0000899243-19-025748.txt : 20191018
0000899243-19-025748.hdr.sgml : 20191018
20191018145520
ACCESSION NUMBER: 0000899243-19-025748
CONFORMED SUBMISSION TYPE: 3/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191017
FILED AS OF DATE: 20191018
DATE AS OF CHANGE: 20191018
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Antara Capital LP
CENTRAL INDEX KEY: 0001750183
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54218
FILM NUMBER: 191157526
BUSINESS ADDRESS:
STREET 1: 500 FIFTH AVENUE, SUITE 2320
CITY: NEW YORK
STATE: NY
ZIP: 10110
BUSINESS PHONE: 646-762-8580
MAIL ADDRESS:
STREET 1: 500 FIFTH AVENUE, SUITE 2320
CITY: NEW YORK
STATE: NY
ZIP: 10110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Antara Capital Master Fund LP
CENTRAL INDEX KEY: 0001789567
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54218
FILM NUMBER: 191157527
BUSINESS ADDRESS:
STREET 1: 500 FIFTH AVENUE
STREET 2: SUITE 2320
CITY: NEW YORK
STATE: NY
ZIP: 10110
BUSINESS PHONE: 646-762-8580
MAIL ADDRESS:
STREET 1: 500 FIFTH AVENUE
STREET 2: SUITE 2320
CITY: NEW YORK
STATE: NY
ZIP: 10110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Antara Capital GP LLC
CENTRAL INDEX KEY: 0001789582
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54218
FILM NUMBER: 191157528
BUSINESS ADDRESS:
STREET 1: 500 FIFTH AVENUE
STREET 2: SUITE 2320
CITY: NEW YORK
STATE: NY
ZIP: 10110
BUSINESS PHONE: 646-762-8580
MAIL ADDRESS:
STREET 1: 500 FIFTH AVENUE
STREET 2: SUITE 2320
CITY: NEW YORK
STATE: NY
ZIP: 10110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Antara Capital Fund GP LLC
CENTRAL INDEX KEY: 0001789581
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54218
FILM NUMBER: 191157529
BUSINESS ADDRESS:
STREET 1: 500 FIFTH AVENUE
STREET 2: SUITE 2320
CITY: NEW YORK
STATE: NY
ZIP: 10110
BUSINESS PHONE: 646-762-8580
MAIL ADDRESS:
STREET 1: 500 FIFTH AVENUE
STREET 2: SUITE 2320
CITY: NEW YORK
STATE: NY
ZIP: 10110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gulati Himanshu
CENTRAL INDEX KEY: 0001789562
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54218
FILM NUMBER: 191157530
MAIL ADDRESS:
STREET 1: 500 FIFTH AVENUE
STREET 2: SUITE 2320
CITY: NEW YORK
STATE: NY
ZIP: 10110
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: EVO Transportation & Energy Services, Inc.
CENTRAL INDEX KEY: 0000728447
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500]
IRS NUMBER: 371615850
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8285 WEST LAKE PLEASANT PARKWAY
CITY: PEORIA
STATE: AZ
ZIP: 85382
BUSINESS PHONE: 877-973-9191
MAIL ADDRESS:
STREET 1: 8285 WEST LAKE PLEASANT PARKWAY
CITY: PEORIA
STATE: AZ
ZIP: 85382
FORMER COMPANY:
FORMER CONFORMED NAME: MINN SHARES INC
DATE OF NAME CHANGE: 19830922
3/A
1
doc3a.xml
FORM 3/A SUBMISSION
X0206
3/A
2019-10-17
2019-09-27
0
0000728447
EVO Transportation & Energy Services, Inc.
EVOA
0001750183
Antara Capital LP
500 FIFTH AVENUE, SUITE 2320
NEW YORK
NY
10110
1
0
1
1
See Footnote(1,2)
0001789567
Antara Capital Master Fund LP
500 FIFTH AVENUE, SUITE 2320
NEW YORK
NY
10110
1
0
1
1
See Footnote(1,2)
0001789582
Antara Capital GP LLC
500 FIFTH AVENUE, SUITE 2320
NEW YORK
NY
10110
1
0
1
1
See Footnote(1,2)
0001789581
Antara Capital Fund GP LLC
500 FIFTH AVENUE, SUITE 2320
NEW YORK
NY
10110
1
0
1
1
See Footnote(1,2)
0001789562
Gulati Himanshu
500 FIFTH AVENUE, SUITE 2320
NEW YORK
NY
10110
1
0
1
1
See Footnote(1,2)
Warrants to Purchase Common Stock
2.50
2019-09-16
2029-09-16
Common Stock
943797
I
See footnotes
Warrants to Purchase Common Stock
2.50
2019-09-16
2029-09-16
Common Stock
81203
I
See footnotes
This Amended Form 3 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons"). Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP.
[continued from footnote 1] Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own Common Stock held directly by the Antara Master Fund and each disclaims beneficial ownership of all such Common Stock except to the extent of any indirect pecuniary interest therein.
The warrants are held directly by Antara Master Fund.
The warrants are held by a managed account for which Antara Capital serves as investment manager (the "Managed Fund"). The Reporting Persons disclaim beneficial ownership of these warrants except to the extent of the Reporting Persons' pecuniary interest therein.
This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
This Amended Form 3 is being filed to correct the original Form 3 filed on September 27, 2019 (the "Original Form 3"). Due to a computational error, EVO erroneously granted to (i) Antara Master Fund a Warrant to purchase 819,492 shares of Common Stock, and (ii) the Managed Fund a Warrant to purchase 70,508 shares of Common Stock, each of which were reported in the Original Form 3. The applicable parties subsequently entered into amended and restated warrants on October 17, 2019 to remedy the erroneous grant. This Amended Form 3 reports the number of shares of Common Stock issuable upon exercise of the amended and restated warrants.
ANTARA CAPITAL MASTER FUND LP, By: Antara Capital LP, not in its individual corporate capacity, but solely as Investment Advisor and agent, By: Antara Capital GP LLC, its general partner By: /s/ Himanshu Gulati, Name: Himanshu Gulati, Title: Managing Memb
2019-10-18
ANTARA CAPITAL LP, By: Antara Capital GP LLC, its general partner, By: /s/ Himanshu Gulati, Name: Himanshu Gulati, Title: Managing Member
2019-10-18
ANTARA CAPITAL GP LLC, By: /s/ Himanshu Gulati, Name: Himanshu Gulati, Title: Managing Member
2019-10-18
ANTARA CAPITAL FUND GP LLC, By: /s/ Himanshu Gulati, Name: Himanshu Gulati, Title: Managing Member
2019-10-18
By: /s/ Himanshu Gulati, Himanshu Gulati, an individual
2019-10-18