-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E+JsdtZCun4UyjanHRs20EcHEX3rTBzrWX8tgQO6qznK7uuSgSeyOtSt9GqMeZrC 6PwiGrkyUBNSd+xepve3nA== 0000947871-04-000126.txt : 20040202 0000947871-04-000126.hdr.sgml : 20040202 20040202154306 ACCESSION NUMBER: 0000947871-04-000126 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MERRILL LYNCH PIERCE FENNER & SMITH INC CENTRAL INDEX KEY: 0000728612 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-37980 FILM NUMBER: 04559190 BUSINESS ADDRESS: STREET 1: 4 WORLD FINANCIAL CENTER STREET 2: NORTH TOWER FL 12 CITY: NEW YORK STATE: NY ZIP: 10080 BUSINESS PHONE: 2124496202 MAIL ADDRESS: STREET 1: 4 WORLD FINANCIAL CENTER STREET 2: NORTH TOWER FL 12 CITY: NEW YORK STATE: NY ZIP: 10080 424B3 1 f414b3_012704-market2000.txt PROSPECTUS SUPPLEMENT - MARKET 2000+ PROSPECTUS SUPPLEMENT Filed Pursuant to Rule No. 424(b)(3) (To Prospectus dated July 11, 2003) REGISTRATION NO. 333-37980 [HOLDERS MARKET 2000+ LOGO] 1,000,000,000 Depositary Receipts Market 2000+ HOLDRS (SM) Trust This prospectus supplement supplements information contained in the prospectus dated July 11, 2003 relating to the sale of up to 1,000,000,000 depositary receipts by the Market 2000+ HOLDRS (SM) Trust. The share amounts specified in the table on pages 9 and 10 of the base prospectus shall be replaced with the following:
Primary Share Trading Name of Company Ticker Amounts Market --------------- ------ ------- ------ Agere Systems Inc. Class A AGR.A 0.043117 NYSE Agere Systems Inc. Class B AGR.B 1.058252 NYSE American International Group, Inc. AIG 2 NYSE Astrazeneca p.l.c. * AZN 4 NYSE AT&T Corp. T 1.2 NYSE AT&T Wireless Services, Inc. AWE 1.9308 NYSE AVAYA Inc. AV 0.3333 NYSE BellSouth Corporation BLS 5 NYSE BP p.l.c. * BP 3 NYSE Bristol-Myers Squibb Company BMY 3 NYSE BT Group p.l.c. BTY 2 NYSE Cisco Systems, Inc. CSCO 3 NASDAQ Citigroup Inc. C 3 NYSE Comcast Corporation CMSA 1.941 NASDAQ The Coca-Cola Company KO 3 NYSE Dell Inc. DELL 5 NASDAQ Deutsche Telekom AG * DT 5 NYSE Eli Lilly and Company LLY 2 NYSE EMC Corporation EMC 2 NYSE Exxon Mobil Corporation XOM 4 NYSE France Telecom * FTE 2 NYSE General Electric Company GE 3 NYSE GlaxoSmithKline p.1.c. GSK 3 NYSE Hewlett-Packard Company HPQ 4 NYSE Home Depot, Inc. HD 4 NYSE Intel Corporation INTC 2 NASDAQ International Business Machines Corporation IBM 2 NYSE JDS Uniphase Corporation JDSU 2 NASDAQ Johnson & Johnson JNJ 4 NYSE LM Ericsson Telephone Company * ERICY 0.9 NASDAQ Lucent Technologies Inc. LU 4 NYSE McDATA Corporation MCDTA 0.07361 NASDAQ Medco Health Solutions MHS 0.3618 NYSE Merck & Co., Inc. MRK 3 NYSE Microsoft Corporation MSFT 6 NASDAQ mmO2 p.l.c. OOM 2 NYSE Morgan Stanley Dean Witter & Co. MWD 2 NYSE (continued on following page)
Primary Share Trading Name of Company Ticker Amounts Market --------------- ------ ------- ------ Nippon Telegraph and Telephone Corporation * NTT 3 NYSE Nokia Corp. * NOK 4 NYSE Nortel Networks Corporation NT 2 NYSE Novartis AG * NVS 5 NYSE Oracle Corporation ORCL 4 NASDAQ Pfizer Inc. PFE 4 NYSE Qwest Communications International Inc. Q 4 NYSE Royal Dutch Petroleum Company * RD 3 NYSE SBC Communications Inc. SBC 4 NYSE Sony Corporation * SNE 2 NYSE Sun Microsystems, Inc. SUNW 4 NASDAQ Syngenta AG SYT 1.03860 NYSE Texas Instruments Incorporated TXN 3 NYSE Time Warner Inc. AOL 6 NYSE Total Fina Elf S.A. * TOT 2 NYSE Toyota Motor Corporation * TM 2 NYSE Travelers Property Casualty Corp Class A TAPa 0.1296129 NYSE Travelers Property Casualty Corp Class B TAPb 0.2662968 NYSE Verizon Communications VZ 4 NYSE Viacom Inc.-Ci B VIA.B 3 NYSE Vodafone Airtouch p.l.c. * VOD 5 NYSE Wal-Mart Stores Inc. WMT 4 NYSE Zimmer Holdings, Inc. ZMH 0.3 NYSE
------------------------------------------ * The securities of these non-U.S. companies trade in the United States as American Depositary Receipts. Please see "Risk Factors" and "United States Federal Income Tax Consequences--Special considerations with respect to underlying securities of foreign issuers" for additional information relating to an investment in a non-U.S. company. The share amounts listed in the table above reflect all previous stock splits, dividends and business combination transactions. The date of this prospectus supplement is December 31, 2003. -----END PRIVACY-ENHANCED MESSAGE-----