0001209191-11-026661.txt : 20110506 0001209191-11-026661.hdr.sgml : 20110506 20110506161859 ACCESSION NUMBER: 0001209191-11-026661 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20110426 FILED AS OF DATE: 20110506 DATE AS OF CHANGE: 20110506 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TORTOISE ENERGY CAPITAL CORP CENTRAL INDEX KEY: 0001319869 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 11550 ASH STREET, SUITE 300 CITY: LEAWOOD STATE: KS ZIP: 66211 BUSINESS PHONE: 913-981-1020 MAIL ADDRESS: STREET 1: 11550 ASH STREET, SUITE 300 CITY: LEAWOOD STATE: KS ZIP: 66211 FORMER COMPANY: FORMER CONFORMED NAME: Tortoise MLP Investment CORP DATE OF NAME CHANGE: 20050304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: METROPOLITAN LIFE INSURANCE CO/NY CENTRAL INDEX KEY: 0000728618 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] STATE OF INCORPORATION: NY FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-21725 FILM NUMBER: 11819827 BUSINESS ADDRESS: STREET 1: ONE MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 2125785914 MAIL ADDRESS: STREET 1: ONE MADISON AVENUE LAW DEPARTMENT CITY: NEW YORK STATE: NY ZIP: 10010-3690 3 1 c16772_3x1.xml MAIN DOCUMENT DESCRIPTION X0203 3 2011-04-26 0 0001319869 TORTOISE ENERGY CAPITAL CORP TYY 0000728618 METROPOLITAN LIFE INSURANCE CO/NY 10 PARK AVENUE P.O. BOX 1902 MORRISTOWN NJ 07962 0 0 1 0 Tortoise Energy Capital Corp. 15800000.00 D Tortoise Energy Capital Corp. 6000000.00 D 6.02% Senior Note, Series F Due June 17, 2013. See Exh 99-1. 3.88% Senior Note, Series H Due June 15, 2016. See Exh 99-1. /s/ Daniel F. Scudder, Assistant General Counsel 2011-05-06 EX-99.1 2 c16772_99x1.htm ADDITIONAL EXHIBITS EXHIBIT 99.1

Form 3 – Joint Filer Information

Exhibit 99-1

     
Name:
  Metropolitan Life Insurance Company*
Address:
  10 Park Avenue, P.O. Box 1902, Morristown, New Jersey 07962
 
 
Designated Filer:
  Daniel F. Scudder
Assistant General Counsel
Metropolitan Life Insurance Company
 
 
Issuer & Ticker Symbol:
  Tortoise Energy Capital Corp. (“TYY”)
Date of Event Requiring Statement:
  April 26, 2011
 
 
Signature: /s/Daniel F. Scudder
 
Daniel F. Scudder, Assistant General Counsel
 

*Metropolitan Life Insurance Company as a direct owner/purchaser of $21,800,000, including:

        -$15,800,000 (6.02% Senior Note, Series F Due June 17, 2013); and
        -6,000,000 (3.88% Senior Note, Series H Due June 15, 2016).