-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AL4yS85U76M5rR+hJrADmmA/l1BEwY1I+JYhQFD/w1Pefvkb+0fuQPwBeeXq2mQz Ookr+RlLuap9BTwGw5Izjg== 0000950130-01-001811.txt : 20010420 0000950130-01-001811.hdr.sgml : 20010420 ACCESSION NUMBER: 0000950130-01-001811 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010418 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MERRILL LYNCH PIERCE FENNER & SMITH INC CENTRAL INDEX KEY: 0000728612 STANDARD INDUSTRIAL CLASSIFICATION: ASSET-BACKED SECURITIES [6189] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: SEC FILE NUMBER: 333-37980 FILM NUMBER: 1605303 BUSINESS ADDRESS: STREET 1: NORTH TOWER WORLD FINANCIAL CENTER STREET 2: NORTH TOWER WORLD FINANCIAL CENTER 5TH F CITY: NEW YORK STATE: NY ZIP: 10281-1323 BUSINESS PHONE: 2124496202 MAIL ADDRESS: STREET 1: WORLD FINANCIAL CENTER STREET 2: NORTH TOWER 23RD FL CITY: NEW YORK STATE: NY ZIP: 10281-1323 424B3 1 0001.txt PROSPECTUS SUPPLEMENT FILED PURSUANT TO RULE NO. 424(b)(3) REGISTRATION NO. 333-37980 PROSPECTUS SUPPLEMENT (To Prospectus dated August 29, 2000) [LOGO] MARKET 2000+ HOLDRs 1,000,000,000 Depositary Receipts Market 2000+ HOLDRS SM Trust This prospectus supplement supplements information contained in the prospectus dated August 29, 2000 relating to the sale of up to 1,000,000,000 depositary receipts by the Market 2000+ HOLDRS SM Trust. The share amounts specified in the table on page 10 of the base prospectus shall be replaced with the following:
Primary U.S. Share Trading Name of Company Ticker Amounts Market ------------------------------------------- ------ ------- ------------ AOL Time Warner Inc.(/1/) AOL 6 NYSE American International Group, Inc. AIG 2 NYSE Astrazeneca p.l.c.(/2/) AZN 4 NYSE AT&T Corp.(/3/) T 6 NYSE AVAYA Inc.(/4/) AV 0.333 NYSE BellSouth Corporation BLS 5 NYSE BP Amoco p.l.c. BP 3 NYSE Bristol-Myers Squibb Company BMY 3 NYSE British Telecommunications p.l.c. BTY 2 NYSE Cisco Systems, Inc. CSCO 3 Nasdaq NMS Citigroup Inc. C 3 NYSE The Coca-Cola Company KO 3 NYSE Dell Computer Corporation DELL 5 Nasdaq NMS Deutsche Telekom AG DT 5 NYSE Eli Lilly and Company LLY 2 NYSE EMC Corporation(/5/) EMC 2 NYSE Exxon Mobil Corporation XOM 2 NYSE France Telecom FTE 2 NYSE General Electric Company GE 3 NYSE GlaxoSmithKline p.l.c.(/6/) GSK 3 NYSE Hewlett-Packard Company HWP 4 NYSE Home Depot, Inc. HD 4 NYSE Intel Corporation INTC 2 Nasdaq NMS International Business Machines Corporation IBM 2 NYSE JDS Uniphase Corporation JDSU 2 Nasdaq NMS Johnson & Johnson JNJ 2 NYSE LM Ericsson Telephone Company ERICY 9 Nasdaq NMS Lucent Technologies Inc.(/4/) LU 4 NYSE McDATA Corporation(/5/) MCDTA 0.074 NYSE Merck & Co., Inc. MRK 3 NYSE Microsoft Corporation MSFT 3 Nasdaq NMS Morgan Stanley Dean Witter & Co. MWD 2 NYSE Nippon Telegraph and Telephone Corporation NTT 3 NYSE Nokia Corp. NOK 4 NYSE Nortel Networks Corporation NT 2 NYSE Novartis AG(/2/) NVS 5 NYSE Oracle Corporation ORCL 4 Nasdaq NMS Pfizer Inc. PFE 4 NYSE Qwest Communications International Inc. Q 4 NYSE Royal Dutch Petroleum Company RD 3 NYSE SBC Communications Inc. SBC 4 NYSE Sony Corporation SNE 2 NYSE Sun Microsystems, Inc. SUNW 4 Nasdaq NMS Syngenta AG(/2/) SYT 1.039 NYSE
Primary U.S. Share Trading Name of Company Ticker Amounts Market ------------------------------ ------ ------- ------------ Texas Instruments Incorporated TXN 3 NYSE Total Fina Elf S.A. TOT 2 NYSE Toyota Motor Corporation TM 2 NYSE Verizon Communications VZ 4 NYSE Viacom Inc.-Cl B VIA.B 3 NYSE Vodafone Airtouch p.l.c. VOD 5 NYSE Wal-Mart Stores Inc. WMT 4 NYSE WorldCom, Inc. WCOM 5 Nasdaq NMS
-------- (1) On January 11, 2001, America Online, Inc. and Time Warner Inc. merged to form AOL Time Warner Inc. As a result of the merger, each share of America Online previously represented in each round-lot of 100 Market 2000+ HOLDRS was exchanged for one share of AOL Time Warner and each share of Time Warner previously represented in each round-lot of 100 Market 2000+ HOLDRS was exchanged for 1.5 shares of AOL Time Warner. The share amount of AOL Time Warner represented by a round-lot of 100 Market 2000+ HOLDRS is now 6. (2) In November 2000, Syngenta AG was created through a combination of Astrazeneca p.l.c.'s agrochemical business and Novartis AG's agribusiness. As a result 1.039 shares of Syngenta were distributed to shareholders of Astrazeneca and Novartis and are now included in each round-lot of 100 Market 2000+ HOLDRS. For more information, please see the description of Syngenta in Annex A of this prospectus supplement. (3) On October 25, 2000 AT&T announced plans to restructure its business operations. AT&T intends to create four publicly held companies, initially through the creation of separate classes of tracking stock, and later by transforming some of the tracking groups into entirely separate companies. AT&T's businesses will be divided based on the following business units: AT&T Consumer, which will provide residential long-distance and Internet access; AT&T Wireless; AT&T Broadband, which will provide cable TV and broadband services; and AT&T Business, which will combine AT&T's global investments in business communications and services. (4) On September 30, 2000, Lucent Technologies Inc. completed the distribution of shares of AVAYA Inc. to its shareholders. In connection with the distribution, 0.083 shares of AVAYA were distributed for each share of Lucent. As a result, 0.033 shares of AVAYA are now included in each round-lot of 100 Market 2000+ HOLDRS. For more information, please see the description of AVAYA in Annex A of this prospectus supplement. (5) On February 7, 2001, EMC Corporation completed the distribution of shares of McDATA Corporation to its shareholders. As a result of the distribution, 0.037 shares of McDATA were distributed for each share of EMC. There are now .074 shares of McDATA included in each round-lot of 100 Market 2000+ HOLDRS. For more information, please see the description of McDATA in Annex A of this prospectus supplement. (6) On December 27, 2000, the merger between Glaxo Wellcome p.l.c. and SmithKline Beechman p.l.c. was completed, forming the combined company GlaxoSmithKline p.l.c. GlaxoSmithKline now trade on the New York Stock Exchange under the symbol "GSK". The share amounts listed in the table above reflect all previous stock splits, dividends and business combination transactions. (continued on following page) 2 ANNEX A AVAYA INC. (AV) AVAYA Inc. provides communications systems and software for enterprises, including businesses and government agencies. AVAYA offers voice, converged voice and data, customer relationship management, messaging, multi-service networking and structured cabling products and services. AVAYA also offers remote diagnostics testing of its advanced systems, installation of its products, on-site repair and maintenance. On September 30, 2000, Lucent Technologies Inc. completed the distribution of shares of AVAYA Inc. to its shareholders.
Closing Closing Closing Closing Closing Closing 1996 Price 1997 Price 1998 Price 1999 Price 2000 Price 2001 Price - --------- ------- --------- ------- --------- ------- --------- ------- --------- ------- -------- ------- January * January * January * January * January * January 17.50 February * February * February * February * February * February 14.00 March * March * March * March * March * March 13.00 April * April * April * April * April * May * May * May * May * May * June * June * June * June * June * July * July * July * July * July * August * August * August * August * August * September * September * September * September * September 22.94 October * October * October * October * October 13.44 November * November * November * November * November 11.69 December * December * December * December * December 10.31
The closing price on March 30, 2001 was 13.00. MCDATA CORPORATION (MCDTA) McDATA Corporation designs, develops, manufactures and sells switching devices used for enterprise-wide high performance storage area networks. McDATA's products enable enterprises to connect and centrally manage storage and networking devices. McDATA sells its products through systems integrators, as well as original equipment manufacturers and resellers. On February 7, 2001, EMC Corporation completed the distribution of shares of McDATA to its shareholders.
Closing Closing Closing Closing Closing Closing 1996 Price 1997 Price 1998 Price 1999 Price 2000 Price 2001 Price - --------- ------- --------- ------- --------- ------- --------- ------- --------- ------- -------- ------- January * January * January * January * January * January * February * February * February * February * February * February 17.88 March * March * March * March * March * March 18.88 April * April * April * April * April * May * May * May * May * May * June * June * June * June * June * July * July * July * July * July * August * August * August * August * August * September * September * September * September * September * October * October * October * October * October * November * November * November * November * November * December * December * December * December * December *
The closing price on March 30, 2001 was 18.88. 3 SYNGENTA AG (SYT) Syngenta AG is an international provider of agribusiness products and services. Syngenta's products include field crop, vegetable and flower seeds, herbicides, insecticides and fungicides. Syngenta's combined research and manufacturing operations are located in over 20 countries around the world. Syngenta was created through a combination of Novartis AG's agribusiness and Astrazeneca's p.l.c.'s agrochemicals business in November 2000.
Closing Closing Closing Closing Closing Closing 1996 Price 1997 Price 1998 Price 1999 Price 2000 Price 2001 Price - --------- ------- --------- ------- --------- ------- --------- ------- --------- ------- -------- ------- January * January * January * January * January * January 12.15 February * February * February * February * February * February 11.60 March * March * March * March * March * March 10.40 April * April * April * April * April * May * May * May * May * May * June * June * June * June * June * July * July * July * July * July * August * August * August * August * August * September * September * September * September * September * October * October * October * October * October * November * November * November * November * November 8.81 December * December * December * December * December 10.94
The closing price on March 30, 2001 was 10.40. The date of this prospectus supplement is March 30, 2001. 4 -----END PRIVACY-ENHANCED MESSAGE-----