF ATTORNEY
Know all by these present, that the undersigned hereby
constitutes and appoints each of Anthony R. Augliera, Anne M.
Daniel, Robert J. Kaukol, and Kathryn V. Purdom, acting alone, the
undersigned?s true and lawful attorney-in-fact to:
(1) complete and sign, for and on behalf of the undersigned, Forms 3,
4 and 5 in accordance with Section 16(a) of the Securities Exchange Act of
1934 and the rules thereunder with respect to any and all equity securities
issued by Wells Fargo & Company (the "Company") which may be considered to
be owned by the undersigned for the purposes of such statute and rules;
(2) do and perform any and all acts for and on behalf of the undersigned
which may be necessary or desirable to file any such Form 3, 4 or 5, or any
amendment thereto, with the United States Securities and Exchange Commission
and any other authority; and
(3) take any other action of any type whatsoever in connection with the
foregoing which, in the opinion of such attorney-in-fact, may be of benefit
to, in the best interest of or legally required of the undersigned, it being
understood that the documents executed by such attorney-in-fact on behalf of
the undersigned pursuant to this Power of Attorney shall be in such form and
shall contain such terms and conditions as such attorney-in-fact may approve
in his or her discretion.
The undersigned hereby grants to each such attorney-in-fact full
power and authority to do and perform each and every act and thing whatsoever
requisite, necessary or proper to be done in the exercise of any of the rights
and powers herein granted, as fully to all intents and purposes as the
undersigned might or could do if personally present and acting, with full
power of substitution or revocation, hereby ratifying and confirming all
that such attorney-in-fact, or his or her substitute or substitutes, shall
lawfully do or cause to be done by virtue of this Power of Attorney and
the rights and powers herein granted. The undersigned acknowledges
that the foregoing attorneys-in-fact, in serving in such capacity at the
request of the undersigned, are not assuming any of the responsibilities of
the undersigned to comply with Section 16 of the Securities Exchange Act of
1934.
This Power of Attorney revokes any previous Power of Attorney granted
by the undersigned with respect to the subject matter hereof, and shall
remain in full force and effect until the undersigned is no longer required
to file Forms 4 or 5 with respect to the undersigned?s holdings of and
transactions in securities issued by the Company, unless earlier revoked
by the undersigned in a subsequently executed Power of Attorney or a signed
writing delivered to the foregoing attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney
to be executed as of this 4th day of November, 2016.
/s/ Petros G. Pelos
_________________________
Petros G. Pelos