0000899243-17-005370.txt : 20170227 0000899243-17-005370.hdr.sgml : 20170227 20170227120030 ACCESSION NUMBER: 0000899243-17-005370 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150611 FILED AS OF DATE: 20170227 DATE AS OF CHANGE: 20170227 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ClearBridge Energy MLP Fund Inc. CENTRAL INDEX KEY: 0001488775 IRS NUMBER: 272282398 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 620 EIGHTH AVENUE STREET 2: 49TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: (888) 777-0102 MAIL ADDRESS: STREET 1: 620 EIGHTH AVENUE STREET 2: 49TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: METROPOLITAN LIFE INSURANCE CO/NY CENTRAL INDEX KEY: 0000728618 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22405 FILM NUMBER: 17640368 BUSINESS ADDRESS: STREET 1: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 100166 BUSINESS PHONE: 212-578-2211 MAIL ADDRESS: STREET 1: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2015-06-11 0 0001488775 ClearBridge Energy MLP Fund Inc. CEM 0000728618 METROPOLITAN LIFE INSURANCE CO/NY ONE METLIFE WAY WHIPPANY NJ 07981 0 0 1 0 ClearBridge Energy MLP Fund Inc. (Exh 99-1) 300000.00 D ClearBridge Energy MLP Fund Inc. (Exh 99-2) 1100000.00 D ClearBridge Energy MLP Fund Inc. (Exh 99-3) 900000.00 D ClearBridge Energy MLP Fund Inc. (Exh 99-4) 400000.00 D ClearBridge Energy MLP Fund Inc. (Exh 99-5) 5200000.00 D ClearBridge Energy MLP Fund Inc. (Exh 99-6) 4500000.00 D ClearBridge Energy MLP Fund Inc. (Exh 99-7) 1700000.00 D Metropolitan Life Insurance Company/NY, /s/ Daniel F.Scudder, Associate General Counsel 2017-02-27 EX-99.1 2 attachment1.htm EX-99.1 DOCUMENT
Form 3 Exhibit - Joint Filer Information

                                  Exhibit 99-1

Name:                                Metropolitan Life Insurance Company*
Address:                             One MetLife Way, Whippany, New Jersey 07981

Designated Filer:                    Daniel F. Scudder
                                     Associate General Counsel
                                     Metropolitan Life Insurance Company

Issuer & Ticker Symbol:              ClearBridge Energy MLP Fund Inc. (CEM)
Date of Event Requiring Statement:   June 11, 2015

Signature: /s/Daniel F. Scudder
           --------------------
Daniel F. Scudder, Associate General
Counsel


                                  Exhibit 99-2

Name:                                MetLife Insurance Company USA (on behalf of
                                     its Separate Account MGA) **
Address:                             One MetLife Way, Whippany, New Jersey 07981

Designated Filer:                    Daniel F. Scudder
                                     Associate General Counsel
                                     Metropolitan Life Insurance Company

Issuer & Ticker Symbol:              ClearBridge Energy MLP Fund Inc. (CEM)
Date of Event Requiring Statement:   June 11, 2015

Signature: /s/Daniel F. Scudder
           --------------------
Daniel F. Scudder, Associate General
Counsel


                                  Exhibit 99-3

Name:                                MetLife Insurance Company USA [on behalf of
                                     its Separate Account SA (Structured
                                     annuity)]***
Address:                             One MetLife Way, Whippany, New Jersey 07981

Designated Filer:                    Daniel F. Scudder
                                     Associate General Counsel
                                     Metropolitan Life Insurance Company

Issuer & Ticker Symbol:              ClearBridge Energy MLP Fund Inc. (CEM)
Date of Event Requiring Statement:   June 11, 2015

Signature: /s/Daniel F. Scudder
           --------------------
Daniel F. Scudder, Associate General
Counsel


                                  Exhibit 99-4

Name:                                First MetLife Investors Insurance Company
                                     ****
Address:                             One MetLife Way, Whippany, New Jersey 07981

Designated Filer:                    Daniel F. Scudder
                                     Associate General Counsel
                                     Metropolitan Life Insurance Company

Issuer & Ticker Symbol:              ClearBridge Energy MLP Fund Inc. (CEM)
Date of Event Requiring Statement:   June 11, 2015

Signature: /s/Daniel F. Scudder
           --------------------
Daniel F. Scudder, Associate General
Counsel


                                  Exhibit 99-5

Name:                                MetLife Insurance Company USA *****
Address:                             One MetLife Way, Whippany, New Jersey 07981

Designated Filer:                    Daniel F. Scudder
                                     Associate General Counsel
                                     Metropolitan Life Insurance Company

Issuer & Ticker Symbol:              ClearBridge Energy MLP Fund Inc. (CEM)
Date of Event Requiring Statement:   June 11, 2015

Signature: /s/Daniel F. Scudder
           --------------------
Daniel F. Scudder, Associate General
Counsel


                                  Exhibit 99-6

Name:                                Metropolitan Life Insurance Company ******
Address:                             One MetLife Way, Whippany, New Jersey 07981

Designated Filer:                    Daniel F. Scudder
                                     Associate General Counsel
                                     Metropolitan Life Insurance Company

Issuer & Ticker Symbol:              ClearBridge Energy MLP Fund Inc. (CEM)
Date of Event Requiring Statement:   June 11, 2015

Signature: /s/Daniel F. Scudder
           --------------------
Daniel F. Scudder, Associate General
Counsel


                                  Exhibit 99-7

Name:                                General American Life Insurance Company
                                     *******
Address:                             One MetLife Way, Whippany, New Jersey 07981

Designated Filer:                    Daniel F. Scudder
                                     Associate General Counsel
                                     Metropolitan Life Insurance Company

Issuer & Ticker Symbol:              ClearBridge Energy MLP Fund Inc. (CEM)
Date of Event Requiring Statement:   June 11, 2015

Signature: /s/Daniel F. Scudder
           --------------------
Daniel F. Scudder, Associate General
Counsel

*Metropolitan Life Insurance Company as a direct owner/purchaser of $300,000,
PPN 184692C@8, 2.87% Series H Senior Secured Notes Due June 11, 2021.

** MetLife Insurance Company USA (on behalf of its Separate Account MGA) as a
direct owner/purchaser of $1,100,000, PPN 184692C@8, 2.87% Series H Senior
Secured Notes Due June 11, 2021 by Metropolitan Life Insurance Company, the
investment manager.

*** MetLife Insurance Company USA [on behalf of its Separate Account SA
(Structured annuity)] as a direct owner/purchaser of $900,000, PPN 184692C@8,
2.87% Series H Senior Secured Notes Due June 11, 2021 by Metropolitan Life
Insurance Company, the investment manager.

**** First MetLife Investors Insurance Company as direct owner/purchaser of
$400,000, PPN 184692D@7, 3.76% Series K Senior Secured Notes Due June 11, 2030
by Metropolitan Life Insurance Company, the investment manager.

***** MetLife Insurance Company USA as a direct owner/purchaser of $5,200,000,
PPN 184692D@7, 3.76% Series K Senior Secured Notes Due June 11, 2030 by
Metropolitan Life Insurance Company, the investment manager.

****** Metropolitan Life Insurance Company as direct owner/purchaser of
$4,500,000, PPN 184692D@7, 3.76% Series K Senior Secured Notes Due June 11, 2030
by Metropolitan Life Insurance Company, the investment manager.

******* General American Life Insurance Company as direct owner/purchaser of
$1,700,000, PPN 184692D@7, 3.76% Series K Senior Secured Notes Due June 11, 2030
by Metropolitan Life Insurance Company, the investment manager.