0000914190-21-000351.txt : 20210903 0000914190-21-000351.hdr.sgml : 20210903 20210903165356 ACCESSION NUMBER: 0000914190-21-000351 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190207 FILED AS OF DATE: 20210903 DATE AS OF CHANGE: 20210903 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wheeler Ronald Scott CENTRAL INDEX KEY: 0001699501 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54218 FILM NUMBER: 211237179 MAIL ADDRESS: STREET 1: 15455 DALLAS PKWY STREET 2: STE. 440 CITY: ADDISON STATE: TX ZIP: 75001 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: EVO Transportation & Energy Services, Inc. CENTRAL INDEX KEY: 0000728447 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] IRS NUMBER: 371615850 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2075 WEST PINNACLE PEAK RD. SUITE 130 CITY: PHOENIX STATE: AZ ZIP: 85027 BUSINESS PHONE: 877-973-9191 MAIL ADDRESS: STREET 1: 2075 WEST PINNACLE PEAK RD. SUITE 130 CITY: PHOENIX STATE: AZ ZIP: 85027 FORMER COMPANY: FORMER CONFORMED NAME: MINN SHARES INC DATE OF NAME CHANGE: 19830922 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2019-02-07 0000728447 EVO Transportation & Energy Services, Inc. EVOA 0001699501 Wheeler Ronald Scott 2075 WEST PINNACLE PEAK ROAD SUITE 130 PHOENIX AZ 85027 1 1 0 0 Chief Administrative Officer Common Stock 2019-02-07 4 A 0 10000 0 A 10000 D Common Stock 2020-02-27 4 P 0 60000 2.50 A 70000 D Common Stock 2020-03-24 4 J 0 60000 2.50 D 10000 D Stock Option (right to buy) 2.50 2028-08-13 Common Stock 100000 100000 D Stock Option (right to buy) 2.50 2020-05-07 4 A 0 20000 0 A 2030-05-07 Common Stock 20000 20000 D Common Stock Warrant (right to buy) 2.50 2028-07-20 Common Stock 40000 40000 D Series B Preferred Stock 3.00 2020-03-24 4 J 0 50000 0 A Common Stock 50000 50000 D Common Stock Warrant (right to buy) 1.5 2021-02-01 4 A 0 750000 0 A 2031-02-01 Common Stock 750000 750000 D Convertible Promissory Note 2.50 2021-03-30 4 J 0 100000 0 D 2019-07-20 2020-07-31 Common Stock 100000.00 0 D Common Stock Warrant (right to buy) 0.01 2021-03-30 4 J 0 41703 0 A 2028-07-20 Common Stock 41703 41703 D Represents stock received at the election of the Reporting Person, in lieu of cash payment, as a retainer for service as a director of the Company. On March 24, 2020, the Company entered into a stock redemption agreement with the Reporting Person pursuant to which the Company redeemed 60,000 shares of its common stock, par value $0.0001 per share, held by Reporting Person and agreed to issue 50,000 shares of its Series B Preferred Stock, par value $0.0001 per share to Reporting Person, in exchange therefor. Fully exercisable. Note amount does not reflect accrued interest and is convertible into shares of common stock at $2.50 per share. Each share of Series B Preferred Stock is convertible at any time at the election of the Reporting Person into an equal number of shares of common stock and does not have an expiration date. The Reporting Person exchanged the $100,000 secured convertible promissory note for $16,689 in cash and a warrant to purchase 41,703 shares of common stock. /s/ R. Scott Wheeler 2021-09-03