0001213900-23-077139.txt : 20230915 0001213900-23-077139.hdr.sgml : 20230915 20230915201548 ACCESSION NUMBER: 0001213900-23-077139 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230905 FILED AS OF DATE: 20230915 DATE AS OF CHANGE: 20230915 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OppenheimerFunds, Inc. CENTRAL INDEX KEY: 0000728889 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-56564 FILM NUMBER: 231259953 BUSINESS ADDRESS: STREET 1: 225 LIBERTY STREET CITY: NEW YORK STATE: NY ZIP: 10281-1008 BUSINESS PHONE: 212-323-0200 MAIL ADDRESS: STREET 1: 225 LIBERTY STREET CITY: NEW YORK STATE: NY ZIP: 10281-1008 FORMER NAME: FORMER CONFORMED NAME: OPPENHEIMER FUNDS INC DATE OF NAME CHANGE: 20020227 FORMER NAME: FORMER CONFORMED NAME: OPPENHEIMER MANAGEMENT CORP DATE OF NAME CHANGE: 19940131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OPPENHEIMER ACQUISITION CORP CENTRAL INDEX KEY: 0000869013 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-56564 FILM NUMBER: 231259952 BUSINESS ADDRESS: STREET 1: 3410 SO GALENA ST CITY: DENVER STATE: CO ZIP: 80231 BUSINESS PHONE: 3036713200 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Invesco Group Services, Inc. CENTRAL INDEX KEY: 0001993081 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-56564 FILM NUMBER: 231259954 BUSINESS ADDRESS: STREET 1: 1331 SPRING ST. NW SUITE 2500 CITY: ATLANTA STATE: GA ZIP: 30309 BUSINESS PHONE: (404) 898-0771 MAIL ADDRESS: STREET 1: 1331 SPRING ST. NW SUITE 2500 CITY: ATLANTA STATE: GA ZIP: 30309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: IVZ Inc CENTRAL INDEX KEY: 0001464186 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-56564 FILM NUMBER: 231259951 BUSINESS ADDRESS: STREET 1: 1555 PEACHTREE STREET NE STREET 2: SUITE 1800 CITY: ATLANTA STATE: GA ZIP: 30309 BUSINESS PHONE: 404-892-0896 MAIL ADDRESS: STREET 1: 1555 PEACHTREE STREET NE STREET 2: SUITE 1800 CITY: ATLANTA STATE: GA ZIP: 30309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: INVESCO HOLDING CO LTD CENTRAL INDEX KEY: 0001464185 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-56564 FILM NUMBER: 231259950 BUSINESS ADDRESS: STREET 1: 1555 PEACHTREE STREET NE STREET 2: SUITE 1800 CITY: ATLANTA STATE: GA ZIP: 30309 BUSINESS PHONE: 404-892-0896 MAIL ADDRESS: STREET 1: 1555 PEACHTREE STREET NE STREET 2: SUITE 1800 CITY: ATLANTA STATE: GA ZIP: 30309 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Invesco Commercial Real Estate Finance Trust, Inc. CENTRAL INDEX KEY: 0001976927 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 921080856 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2001 ROSS AVENUE, SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 972-715-7400 MAIL ADDRESS: STREET 1: 2001 ROSS AVENUE, SUITE 3400 CITY: DALLAS STATE: TX ZIP: 75201 4 1 ownership.xml X0508 4 2023-09-05 0 0001976927 Invesco Commercial Real Estate Finance Trust, Inc. NONE 0001993081 Invesco Group Services, Inc. 1331 SPRING STREET NW, SUITE 2500 ATLANTA GA 30309 0 0 1 0 0000728889 OppenheimerFunds, Inc. 225 LIBERTY STREET NEW YORK NY 10281 0 0 1 0 0000869013 OPPENHEIMER ACQUISITION CORP 1331 SPRING STREET NW, SUITE 2500 ATLANTA GA 30309 0 0 1 0 0001464186 IVZ Inc 1331 SPRING STREET NW, SUITE 2500 ATLANTA GA 30309 0 0 1 0 0001464185 INVESCO HOLDING CO LTD 1555 PEACHTREE STREET NE, SUITE 1800 ATLANTA GA 30309 0 0 1 0 0 Class E Common Stock, $0.01 par value 2023-09-05 4 P 0 700000 25.00 A 853400 I See footnote Class I Common Stock, $0.01 par value 2023-09-05 4 P 0 700000 25.00 A 853400 I See footnote Class S Common Stock, $0.01 par value 2023-09-05 4 P 0 700000 25.00 A 853400 I See footnote Class D Common Stock, $0.01 par value 2023-09-05 4 P 0 700000 25.00 A 853400 I See footnote As indicated in a Form 4 for Invesco Realty, Inc. filed with the Securities and Exchange Commission on September 7, 2023 (SEC Accession No. 0001213900-23-075144), on September 5, 2023, Invesco Realty, Inc. acquired additional shares of Invesco Commercial Real Estate Finance Trust, Inc. (the "Shares"). The Shares are owned directly by Invesco Realty, Inc., which is a wholly owned subsidiary of Invesco Advisers, Inc. (the issuer's adviser), which is a wholly owned subsidiary of Invesco Group Services, Inc., which is a wholly owned subsidiary of OppenheimerFunds, Inc., which is a wholly owned subsidiary of Oppenheimer Acquisition Corp., which is a wholly owned subsidiary of Invesco Holding Company (US), Inc., which is a wholly owned subsidiary of Invesco Holding Company Limited and which is a wholly owned subsidiary of Invesco Ltd., the ultimate parent entity. As a result, all entities other than Invesco Realty, Inc. are indirect beneficial owners. /s/ Liz Day, Attorney-in-Fact, for Invesco Group Services, Inc. 2023-09-15 /s/ Liz Day, Attorney-in-Fact, for OppenheimerFunds, Inc. 2023-09-15 /s/ Liz Day, Attorney-in-Fact, for Oppenheimer Acquisition Corp. 2023-09-15 /s/ Liz Day, Attorney-in-Fact, for Invesco Holding Company (US), Inc. (FKA IVZ Inc.) 2023-09-15 /s/ Liz Day, Attorney-in-Fact, for Invesco Holding Company Limited 2023-09-15