-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BkZ+zd/pJM993zk2/HTNtoT8S8hlQEi5+GSHZQJTVlyUEznDLiEJjIfyOnJz/6zO 8Sk1jzY0CYXdsRMewV5uyg== 0000950172-04-000827.txt : 20040402 0000950172-04-000827.hdr.sgml : 20040402 20040402145357 ACCESSION NUMBER: 0000950172-04-000827 CONFORMED SUBMISSION TYPE: U-12-IB PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040402 EFFECTIVENESS DATE: 20040402 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: XCEL ENERGY INC CENTRAL INDEX KEY: 0000072903 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 410448030 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-12-IB SEC ACT: 1935 Act SEC FILE NUMBER: 012-00125 FILM NUMBER: 04713333 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 6123305500 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55401 FORMER COMPANY: FORMER CONFORMED NAME: NORTHERN STATES POWER CO /MN/ DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: XCEL ENERGY INC CENTRAL INDEX KEY: 0000072903 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 410448030 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-12-IB BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 6123305500 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55401 FORMER COMPANY: FORMER CONFORMED NAME: NORTHERN STATES POWER CO /MN/ DATE OF NAME CHANGE: 19920703 U-12-IB 1 was5137.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM U-12(I)-B (THREE-YEAR STATEMENT) STATEMENT PURSUANT TO SECTION 12(i) OF PUBLIC UTILITY HOLDING COMPANY ACT OF 1935 BY A PERSON REGULARLY EMPLOYED OR RETAINED BY A REGISTERED HOLDING COMPANY OR A SUBSIDIARY THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE EXPENSES AS SPECIFIED IN RULE 71(b) (To be filed in DUPLICATE. If acknowledgment is desired, file in triplicate) 1. Name and business address of person filing statement. John A. O'Donnell, 801 Pennsylvania Avenue, NW, Suite 212, Washington, DC 20004 2. Names and business addresses of any persons through whom the undersigned proposes to act in matters included within the exemption provided by paragraph (b) of Rule U-7 1. Not Applicable 3. Registered holding companies and subsidiary companies by which the undersigned is regularly employed or retained. Xcel Energy Inc. 4. Position or relationship in which the undersigned is employed or retained by each of the companies named in item 3, and brief description of nature of services to be rendered in each such position or relationship. The undersigned is an employee of Xcel Energy Inc. with the title of Director of Federal Public Affairs. His responsibilities consist of representing and advising Xcel on federal government affairs issues, including, but not limited to, presenting, advocating or opposing matters affecting the company, before Congress and the regulatory commissions and officials specified in Section 12(i) of PUHCA. 5. (a) Compensation received during the current year and estimated to be received over the next two calendar years by the undersigned or others, directly or indirectly, for services rendered by the undersigned, from each of the companies designated in item 3. (Use column (a) as supplementary statement only.) - -------------------------------------------------------------------------------- Salary or other compensations ------------------- received to be Person or company from whom Name of recipient (a) (b) received or to be received - -------------------------------------------------------------------------------- John A. O'Donnell $200,000 Xcel Energy Inc. (b) Basis for compensation if other than salary. This amount reflects the undersigned's annual salary, including bonuses. The undersigned may also receive awards of stock options, which are not reflected in the figure in item 5(a) given that it is unclear what the value of those stock options will be. 6. (To be answered in supplementary statement only. See instructions.) Expenses incurred by the undersigned or any person named in item 2, above, during the calendar year in connection with the activities described in item 4, above, and the source of reimbursement for same. (a) Total amount of routine expenses charged to client: $______________ (b) Itemized list of all other expenses: Date April 2, 2004 Signed /s/ John A. O'Donnell -------------- --------------------------------- SEC 979 (4-02) Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. -----END PRIVACY-ENHANCED MESSAGE-----