-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RVIkT70YT7Dj3dm28NJK3fvUcXOW75CRDFbDBBmpOqSBkOyu1C9lgH8VXkJOAZJS 9bdKDXH/RbR62yrMGTrJpw== 0000903423-08-000504.txt : 20080618 0000903423-08-000504.hdr.sgml : 20080618 20080618163723 ACCESSION NUMBER: 0000903423-08-000504 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080617 FILED AS OF DATE: 20080618 DATE AS OF CHANGE: 20080618 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTEL NETWORKS CORP CENTRAL INDEX KEY: 0000072911 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 980535482 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: CORPORATE SECRETARY STREET 2: 195 THE WEST MALL CITY: TORONTO STATE: A6 ZIP: M9C 5K1 BUSINESS PHONE: 9058637000 MAIL ADDRESS: STREET 1: ATTN: CORPORATE SECRETARY STREET 2: 195 THE WEST MALL CITY: TORONTO STATE: A6 ZIP: M9C 5K1 FORMER COMPANY: FORMER CONFORMED NAME: NORTHERN TELECOM LTD DATE OF NAME CHANGE: 19940831 FORMER COMPANY: FORMER CONFORMED NAME: NORTHERN ELECTRIC CO LTD DATE OF NAME CHANGE: 19760324 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lowe Richard Stephen CENTRAL INDEX KEY: 0001304128 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07260 FILM NUMBER: 08905958 BUSINESS ADDRESS: BUSINESS PHONE: 905-863-1220 MAIL ADDRESS: STREET 1: C/O NORTEL NETWORKS CORPORATION STREET 2: 8200 DIXIE ROAD, SUITE 100 CITY: BRAMPTON STATE: A6 ZIP: L6T 5P6 4 1 lowe-f4_0619ex.xml X0202 4 2008-06-17 0 0000072911 NORTEL NETWORKS CORP NT 0001304128 Lowe Richard Stephen C/O NORTEL NETWORKS CORPORATION 195 THE WEST MALL TORONTO, ONTARIO M9C 5K1 0 1 0 0 (1) See Remarks Common Shares 19500 D Common Shares 2008-06-17 4 S 0 2123 10.1429 D 13838 D Common Shares 16888 D Common Shares 22660 D Common Shares 17016 D 03/03/2008 Grant of Options 8.31 2018-03-02 Common Shares 78200 78200 D 3/21/2007 Grant of Options 25.82 2017-03-20 Common Shares 38400 38400 D 6/14/2006 Grant of Options 21.2 2016-06-13 Common Shares 25000 25000 D Investment Fund Units Common Shares 807.8453 26907.6429 D 07/31/98 Grant of Options 146.1 2008-07-30 Common Shares 1600 1600 D 10/29/98 Grant of Options 101.48 2008-10-28 Common Shares 3200 3200 D 01/28/99 Grant of Options 155.33 2009-01-27 Common Shares 1600 1600 D 01/29/02 Grant of Options 71.6 2009-11-29 Common Shares 2666 2666 D 01/29/02 Grant of Options 71.6 2010-01-26 Common Shares 2666 2666 D 01/29/02 Grant of Options 71.6 2010-06-28 Common Shares 1333 1333 D 01/29/02 Grant of Options 71.6 2010-09-27 Common Shares 4000 4000 D 01/29/02 Grant of Options 71.6 2011-01-24 Common Shares 4000 4000 D 02/28/02 Grant of Options 51.5 2012-02-27 Common Shares 15000 15000 D 09/07/2005 Grant of Options 31.8 2015-09-06 Common Shares 75000 75000 D Restricted stock units awarded pursuant to the Nortel 2005 Stock Incentive Plan that vest in three equal annual installments beginning on March 3, 2009 and are settled in Nortel Networks Corporation common shares upon vesting, net of tax withholding. Restricted stock units awarded pursuant to the Nortel 2005 Stock Incentive Plan as part of a grant of 17,500 restricted stock units that vest in three equal annual installments beginning on June 14, 2007 and are settled in Nortel Networks Corporation common shares upon vesting. Restricted stock units awarded pursuant to the Nortel 2005 Stock Incentive Plan as part of a grant of 30,000 restricted stock units that vest in three equal annual installments beginning on September 28, 2006 and are settled in Nortel Networks Corporation common shares upon vesting. Restricted stock units awarded pursuant to the Nortel 2005 Stock Incentive Plan as part of a grant of 19,200 restricted stock units that vest in three equal annual installments beginning on March 21, 2008 and are settled in Nortel Networks Corporation common shares upon vesting. The reported options were granted pursuant to the Nortel 2005 Stock Incentive Plan. The reported options vest in four equal annual installments beginning on the first anniversary of the date of grant. 26,907.6429 company stock fund units are held in the participant's account as a result of the participant's contributions, vested company contributions and/or investment earnings thereon invested in the company stock fund (the "Stock Fund") pursuant to the Nortel Networks Long-Term Investment Plan (the "U.S. Investment Plan"), as of June 17, 2008. The Stock Fund invests primarily in common shares of Nortel Networks Corporation ("NNC"). As at June 17, 2008, the participant's company stock fund units represent approximately 807.8453 NNC common shares. The U.S. Investment Plan is administered as a unitized fund by Hewitt Associates LLC and the number of shares represented by each unit fluctuates on a daily basis. The reported options were granted pursuant to the Nortel Networks Corporation 1986 Stock Option Plan As Amended and Restated. The reported options are currently vested. The reported options were granted pursuant to the Nortel Networks Corporation 2000 Stock Option Plan. Mandatory and automatic open market bulk sale of common shares to pay applicable withholding taxes and any administrative fees upon the vesting of restricted stock units. (1) President, Carrier Networks S. Vaccaro, Attorney for Richard Stephen Lowe 2008-06-18 -----END PRIVACY-ENHANCED MESSAGE-----