-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Kho1pRj6mMr3Jvghw5uF6c6B0nAT5OUnIlHXoQwJucoRsA0oizltzTnDne/0uGCI OJ1T4br0X362kPtoFIt1FQ== 0000922996-98-000116.txt : 19980911 0000922996-98-000116.hdr.sgml : 19980911 ACCESSION NUMBER: 0000922996-98-000116 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980729 FILED AS OF DATE: 19980910 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CELESTIAL SEASONINGS INC CENTRAL INDEX KEY: 0000729176 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FOOD PREPARATIONS & KINDRED PRODUCTS [2090] IRS NUMBER: 841097571 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 000-22018 FILM NUMBER: 98706461 BUSINESS ADDRESS: STREET 1: 4600 SLEEPYTIME DR CITY: BOULDER STATE: CO ZIP: 80301-3292 BUSINESS PHONE: 3035305300 MAIL ADDRESS: STREET 1: 4600 SLEEPYTIME DR CITY: BOULDER STATE: CO ZIP: 80301-3292 COMPANY DATA: COMPANY CONFORMED NAME: SIEGEL MORRIS J CENTRAL INDEX KEY: 0000936005 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 4600 SLEEPYTIME DR CITY: BOULDER STATE: CO ZIP: 80301 MAIL ADDRESS: STREET 1: 4600 SLEEPYTIME DR CITY: BOULDER STATE: CO ZIP: 80301 4 1 FORM 4 - JULY, 1998 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Siegel, Morris J. 4600 Sleepytime Drive Boulder, CO 80301 USA 2. Issuer Name and Ticker or Trading Symbol Celestial Seasonings, Inc. CTEA 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year July, 1998 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Chairman 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock |7/29/9|S | |1,000 |D |$49.00 | |D | | |8 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |7/29/9|S | |2,000 |D |$48.875 | |D | | |8 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |7/29/9|S | |1,200 |D |$48.075 | |D | | |8 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |7/29/9|S | |800 |D |$48.050 | |D | | |8 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |7/31/9|S | |1,000 |D |$46.025 |212,507 |D | | |8 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: SIGNATURE OF REPORTING PERSON /s/ Morris J. Siegel DATE September 8, 1998 -----END PRIVACY-ENHANCED MESSAGE-----