-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ApoSTRStoQo8UQ3i4+SyZz4+k/P2BhhBHqENsXy7RgB6JjGNafuZgv++7ruoDLEm j7L+t+0lfdYhTsM2Cbo4Bg== 0000903423-08-000495.txt : 20080618 0000903423-08-000495.hdr.sgml : 20080618 20080618142943 ACCESSION NUMBER: 0000903423-08-000495 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080617 FILED AS OF DATE: 20080618 DATE AS OF CHANGE: 20080618 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTEL NETWORKS CORP CENTRAL INDEX KEY: 0000072911 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 980535482 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ATTN: CORPORATE SECRETARY STREET 2: 195 THE WEST MALL CITY: TORONTO STATE: A6 ZIP: M9C 5K1 BUSINESS PHONE: 9058637000 MAIL ADDRESS: STREET 1: ATTN: CORPORATE SECRETARY STREET 2: 195 THE WEST MALL CITY: TORONTO STATE: A6 ZIP: M9C 5K1 FORMER COMPANY: FORMER CONFORMED NAME: NORTHERN TELECOM LTD DATE OF NAME CHANGE: 19940831 FORMER COMPANY: FORMER CONFORMED NAME: NORTHERN ELECTRIC CO LTD DATE OF NAME CHANGE: 19760324 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MORIN PHILIPPE CENTRAL INDEX KEY: 0001363623 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07260 FILM NUMBER: 08905436 BUSINESS ADDRESS: BUSINESS PHONE: (905) 863-1220 MAIL ADDRESS: STREET 1: C/O NORTEL NETWORKS CORPORATION STREET 2: 8200 DIXIE ROAD, SUITE 100 CITY: BRAMPTON STATE: A6 ZIP: L6T 5P6 4 1 morin-f4_0619ex.xml X0202 4 2008-06-17 0 0000072911 NORTEL NETWORKS CORP NT 0001363623 MORIN PHILIPPE C/O NORTEL NETWORKS CORPORATION 195 THE WEST MALL TORONTO, ONTARIO M9C 5K1 0 1 0 0 Pres., Metro Ethernet Networks Common Shares 15600 D Common Shares 2008-06-17 4 S 0 1012 10.08 D 3993 D Common Shares 7767 D Common Shares 2687 D Common Shares 9444.72 D 03/03/2008 Grant of Options 8.31 2018-03-02 Common Shares 62550 62550 D 03/21/2007 Grant of Options 25.82 2017-03-20 Common Shares 22100 22100 D 06/14/2006 Grant of Options 21.22 2016-06-13 Common Shares 9000 9000 D Investment Fund Units Common Shares 2846.0147 D 03/31/1999 Grant of Options 156.41 2009-03-30 Common Shares 133 133 D 06/28/1999 Grant of Options 210.24 2009-06-27 Common Shares 300 300 D 07/29/1999 Grant of Options 219.38 2009-07-28 Common Shares 1133 1133 D 01/29/2002 Grant of Options 71.62 2010-03-27 Common Shares 666 666 D 01/29/2002 Grant of Options 71.62 2010-04-13 Common Shares 333 333 D 01/29/2002 Grant of Options 71.62 2010-05-29 Common Shares 666 666 D 01/29/2002 Grant of Options 71.62 2010-08-29 Common Shares 1000 1000 D 01/29/2002 Grant of Options 71.62 2011-01-24 Common Shares 3333 3333 D 01/29/2002 Grant of Options 71.62 2011-06-18 Common Shares 1875 1875 D 02/28/2002 Grant of Options 51.54 2012-02-27 Common Shares 15000 15000 D 09/07/2005 Grant of Options 31.86 2015-09-06 Common Shares 25000 25000 D Restricted stock units awarded pursuant to the Nortel 2005 Stock Incentive Plan that vest in three equal annual installments beginning on March 3, 2009 and are settled in Nortel Networks Corporation common shares upon vesting, net of tax withholding. Restricted stock units awarded pursuant to the Nortel 2005 Stock Incentive Plan as part of a grant of 6,000 restricted stock units that vest in three equal annual installments beginning on June 14, 2007 and are settled in Nortel Networks Corporation ("NNC") common shares upon vesting. Restricted stock units awarded pursuant to the Nortel 2005 Stock Incentive Plan as part of a grant of 4,000 restricted stock units that vest in three equal annual installments beginning on September 7, 2006 and are settled in Nortel Networks Corporation ("NNC") common shares upon vesting. Restricted stock units awarded pursuant to the Nortel 2005 Stock Incentive Plan as part of a grant of 11,200 restricted stock units that vest in three equal annual installments beginning on March 21, 2008 and are settled in Nortel Networks Corporation common shares upon vesting. The reported options were granted pursuant to the Nortel 2005 Stock Incentive Plan. Represents the exercise price of $29.9 Cdn. as converted into U.S. Dollars using the noon rate of exchange of the Bank of Canada on the date of grant. Represents the exercise price of $23.6 Cdn. as converted into U.S. dollars using the noon rate of exchange of the Bank of Canada on the date of grant. The reported options vest in four equal annual installments beginning on the first anniversary of the date of grant. 2,846.0147 company stock fund units are held in the participant's account as a result of the participant's contributions, vested company contributions and/or investment earnings thereon invested in the company stock fund (the "Canadian Stock Fund") including the deduction of investment management fees and applicable taxes pursuant to the Nortel Networks Limited Investment Plan for Employees - Canada (the "Canadian Investment Plan") as of June 17, 2008. Each company stock fund unit represents one Nortel Networks Corporation ("NNC") common share and the price of each stock fund unit equals the closing price of one share of NNC common stock on the Toronto Stock Exchange on the applicable date. The Canadian Investment Plan is administered by Sun Life Assurance Company of Canada. The reported options were granted pursuant to the Nortel Networks Corporation 1986 Stock Option Plan As Amended and Restated. The reported options are currently vested. Represents the exercise price of $236.05 Cdn. as converted into U.S. dollars using the noon rate of exchange of the Bank of Canada on the date of grant. Represents the exercise price of $308.93 Cdn. as converted into U.S. dollars using the noon rate of exchange of the Bank of Canada on the date of grant. Represents the exercise price of $330.83 Cdn. as converted into U.S. dollars using the noon rate of exchange of the Bank of Canada on the date of grant. Represents the exercise price of $113.9 Cdn. as converted into U.S. dollars using the noon rate of exchange of the Bank of Canada on the date of grant. The reported options were granted pursuant to the Nortel Networks Corporation 2000 Stock Option Plan. Represents the exercise price of $82.7 Cdn. as converted into U.S. dollars using the noon rate of exchange of the Bank of Canada on the date of grant. Represents the exercise price of $37.8 Cdn. as converted into U.S. dollars using the noon rate of exchange of the Bank of Canada on the date of grant. Represents the exercise price of $8.21 Cdn. as converted into U.S. dollars using the noon rate of exchange of the Bank of Canada on the date of grant. Mandatory and automatic open market bulk sale of common shares to pay applicable withholding taxes and any administrative fees upon the vesting of restricted stock units. Represents the per share sale price of $10.28 Cdn. as converted into U.S. dollars using the noon rate of exchange of the Bank of Canada on the date of sale. S. Vaccaro, Attorney for Philippe Morin 2008-06-18 -----END PRIVACY-ENHANCED MESSAGE-----