0000070858-23-000289.txt : 20231114 0000070858-23-000289.hdr.sgml : 20231114 20231114153144 ACCESSION NUMBER: 0000070858-23-000289 CONFORMED SUBMISSION TYPE: 13F-NT PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231114 DATE AS OF CHANGE: 20231114 EFFECTIVENESS DATE: 20231114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MERRILL LYNCH, PIERCE, FENNER & SMITH INC. CENTRAL INDEX KEY: 0000728612 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 135674085 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-NT SEC ACT: 1934 Act SEC FILE NUMBER: 028-00962 FILM NUMBER: 231405221 BUSINESS ADDRESS: STREET 1: 4 WORLD FINANCIAL CENTER STREET 2: NORTH TOWER CITY: NEW YORK STATE: NY ZIP: 10080 BUSINESS PHONE: 800-637-7455 MAIL ADDRESS: STREET 1: 4 WORLD FINANCIAL CENTER STREET 2: NORTH TOWER CITY: NEW YORK STATE: NY ZIP: 10080 FORMER COMPANY: FORMER CONFORMED NAME: MERRILL LYNCH PIERCE FENNER & SMITH INC DATE OF NAME CHANGE: 19920929 13F-NT 1 primary_doc.xml X0202 13F-NT LIVE false false false 0000728612 XXXXXXXX 09-30-2023 09-30-2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INC.

4 WORLD FINANCIAL CENTER NORTH TOWER NEW YORK NY 10080

13F NOTICE 028-00962 000007691 001-15299 0000070858 028-00158 001-06523 BANK OF AMERICA CORP /DE/ N Andres Ortiz 980-388-3188 Andres Ortiz Charlotte NC 11-13-2023