SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
PRUDENTIAL FINANCIAL INC

(Last) (First) (Middle)
751 BROAD ST

(Street)
NEWARK NJ 07102

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ClearBridge Energy Midstream Opportunity Fund Inc. [ EMO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
11/17/2022
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Series G Mandatory Redeemable Preferred Stock 11/17/2022 J 24(1) D $100,000 0 I(2) By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person
Series K Mandatory Redeemable Preferred Stock 11/17/2022 J 24(3) A $100,000 24 I(2) By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person
Series G Mandatory Redeemable Preferred Stock 11/17/2022 J 85(1) D $100,000 0 I(4) By Prudential Legacy Insurance Company of New Jersey, a wholly-owned subsidiary of the Reporting Per
Series K Mandatory Redeemable Preferred Stock 11/17/2022 J 85(3) A $100,000 85 I(4) By Prudential Legacy Insurance Company of New Jersey, a wholly-owned subsidiary of the Reporting Per
Series L Mandatory Redeemable Preferred Stock 11/17/2022 P 166,667 A $30 166,667 I By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
PRUDENTIAL FINANCIAL INC

(Last) (First) (Middle)
751 BROAD ST

(Street)
NEWARK NJ 07102

(City) (State) (Zip)
1. Name and Address of Reporting Person*
PRUDENTIAL INSURANCE CO OF AMERICA

(Last) (First) (Middle)
751 BROAD STREET

(Street)
NEWARK NJ 07102

(City) (State) (Zip)
1. Name and Address of Reporting Person*
PRUDENTIAL LEGACY INSURANCE CO OF NEW JERSEY

(Last) (First) (Middle)
751 BROAD STREET

(Street)
NEWARK NJ 07102

(City) (State) (Zip)
Explanation of Responses:
1. Share transfer to Issuer on 11/17/2022 in exchange for Series K Mandatory Redeemable Preferred Stock.
2. As grantor of the PICA Hartford Life & Annuity Comfort Trust.
3. Share transfer from Issuer on 11/17/2022 in exchange for Series G Mandatory Redeemable Preferred Stock.
4. Preferred stock owned directly by Prudential Legacy Insurance Company of New Jersey, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.
Prudential Financial, Inc., By: /s/ Richard Baker, Second Vice President 11/21/2022
The Prudential Insurance Company of America, By: /s/ Brittany Braden, Vice President 11/21/2022
Prudential Legacy Insurance Company of New Jersey, By: PGIM, Inc., as Investment Manager, By: /s/ Brittany Braden, Vice President 11/21/2022
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.