0001209191-13-047831.txt : 20131009 0001209191-13-047831.hdr.sgml : 20131009 20131009112356 ACCESSION NUMBER: 0001209191-13-047831 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 7 CONFORMED PERIOD OF REPORT: 20130416 FILED AS OF DATE: 20131009 DATE AS OF CHANGE: 20131009 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Kayne Anderson MLP Investment CO CENTRAL INDEX KEY: 0001293613 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 717 TEXAS AVENUE - SUITE 3100 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: 713-493-2020 MAIL ADDRESS: STREET 1: 717 TEXAS AVENUE - SUITE 3100 CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: Kayne Anderson Midstream Investment CO DATE OF NAME CHANGE: 20040614 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: METROPOLITAN LIFE INSURANCE CO/NY CENTRAL INDEX KEY: 0000728618 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21593 FILM NUMBER: 131142768 BUSINESS ADDRESS: STREET 1: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 100166 BUSINESS PHONE: 212-578-2211 MAIL ADDRESS: STREET 1: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 3 1 c610517_3x6.xml MAIN DOCUMENT DESCRIPTION X0206 3 2013-04-16 0 0001293613 Kayne Anderson MLP Investment CO KYN 0000728618 METROPOLITAN LIFE INSURANCE CO/NY 10 PARK AVENUE P.O. BOX 1902 MORRISTOWN NJ 07962 0 0 1 0 Kayne Anderson MLP Investment Company 600000.00 D Kayne Anderson MLP Investment Company 400000.00 D Kayne Anderson MLP Investment Company 400000.00 D Kayne Anderson MLP Investment Company 400000.00 D Kayne Anderson MLP Investment Company 600000.00 D Kayne Anderson MLP Investment Company 400000.00 D 3.57% Series FF Senior Unsecured Note Due 4/16/2023. See Exh 99-1. 3.67% Series GG Senior Unsecured Note Due 4/16/2025. See Exh 99-2. 3.67% Series GG Senior Unsecured Note Due 4/16/2025. See Exh 99-3. 3.67% Series GG Senior Unsecured Note Due 4/16/2025. See Exh 99-4. 3.57% Series FF Senior Unsecured Note Due 4/16/2023. See Exh 99-5. 3.67% Series GG Senior Unsecured Note Due 4/16/2025. See Exh 99-6. /s/ Thomas J. Pasuit, Assistant General Counsel 2013-10-08 EX-99.1 2 c610517_99x1.htm ADDITIONAL EXHIBITS Exhibit 99.1
Form 3 — Joint Filer Information
Exhibit 99-1
     
Name:
  Metropolitan Life Insurance Company (i)
Address:
  10 Park Avenue, Morristown, New Jersey 07962
 
    
Designated Filer:
  Thomas J. Pasuit
 
  Assistant General Counsel
 
  Metropolitan Life Insurance Company
 
    
Issuer & Ticker Symbol:
  Kayne Anderson MLP Investment Company (“KYN”)
Date of Event Requiring Statement:
  April 16, 2013
 
    
Signature: /s/Thomas J. Pasuit
    
Thomas J. Pasuit, Assistant General Counsel
    
(i) Metropolitan Life Insurance Company as a direct owner/purchaser of $600,000 3.57% Series FF Senior Unsecured Note Due April 16, 2023.

 

EX-99.2 3 c610517_99x2.htm ADDITIONAL EXHIBITS Exhibit 99.2
Form 3 — Joint Filer Information
Exhibit 99-2
     
Name:
  Metropolitan Life Insurance Company (ii)
Address:
  10 Park Avenue, Morristown, New Jersey 07962
 
    
Designated Filer:
  Thomas J. Pasuit
 
  Assistant General Counsel
 
  Metropolitan Life Insurance Company
 
    
Issuer & Ticker Symbol:
  Kayne Anderson MLP Investment Company (“KYN”)
Date of Event Requiring Statement:
  April 16, 2013
 
    
Signature: /s/Thomas J. Pasuit
    
Thomas J. Pasuit, Assistant General Counsel
    
(ii) Metropolitan Life Insurance Company as a direct owner/purchaser of $400,000 3.67% Series GG Senior Unsecured Note Due April 16, 2025.

 

EX-99.3 4 c610517_99x3.htm ADDITIONAL EXHIBITS Exhibit 99.3
Form 3 — Joint Filer Information
Exhibit 99-3
     
Name:
  General American Life Insurance Company (iii)
Address:
  10 Park Avenue, Morristown, New Jersey 07962
 
    
Designated Filer:
  Thomas J. Pasuit
 
  Assistant General Counsel
 
  Metropolitan Life Insurance Company
 
    
Issuer & Ticker Symbol:
  Kayne Anderson MLP Investment Company (“KYN”)
Date of Event Requiring Statement:
  April 16, 2013
 
    
Signature: /s/Thomas J. Pasuit
    
Thomas J. Pasuit,Assistant General Counsel
    
(iii) General American Life Insurance Company as direct owner/purchaser of $400,000 3.67% Series GG Senior Unsecured Note Due April 16, 2025 by Metropolitan Life Insurance Company, the indirect owner and investment manager.

 

EX-99.4 5 c610517_99x4.htm ADDITIONAL EXHIBITS Exhibit 99.44
Form 3 — Joint Filer Information
Exhibit 99-4
     
Name:
  Metropolitan Life Insurance Company (iv)
Address:
  10 Park Avenue, Morristown, New Jersey 07962
 
    
Designated Filer:
  Thomas J. Pasuit
 
  Assistant General Counsel
 
  Metropolitan Life Insurance Company
 
    
Issuer & Ticker Symbol:
  Kayne Anderson MLP Investment Company (“KYN”)
Date of Event Requiring Statement:
  June 13, 2013
 
    
Signature: /s/Thomas J. Pasuit
    
Thomas J. Pasuit, Assistant General Counsel
    
(iv) Metropolitan Life Insurance Company as a direct owner/purchaser of $400,000 3.67% Series GG Senior Unsecured Note Due April 16, 2025.

 

EX-99.5 6 c610517_99x5.htm ADDITIONAL EXHIBITS Exhibit 99.5
Form 3 — Joint Filer Information
Exhibit 99-5
     
Name:
  Metropolitan Life Insurance Company (v)
Address:
  10 Park Avenue, Morristown, New Jersey 07962
 
    
Designated Filer:
  Thomas J. Pasuit
 
  Assistant General Counsel
 
  Metropolitan Life Insurance Company
 
    
Issuer & Ticker Symbol:
  Kayne Anderson MLP Investment Company (“KYN”)
Date of Event Requiring Statement:
  June 13, 2013
 
    
Signature: /s/Thomas J. Pasuit
    
Thomas J. Pasuit, Assistant General Counsel
    
(v) Metropolitan Life Insurance Company as a direct owner/purchaser of $600,000 3.57% Series FF Senior Unsecured Note Due April 16, 2023.

 

EX-99 7 c610517_99x6.htm ADDITIONAL EXHIBITS Exhibit 99.6
Form 3 — Joint Filer Information
Exhibit 99-6
     
Name:
  General American Life Insurance Company (vi)
Address:
  10 Park Avenue, Morristown, New Jersey 07962
 
    
Designated Filer:
  Thomas J. Pasuit
 
  Assistant General Counsel
 
  Metropolitan Life Insurance Company
 
    
Issuer & Ticker Symbol:
  Kayne Anderson MLP Investment Company (“KYN”)
Date of Event Requiring Statement:
  June 13, 2013
 
    
Signature: /s/Thomas J. Pasuit
    
Thomas J. Pasuit, Assistant General Counsel
    
(vi) General American Life Insurance Company as direct owner/purchaser of $400,000 3.67% Series GG Senior Unsecured Note Due April 16, 2025 by Metropolitan Life Insurance Company, the indirect owner and investment manager.