0001209191-11-048263.txt : 20110919 0001209191-11-048263.hdr.sgml : 20110919 20110919115414 ACCESSION NUMBER: 0001209191-11-048263 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 9 CONFORMED PERIOD OF REPORT: 20110512 FILED AS OF DATE: 20110919 DATE AS OF CHANGE: 20110919 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TORTOISE MLP FUND, INC. CENTRAL INDEX KEY: 0001490286 IRS NUMBER: 000000000 FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 11550 ASH STREET, SUITE 300 CITY: LEAWOOD STATE: KS ZIP: 66211 BUSINESS PHONE: 913-981-1020 MAIL ADDRESS: STREET 1: 11550 ASH STREET, SUITE 300 CITY: LEAWOOD STATE: KS ZIP: 66211 FORMER COMPANY: FORMER CONFORMED NAME: TORTOISE MLP CORP. DATE OF NAME CHANGE: 20100423 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: METROPOLITAN LIFE INSURANCE CO/NY CENTRAL INDEX KEY: 0000728618 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] STATE OF INCORPORATION: NY FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22409 FILM NUMBER: 111096787 BUSINESS ADDRESS: STREET 1: ONE MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 2125785914 MAIL ADDRESS: STREET 1: ONE MADISON AVENUE LAW DEPARTMENT CITY: NEW YORK STATE: NY ZIP: 10010-3690 3 1 c22526_3x8.xml MAIN DOCUMENT DESCRIPTION X0204 3 2011-05-12 0 0001490286 TORTOISE MLP FUND, INC. NTG 0000728618 METROPOLITAN LIFE INSURANCE CO/NY 10 PARK AVENUE P.O. BOX 1902 MORRISTOWN NJ 07962 0 0 1 0 Tortoise MLP Fund, Inc. 15000000.00 D Tortoise MLP Fund, Inc. 2000000.00 D Tortoise MLP Fund, Inc. 500000.00 D Tortoise MLP Fund, Inc. 5500000.00 D Tortoise MLP Fund, Inc. 2500000.00 D Tortoise MLP Fund, Inc. 500000.00 D Tortoise MLP Fund, Inc. 2500000.00 D Tortoise MLP Fund, Inc. 4000000.00 D Floating Rate Senior Note, Series F, Due 5/12/2014. See Exh 99-1. Floating Rate Senior Note, Series F, Due 5/12/2014. See Exh 99-2. Floating Rate Senior Note, Series F, Due 5/12/2014. See Exh 99-3. Floating Rate Senior Note, Series F, Due 5/12/2014. See Exh 99-4. Floating Rate Senior Note, Series F, Due 5/12/2014. See Exh 99-5. Floating Rate Senior Note, Series F, Due 5/12/2014. See Exh 99-6. Floating Rate Senior Note, Series F, Due 5/12/2014. See Exh 99-7. 4.35% Senior Note, Series G, Due 5/12/2018. See Exh 99-8. /s/ Daniel F. Scudder, Associate General Counsel 2011-09-15 EX-99.1 2 c22526_99x1.htm ADDITIONAL EXHIBITS Exhibit 99.1
Form 3 — Joint Filer Information
Exhibit 99-1
     
Name:
  MetLife Reinsurance Company of South Carolina Trust Account B*
Address:
  10 Park Avenue, Morristown, New Jersey 07962
 
    
Designated Filer:
  Daniel F. Scudder
 
  Associate General Counsel
 
  Metropolitan Life Insurance Company
 
    
Issuer & Ticker Symbol:
  Tortoise MLP Fund, Inc. (“NTG”)
Date of Event Requiring Statement:
  May 12, 2011
 
    
Signature: /s/Daniel F. Scudder
    
Daniel F. Scudder, Associate General Counsel
    
*MetLife Reinsurance Company of South Carolina Trust Account B as a direct owner/purchaser of $1,500,000 Floating Rate Senior Note, Series F, Due May 12, 2014 by Metropolitan Life Insurance Company, the investment manager.

 

EX-99.2 3 c22526_99x2.htm ADDITIONAL EXHIBITS Exhibit 99.2
Form 3 — Joint Filer Information
Exhibit 99-2
     
Name:
  MetLife Reinsurance Company of Charleston Trust B *
Address:
  10 Park Avenue, Morristown, New Jersey 07962
 
    
Designated Filer:
  Daniel F. Scudder
 
  Associate General Counsel
 
  Metropolitan Life Insurance Company
 
    
Issuer & Ticker Symbol:
  Tortoise MLP Fund, Inc. (“NTG”)
Date of Event Requiring Statement:
  May 12, 2011
 
    
Signature: /s/Daniel F. Scudder
    
Daniel F. Scudder, Associate General Counsel
    
* MetLife Reinsurance Company of Charleston Trust B as direct owner/purchaser of $2,000,000 Floating Rate Senior Note, Series F, Due May 12, 2014 by Metropolitan Life Insurance Company, the investment manager.

 

EX-99.3 4 c22526_99x3.htm ADDITIONAL EXHIBITS Exhibit 99.3
Form 3 — Joint Filer Information
Exhibit 99-3
     
Name:
  MetLife Reinsurance Company of South Carolina Trust Account B *
Address:
  10 Park Avenue, Morristown, New Jersey 07962
 
    
Designated Filer:
  Daniel F. Scudder
 
  Associate General Counsel
 
  Metropolitan Life Insurance Company
 
    
Issuer & Ticker Symbol:
  Tortoise MLP Fund, Inc. (“NTG”)
Date of Event Requiring Statement:
  May 12, 2011
 
    
Signature: /s/Daniel F. Scudder
    
Daniel F. Scudder, Associate General Counsel
    
* MetLife Reinsurance Company of South Carolina Trust Account B as a direct owner/purchaser of $500,000 Floating Rate Senior Note, Series F, Due May 12, 2014 by Metropolitan Life Insurance Company, the investment manager.

 

EX-99.4 5 c22526_99x4.htm ADDITIONAL EXHIBITS Exhibit 99.4
Form 3 — Joint Filer Information
Exhibit 99-4
     
Name:
  Metropolitan Life Insurance Company*
Address:
  10 Park Avenue, Morristown, New Jersey 07962
 
    
Designated Filer:
  Daniel F. Scudder
 
  Associate General Counsel
 
  Metropolitan Life Insurance Company
 
    
Issuer & Ticker Symbol:
  Tortoise MLP Fund, Inc. (“NTG”)
Date of Event Requiring Statement:
  May 12, 2011
 
    
Signature: /s/Daniel F. Scudder
    
Daniel F. Scudder, Associate General Counsel
    
* Metropolitan Life Insurance Company as direct owner/purchaser of $5,500,000 Floating Rate Senior Note, Series F, Due May 12, 2014.

 

EX-99.5 6 c22526_99x5.htm ADDITIONAL EXHIBITS Exhibit 99.5
Form 3 — Joint Filer Information
Exhibit 99-5
     
Name:
  MetLife Insurance Company of Connecticut*
Address:
  10 Park Avenue, Morristown, New Jersey 07962
 
    
Designated Filer:
  Daniel F. Scudder
 
  Associate General Counsel
 
  Metropolitan Life Insurance Company
 
    
Issuer & Ticker Symbol:
  Tortoise MLP Fund, Inc. (“NTG”)
Date of Event Requiring Statement:
  May 12, 2011
 
    
Signature: /s/Daniel F. Scudder
    
Daniel F. Scudder, Associate General Counsel
    
* MetLife Insurance Company of Connecticut as a direct owner/purchaser of $2,500,000 Floating Rate Senior Note, Series F, Due May 12, 2014 by Metropolitan Life Insurance Company, the investment manager.

 

EX-99.1 7 c22526_99x6.htm ADDITIONAL EXHIBITS Exhibit 99.6
Form 3 — Joint Filer Information
Exhibit 99-6
     
Name:
  MetLife Reinsurance Company of Charleston*
Address:
  10 Park Avenue, Morristown, New Jersey 07962
 
    
Designated Filer:
  Daniel F. Scudder
 
  Associate General Counsel
 
  Metropolitan Life Insurance Company
 
    
Issuer & Ticker Symbol:
  Tortoise MLP Fund, Inc. (“NTG”)
Date of Event Requiring Statement:
  May 12, 2011
 
    
Signature: /s/Daniel F. Scudder
    
Daniel F. Scudder, Associate General Counsel
    
* MetLife Reinsurance Company of Charleston as direct owner/purchaser of $500,000 Floating Rate Senior Note, Series F, Due May 12, 2014 by Metropolitan Life Insurance Company, the investment manager.

 

EX-99.2 8 c22526_99x7.htm ADDITIONAL EXHIBITS Exhibit 99.7
Form 3 — Joint Filer Information
Exhibit 99-7
     
Name:
  MetLife Bank, National Association*
Address:
  10 Park Avenue, Morristown, New Jersey 07962
 
    
Designated Filer:
  Daniel F. Scudder
 
  Associate General Counsel
 
  Metropolitan Life Insurance Company
 
    
Issuer & Ticker Symbol:
  Tortoise MLP Fund, Inc. (“NTG”)
Date of Event Requiring Statement:
  May 12, 2011
 
    
Signature: /s/Daniel F. Scudder
    
Daniel F. Scudder, Associate General Counsel
    
* MetLife Bank, National Association as direct owner/purchaser of $2,500,000 Floating Rate Senior Note, Series F, Due May 12, 2014 by Metropolitan Life Insurance Company, the investment manager.

 

EX-99.3 9 c22526_99x8.htm ADDITIONAL EXHIBITS Exhibit 99.8
Form 3 — Joint Filer Information
Exhibit 99-8
     
Name:
  Metropolitan Life Insurance Company*
Address:
  10 Park Avenue, Morristown, New Jersey 07962
 
    
Designated Filer:
  Daniel F. Scudder
 
  Associate General Counsel
 
  Metropolitan Life Insurance Company
 
    
Issuer & Ticker Symbol:
  Tortoise MLP Fund, Inc. (“NTG”)
Date of Event Requiring Statement:
  May 12, 2011
 
    
Signature: /s/Daniel F. Scudder
    
Daniel F. Scudder, Associate General Counsel
    
* Metropolitan Life Insurance Company as direct owner/purchaser of $4,000,000 4.35% Senior Note, Series G, Due May 12, 2018.