-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WDq99miGc1ONNjWSPlg2cRTztLU1F823zY8Guh8VUQtFsDC/a5Mk0c/MmBsTzChT gze2AX96DQuMRTRYRnRq5g== 0000950134-03-014038.txt : 20031027 0000950134-03-014038.hdr.sgml : 20031027 20031027170303 ACCESSION NUMBER: 0000950134-03-014038 CONFORMED SUBMISSION TYPE: 35-CERT PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20031027 EFFECTIVENESS DATE: 20031027 FILER: COMPANY DATA: COMPANY CONFORMED NAME: XCEL ENERGY INC CENTRAL INDEX KEY: 0000072903 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 410448030 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 35-CERT SEC ACT: 1935 Act SEC FILE NUMBER: 070-10072 FILM NUMBER: 03959012 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 6123305500 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55401 FORMER COMPANY: FORMER CONFORMED NAME: NORTHERN STATES POWER CO /MN/ DATE OF NAME CHANGE: 19920703 35-CERT 1 c80369e35vcert.htm CERTIFICATE OF NOTIFICATION (RULE 24) e35vcert
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File No. 70-10072

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

CERTIFICATE OF NOTIFICATION
(RULE 24)

APPLICATION/DECLARATION ON FORM U-1
OF
XCEL ENERGY INC.,

     The undersigned, Xcel Energy Inc. (“Xcel Energy”) hereby certifies pursuant to Rule 24 of the General Rules and Regulations under the Public Utility Holding Act of 1935, as amended, that the transactions authorized by the Commission’s Order dated October 3, 2003 (the “Order”), have been carried out in accordance with the terms and conditions of, and for the purposes represented by, the Application/Declaration, as amended, in SEC File No. 70-10072 as follows:

     On October 20, 2003, Xcel Energy completed the sale of its ownership interest in Black Mountain Gas Company, a Minnesota corporation and gas utility company, to a non-affiliated third party, Southwest Gas Corporation.

     
Exhibits    

   
F-2   Past Tense Opinion of Counsel

 


EX-F-2 Past Tense Opinion of Counsel


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     Pursuant to the requirements of the Public Utility Holding Company Act of 1935, as amended, the undersigned companies have duly caused this Statement to be signed on their behalf by the undersigned thereunto duly authorized.

         
Date:   October 27, 2003   XCEL ENERGY INC.
 
        By: /s/ Gary R. Johnson

Gary R. Johnson
Vice President and General Counsel

  EX-99.F2 3 c80369exv99wf2.htm EX-F-2 PAST TENSE OPINION OF COUNSEL exv99wf2

 

EXHIBIT F-2

October 27, 2003

Securities and Exchange Commission
450 5th Street, N.W.
Washington, DC 20549

     
Re:   Form U-1 Application-Declaration
Sale of Black Mountain Gas Company

Ladies and Gentlemen:

     I deliver this opinion to you for filing as Exhibit F-2 to the Rule 24 Certificate in File No. 70-10072 in connection with the Application-Declaration referenced above (the “Application”) seeking authority by the Securities and Exchange Commission (the “Commission”) under the Public Utility Holding Company Act of 1935, as amended (the “Act”) for Xcel Energy Inc. (“Xcel Energy” or the “Applicant”) to sell all of the issued and outstanding stock of Black Mountain Gas Company (“Black Mountain”) to Southwest Gas Corporation (“Southwest”), all as more fully described in the Application (the “Transaction”) and the order of the Commission issued on October 3, 2003 (HCAR No. 27734) (the “Order”) approving the Transaction.

     I have acted as counsel to the Applicant in connection with the filing of the Application. All capitalized terms used herein but not defined herein shall have the meaning ascribed to them in the Application.

     I am a member of the bar of Minnesota, the place of organization of Xcel Energy and Black Mountain. I am not a member of the bar of any other state of the United States in which Black Mountain is qualified to do business and do not hold myself out as an expert in the laws of such states, although I have consulted and will consult with counsel to the Applicant who are experts in such laws. For purposes of this opinion, to the extent I deemed necessary, I have relied on advice from counsel employed or retained directly or indirectly by the Applicant.

     In connection with this opinion, I or attorneys in whom I have confidence, have examined originals or copies, certified or otherwise identified to my satisfaction, of such records and such other documents, certificates and corporate or other records as I have deemed necessary or appropriate as a basis for the opinions expressed in this letter. In my examination, I have assumed the genuineness of all signatures, the legal capacity of all persons, the authenticity of all documents submitted to me as originals, the conformity to original documents of documents submitted to me as certified or photostatic copies and the authenticity of the originals of such copies. As to various questions of fact material to such opinions, I have, when relevant facts were not independently established, relied upon statements contained in the Application.

 


 

     The opinions expressed below are limited to the Applicants and each of its subsidiaries and subject to the following assumptions, qualifications, limitations, conditions and exceptions:

  (a)   No act or event other than as described herein shall have occurred subsequent to the date hereof which would change the opinions expressed below.
 
  (b)   No opinion is given with respect to the securities or “blue sky” laws of any jurisdiction.

     Based upon the foregoing and subject to the assumptions, qualifications, limitations, conditions and exceptions set forth herein, it is my opinion that, with respect to the Applicant, that:

  (a)   all state laws applicable to the Transaction have been complied with; and
 
  (b)   the consummation of the Transaction did not violate the legal rights of the holders of any securities issued by the Applicant.

     I hereby consent to the filing of this opinion with the Securities and Exchange Commission.

   
  Very truly yours,
 
  /s/ Gary R. Johnson

Gary R. Johnson
Vice President and General Counsel

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