-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F60lAzEYlKzVMn4JQSH6cAruTkK3OBemxp/8pUOuHrJsld6HYG2tXWsDu2nJ7n8L x+NMgKfqOKDmO8paWqYKlA== 0000922996-98-000127.txt : 19981116 0000922996-98-000127.hdr.sgml : 19981116 ACCESSION NUMBER: 0000922996-98-000127 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980930 FILED AS OF DATE: 19981113 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CELESTIAL SEASONINGS INC CENTRAL INDEX KEY: 0000729176 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FOOD PREPARATIONS & KINDRED PRODUCTS [2090] IRS NUMBER: 841097571 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 5 SEC ACT: SEC FILE NUMBER: 000-22018 FILM NUMBER: 98747394 BUSINESS ADDRESS: STREET 1: 4600 SLEEPYTIME DR CITY: BOULDER STATE: CO ZIP: 80301-3292 BUSINESS PHONE: 3035305300 MAIL ADDRESS: STREET 1: 4600 SLEEPYTIME DR CITY: BOULDER STATE: CO ZIP: 80301-3292 COMPANY DATA: COMPANY CONFORMED NAME: GAMBON MARIE CENTRAL INDEX KEY: 0001020978 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: CELESTIAL SEASONINGS INC STREET 2: 4600 SLEEPYTIME DR CITY: BOULDER STATE: CO ZIP: 80301 BUSINESS PHONE: 3035811230 MAIL ADDRESS: STREET 1: 4600 SLEEPYTIME DR CITY: BOULDER STATE: CO ZIP: 80301 5 1 FORM 5 - SEPTEMBER 30, 1998 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). ( ) Form 3 Holdings Reported ( ) Form 4 Transactions Reported 1. Name and Address of Reporting Person Gambon, Marie 4600 Sleepytime Drive Boulder, CO 80301 USA 2. Issuer Name and Ticker or Trading Symbol Celestial Seasonings, Inc. CTEA 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year September 30, 1998 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Vice President for People 7. Individual or Joint/Group Reporting (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | |Transaction| or Disposed of (D) | Securities |ect | Beneficial Ownership | |Date |Code| | Beneficially |(D)or | | | | | | A/| | Owned at |Indir | | | | | Amount | D | Price | End of Year |ect(I)| | ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer |Date |Code| rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise Pr | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |ice of | | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity | | | Amount | |ble | | | |Year |(I)| | ___________________________________________________________________________________________________________________________________| Stock Option (Right to B|$18.8125|2/12/|A(1)|20,000 |A |2/12/|2/12/|Common Stock|20,000 | | |D | | uy) | |98 | | | |99 |08 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________|
Explanation of Responses: (1) Granted under the Issuer's 1993 Long Term Incentive Plan. The option becomes exercisable over a five-year period, 20% one year after the grant and the remaining 80% in monthly increments over the remaining four years. SIGNATURE OF REPORTING PERSON /s/ Marie Gambon DATE November 9, 1998 -----END PRIVACY-ENHANCED MESSAGE-----