0000899243-23-014221.txt : 20230601 0000899243-23-014221.hdr.sgml : 20230601 20230601150246 ACCESSION NUMBER: 0000899243-23-014221 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20230530 FILED AS OF DATE: 20230601 DATE AS OF CHANGE: 20230601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WELLS FARGO & COMPANY/MN CENTRAL INDEX KEY: 0000072971 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21409 FILM NUMBER: 23984329 BUSINESS ADDRESS: STREET 1: 420 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94163 BUSINESS PHONE: 5102198806 MAIL ADDRESS: STREET 1: 420 MONTGOMERY STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94163 FORMER NAME: FORMER CONFORMED NAME: WELLS FARGO & CO/MN DATE OF NAME CHANGE: 19981103 FORMER NAME: FORMER CONFORMED NAME: NORWEST CORP DATE OF NAME CHANGE: 19920703 FORMER NAME: FORMER CONFORMED NAME: NORTHWEST BANCORPORATION DATE OF NAME CHANGE: 19830516 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wells Fargo Municipal Capital Strategies, LLC CENTRAL INDEX KEY: 0001585457 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21409 FILM NUMBER: 23984328 BUSINESS ADDRESS: STREET 1: 375 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10152 BUSINESS PHONE: 612-667-2350 MAIL ADDRESS: STREET 1: 375 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10152 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. CENTRAL INDEX KEY: 0001258943 IRS NUMBER: 810634319 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 60 STATE STREET STREET 2: 5TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 617-742-7825 MAIL ADDRESS: STREET 1: 60 STATE STREET STREET 2: 5TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: PIONEER MUNICIPAL HIGH INCOME ADVANTAGE TRUST DATE OF NAME CHANGE: 20030926 FORMER COMPANY: FORMER CONFORMED NAME: PIONEER MUNICIPAL ADVANTAGE TRUST DATE OF NAME CHANGE: 20030807 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-05-30 1 0001258943 PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. MAV 0000072971 WELLS FARGO & COMPANY/MN 420 MONTGOMERY STREET SAN FRANCISCO CA 94104 0 0 1 0 0001585457 Wells Fargo Municipal Capital Strategies, LLC 30 HUDSON YARDS NEW YORK NY 10001 0 0 1 0 0 Variable Rate MuniFund Term Preferred Shares, Series 2021 2023-05-30 4 J 0 1400 D 0 I By Subsidiary The 1,400 variable rate munifund term preferred shares reported as disposed of in Table I represent variable rate munifund term preferred shares, series 2021 of the Issuer (the "VMTP Shares") that were beneficially owned by Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies"). The VMTP Shares were disposed of as a result of a sale of the VMTP Shares to a new shareholder for a price of $100,443.7608 per share (which includes a liquidation preference of $100,000.00 per share and accrued dividends of $443.7608 per share). Capital Strategies is a wholly owned subsidiary of Wells Fargo & Company ("Wells Fargo"). This statement is jointly filed by Wells Fargo and Capital Strategies. Wells Fargo holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary Capital Strategies. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. Exhibits Index Exhibit 99.1 - Joint Filing Agreement Exhibit 99.2 - Joint Filer Information WELLS FARGO & COMPANY, by:, /s/ Patricia Arce 2023-06-01 WELLS FARGO MUNICIPAL CAPITAL STRATEGIES, LLC, by:, /s/ Alejandro Piekarewicz 2023-06-01 EX-99.1 2 attachment1.htm EX-99.1 DOCUMENT 
                                                                   EXHIBIT 99.1

                               JOINT FILING AGREEMENT

        Pursuant to and in accordance with the Securities Exchange Act of 1934,
as amended (the "Exchange Act"), and the rules and regulations thereunder, each
party hereto hereby agrees to the joint filing, on behalf of each of them, of
any filing required by such party under Section 13 or Section 16 of the
Exchange Act or any rule or regulation thereunder (including any amendment,
restatement, supplement, and/or exhibit thereto) with the Securities and
Exchange Commission (and, if such security is registered on a national
securities exchange, also with the exchange), and further agrees to the filing,
furnishing, and/or incorporation by reference of this agreement as an exhibit
thereto. This agreement shall remain in full force and effect until revoked by
any party hereto in a signed writing provided to each other party hereto, and
then only with respect to such revoking party.

IN WITNESS WHEREOF, each party hereto, being duly authorized, has caused this
agreement to be executed and effective as of the date set forth below.

Date: June 1, 2023           WELLS FARGO & COMPANY

                             By: /s/ Patricia Arce
                                 -----------------
                             Name: Patricia Arce
                             Title: Designated Signer

                             WELLS FARGO MUNICIPAL CAPITAL STRATEGIES, LLC

                             By: /s/ Alejandro Piekarewicz
                                 -------------------------
                             Name: Alejandro Piekarewicz
                             Title: Vice President
EX-99.2 3 attachment2.htm EX-99.2 DOCUMENT 
                                                                   EXHIBIT 99.2

                              JOINT FILER INFORMATION


         Item                         Information
Name:                       Wells Fargo Municipal Capital Strategies, LLC


Address:                     30 Hudson Yards New York, New York 10001

Date of Event Requiring      May 30, 2023
Statement (Month/Day/Year):


Issuer Name and Ticker or    PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC.
Trading Symbol:              [MAV]


Relationship of Reporting    10% Owner
Person(s) to Issuer:


If Amendment, Date Original  Not Applicable
Filed (Month/Day/Year):

Individual or Joint/Group    Form filed by More than One Reporting Person
Filing:


Signature:                   WELLS FARGO MUNICIPAL CAPITAL STRATEGIES, LLC

                             By:/s/ Alejandro Piekarewicz
                                -------------------------
                             Name: Alejandro Piekarewicz
                             Title: Vice President
                             Date: June 1, 2023