0000914190-21-000351.txt : 20210903
0000914190-21-000351.hdr.sgml : 20210903
20210903165356
ACCESSION NUMBER: 0000914190-21-000351
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190207
FILED AS OF DATE: 20210903
DATE AS OF CHANGE: 20210903
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wheeler Ronald Scott
CENTRAL INDEX KEY: 0001699501
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54218
FILM NUMBER: 211237179
MAIL ADDRESS:
STREET 1: 15455 DALLAS PKWY
STREET 2: STE. 440
CITY: ADDISON
STATE: TX
ZIP: 75001
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EVO Transportation & Energy Services, Inc.
CENTRAL INDEX KEY: 0000728447
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500]
IRS NUMBER: 371615850
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2075 WEST PINNACLE PEAK RD. SUITE 130
CITY: PHOENIX
STATE: AZ
ZIP: 85027
BUSINESS PHONE: 877-973-9191
MAIL ADDRESS:
STREET 1: 2075 WEST PINNACLE PEAK RD. SUITE 130
CITY: PHOENIX
STATE: AZ
ZIP: 85027
FORMER COMPANY:
FORMER CONFORMED NAME: MINN SHARES INC
DATE OF NAME CHANGE: 19830922
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2019-02-07
0000728447
EVO Transportation & Energy Services, Inc.
EVOA
0001699501
Wheeler Ronald Scott
2075 WEST PINNACLE PEAK ROAD
SUITE 130
PHOENIX
AZ
85027
1
1
0
0
Chief Administrative Officer
Common Stock
2019-02-07
4
A
0
10000
0
A
10000
D
Common Stock
2020-02-27
4
P
0
60000
2.50
A
70000
D
Common Stock
2020-03-24
4
J
0
60000
2.50
D
10000
D
Stock Option (right to buy)
2.50
2028-08-13
Common Stock
100000
100000
D
Stock Option (right to buy)
2.50
2020-05-07
4
A
0
20000
0
A
2030-05-07
Common Stock
20000
20000
D
Common Stock Warrant (right to buy)
2.50
2028-07-20
Common Stock
40000
40000
D
Series B Preferred Stock
3.00
2020-03-24
4
J
0
50000
0
A
Common Stock
50000
50000
D
Common Stock Warrant (right to buy)
1.5
2021-02-01
4
A
0
750000
0
A
2031-02-01
Common Stock
750000
750000
D
Convertible Promissory Note
2.50
2021-03-30
4
J
0
100000
0
D
2019-07-20
2020-07-31
Common Stock
100000.00
0
D
Common Stock Warrant (right to buy)
0.01
2021-03-30
4
J
0
41703
0
A
2028-07-20
Common Stock
41703
41703
D
Represents stock received at the election of the Reporting Person, in lieu of cash payment, as a retainer for service as a director of the Company.
On March 24, 2020, the Company entered into a stock redemption agreement with the Reporting Person pursuant to which the Company redeemed 60,000 shares of its common stock, par value $0.0001 per share, held by Reporting Person and agreed to issue 50,000 shares of its Series B Preferred Stock, par value $0.0001 per share to Reporting Person, in exchange therefor.
Fully exercisable.
Note amount does not reflect accrued interest and is convertible into shares of common stock at $2.50 per share.
Each share of Series B Preferred Stock is convertible at any time at the election of the Reporting Person into an equal number of shares of common stock and does not have an expiration date.
The Reporting Person exchanged the $100,000 secured convertible promissory note for $16,689 in cash and a warrant to purchase 41,703 shares of common stock.
/s/ R. Scott Wheeler
2021-09-03