0001140361-11-052819.txt : 20111110 0001140361-11-052819.hdr.sgml : 20111110 20111110124945 ACCESSION NUMBER: 0001140361-11-052819 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111108 FILED AS OF DATE: 20111110 DATE AS OF CHANGE: 20111110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Poferl Judy M. CENTRAL INDEX KEY: 0001471190 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-03034 FILM NUMBER: 111194226 MAIL ADDRESS: STREET 1: 414 NICOLLET MALL STREET 2: STE. 500 CITY: MINNEAPOLIS STATE: MN ZIP: 55401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: XCEL ENERGY INC CENTRAL INDEX KEY: 0000072903 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 410448030 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 6123305500 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55401 FORMER COMPANY: FORMER CONFORMED NAME: NORTHERN STATES POWER CO /MN/ DATE OF NAME CHANGE: 19920703 4 1 doc1.xml FORM 4 X0304 4 2011-11-08 0 0000072903 XCEL ENERGY INC XEL 0001471190 Poferl Judy M. 414 NICOLLET MALL MINNEAPOLIS MN 55401 0 1 0 0 President & CEO, NSPM Common Stock 2011-11-08 4 M 0 7800 25.90 A 20582.293 D Common Stock 2011-11-08 4 S 0 7800 26.2486 D 12782.293 D Common Stock 3926.699 I 401K Employee Stock Option (Right to Buy) 25.90 2011-11-08 4 M 0 7800 0 A 2011-12-12 Common Stock 7800 0 D Price is the volume weighted average selling price of all purchases by the reporting person on the transaction date. Actual prices ranged from 26.24 to 26.26. The reporting person hereby undertakes to provide upon request of the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Includes 394.551 shares of stock acquired pursuant to reinvestment of dividends. Between March 2, 2011 and November 8, 2011, the reporting person acquired approximately 117.925 shares of Xcel Energy common stock under the Xcel Energy 401(k) Savings Plan. The information in this report is based on a plan statement dated as of November 8, 2011. The option vested in three equal installments on December 12, 2002, 2003, 2004. Tara M. Heine, Attorney in Fact for Judy M. Poferl 2011-11-10