-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DBi05GaSIgna2ydXBzNltYzdHoUQ4CTN3DifCi7kOUKOyR4kuJ+c7+5tu6X2vyq0 +5ng7W/Zv1GDM2fdFWq2Ew== 0000947871-01-501061.txt : 20020411 0000947871-01-501061.hdr.sgml : 20020411 ACCESSION NUMBER: 0000947871-01-501061 CONFORMED SUBMISSION TYPE: 424B3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20011126 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MERRILL LYNCH PIERCE FENNER & SMITH INC CENTRAL INDEX KEY: 0000728612 STANDARD INDUSTRIAL CLASSIFICATION: ASSET-BACKED SECURITIES [6189] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 424B3 SEC ACT: 1933 Act SEC FILE NUMBER: 333-37980 FILM NUMBER: 1799165 BUSINESS ADDRESS: STREET 1: NORTH TOWER WORLD FINANCIAL CENTER STREET 2: NORTH TOWER WORLD FINANCIAL CENTER 5TH F CITY: NEW YORK STATE: NY ZIP: 10281-1323 BUSINESS PHONE: 2124496202 MAIL ADDRESS: STREET 1: WORLD FINANCIAL CENTER STREET 2: NORTH TOWER 23RD FL CITY: NEW YORK STATE: NY ZIP: 10281-1323 424B3 1 f424b3_112001.txt PROSPECTUS SUPPLEMENT FILED PURSUANT TO RULE NO. 424(b)(3) (To Prospectus dated August 29, 2000) REGISTRATION NO. 333-37980 [MARKET 2000+ HOLDRS(SM) TRUST LOGO] 1,000,000,000 Depositary Receipts Market 2000+ HOLDRS(SM) Trust This prospectus supplement supplements information contained in the prospectus dated August 29, 2000 relating to the sale of up to 1,000,000,000 depositary receipts by the Market 2000+ HOLDRS(SM) Trust. The share amounts specified in the table on page 10 of the base prospectus shall be replaced with the following: Primary Share Trading Name of Company Ticker Amounts Market - --------------------------------------- ------- ------- ------- AOL Time Wamer Inc. AOL 6 NYSE American International Group, Inc. AIG 2 NYSE Astrazeneca p.l.c. AZN 4 NYSE AT&T Corp. T 6 NYSE AT&T Wireless Services, Inc.(1) AWE 1.9308 NYSE AVAYA Inc. AV 0.333 NYSE BellSouth Corporation BLS 5 NYSE BP Amoco p.l.c. BP 3 NYSE Bristol-Myers Squibb Company BMY 3 NYSE British Telecommunications p.l.c. BTY 2 NYSE Cisco Systems, Inc. CSCO 3 Nasdaq NMS Citigroup Inc. C 3 NYSE The Coca-Cola Company KO 3 NYSE Dell Computer Corporation DELL 5 Nasdaq NMS Deutsche Telekom AG DT 5 NYSE Eli Lilly and Company LLY 2 NYSE EMC Corporation EMC 2 NYSE Exxon Mobil Corporation(2) XOM 4 NYSE France Telecom FTE 2 NYSE General Electric Company GE 3 NYSE GlaxoSmithKline p.1.c. GSK 3 NYSE Hewlett-Packard Company HWP 4 NYSE Home Depot, Inc. HD 4 NYSE Intel Corporation INTC 2 Nasdaq NMS International Business Machines Corporation IBM 2 NYSE JDS Uniphase Corporation JDSU 2 Nasdaq NMS Johnson & Johnson JNJ 4 NYSE LM Ericsson Telephone Company ERICY 9 Nasdaq NMS Lucent Technologies Inc. LU 4 NYSE McDATA Corporation MCDTA 0.076 NYSE MCI Group MCIT 0.20 Nasdaq NMS Merck & Co., Inc. MRK 3 NYSE Microsoft Corporation MSFT 3 Nasdaq NMS Morgan Stanley Dean Witter & Co. MWD 2 NYSE (continued on following page) Primary Share Trading Name of Company Ticker Amounts Market - --------------------------------- ------- ------- -------- Nokia Corp. NOK 4 NYSE Nortel Networks Corporation NT 2 NYSE Novartis AG NVS 5 NYSE Oracle Corporation ORCL 4 Nasdaq NMS Pfizer Inc. PFE 4 NYSE Qwest Communications International Inc. Q 4 . NYSE Royal Dutch Petroleum Company RD 3 NYSE SBC Communications Inc. SBC 4 NYSE Sony Corporation SNE 2 NYSE Sun Microsystems, Inc. SUNW 4 Nasdaq NMS Syngenta AG SYT 1.039 NYSE Texas Instruments Incorporated TXN 3 NYSE Total Fina Elf S.A. TOT 2 NYSE Toyota Motor Corporation TM 2 NYSE Verizon Communications VZ 4 NYSE Viacom Inc.-CI B VIA.B 3 NYSE Vodafone Airtouch p.l.c. VOD 5 NYSE Wal-Mart Stores Inc. WMT 4 NYSE WorldCom Group WCOM 5 Nasdaq NMS Zimmer Holdings, Inc.(3) ZMH 0.3 NYSE (1) On July 12, 2001, AT&T Corp. completed its spin-off of AT&T Wireless Services, Inc. As a result, AT&T distributed 0.3216 share of AT&T Wireless Services common stock for each share of AT&T. The share amount of AT&T Wireless represented by a round-lot 100 Market 2000+ HOLDRS is 1.9308. For more information, please see the description of AT&T Wireless Services in Annex A of this prospectus supplement. (2) Exxon Mobil Corporation has announced a 2-for-1 stock split on its common stock payable to shareholders of record as of June 20, 2001. Exxon Mobil will begin trading on a split-adjusted basis on July 19, 2001. As of July 23, 2001, the share amount of Exxon Mobil, represented by a round-lot of 100 Market 2000+ HOLDRS, will be 4. (3) On August 10, 2001, Bristol Myers Squibb Company completed its spin-off of Zimmer Holdings, Inc. As a result, Bristol Myers Squibb distributed 0.1 share of Zimmer Holdings common stock for each share of Bristol Myers Squibb. The share amount of Zimmer Holdings represented by a round lot of 100 Market 2000+ HOLDRS is 0.3. For more information, please see the description of Zimmer Holdings in Annex A of this prospectus supplement. The share amounts listed in the table above reflect all previous stock splits, dividends and business combination transactions. (continued on following page) ANNEX A AT&T WIRELESS SERVICES, INC. (AWE) AT&T Wireless Services, Inc. is a provider of wireless voice and data services using time division multiple access (TDMA), analog and cellular digital packet data (CDPD) technologies. AT&T Wireless Services seeks to provide wireless services and to expand its customer base and revenue stream by attracting subscribers who are heavy users of communication services. AT&T Wireless Services and its affiliates and partners hold licenses that allow them to provide wireless services to the vast majority of the United States population. It supplements its operations with agreements that allow its subscribers to use other providers' wireless services in regions where it does not have operations. AT&T Wireless Services was spun-off from AT&T Corp. in July 2001.
Closing Closing Closing Closing Closing Closing 1996 Price 1997 Price 1998 Price 1999 Price 2000 Price 2001 Price ---- ----- ---- ----- ---- ----- ---- ----- ---- ----- ---- ----- January * January * January * January * January * January 25.97 February * February * February * February * February * February 21.01 March * March * March * March * March * March 19.18 April * April * April * April * April 31.94 April 20.10 May * May * May * May * May 28.56 May 17.90 June * June * June * June * June 27.78 June 16.35 July * July * July * July * July 27.50 July 18.69 August * August * August * August * August 26.08 August 15.50 September * September * September * September * September 20.75 September 14.94 October * October * October * October * October 24.94 November * November * November * November * November 18.00 December * December * December * December * December 17.31
ZIMMER HOLDINGS, INC. (ZMH) Zimmer Holdings, Inc. is engaged in the design, development, manufacturing and marketing of orthopedic reconstructive implants and fracture management products. Orthopedic reconstructive implants restore joint function lost due to disease or trauma in joints such as knees, hips, shoulders and elbows. Fracture management products are devices used primarily to reattach or stabilize damaged bone and tissue to support the body's natural healing process. Zimmer Holdings also manufactures and markets other products relating to orthopedic and general surgery. Zimmer Holdings was spun-off from Bristol-Myers Squibb Company in August 2001.
Closing Closing Closing Closing Closing Closing 1996 Price 1997 Price 1998 Price 1999 Price 2000 Price 2001 Price ---- ----- ---- ----- ---- ----- ---- ----- ---- ----- ---- ----- January * January * January * January * January * January * February * February * February * February * February * February * March * March * March * March * March * March * April * April * April * April * April * April * May * May * May * May * May * May * June * June * June * June * June * June * July * July * July * July * July * July * August * August * August * August * August * August 27.20 September * September * September * September * September * September 27.75 October * October * October * October * October * November * November * November * November * November * December * December * December * December * December *
The date of this prospectus supplement is September 30, 2001. -----END PRIVACY-ENHANCED MESSAGE-----