X0206 3 2019-09-16 0 0000728447 EVO Transportation & Energy Services, Inc. EVOA 0001750183 Antara Capital LP 500 FIFTH AVENUE, SUITE 2320 NEW YORK NY 10110 1 0 1 1 See Remarks; See Footnote(1,2) 0001789567 Antara Capital Master Fund LP 500 FIFTH AVENUE, SUITE 2320 NEW YORK NY 10110 1 0 1 1 See Remarks; See Footnote(1,2) 0001789582 Antara Capital GP LLC 500 FIFTH AVENUE, SUITE 2320 NEW YORK NY 10110 1 0 1 1 See Remarks; See Footnote(1,2) 0001789581 Antara Capital Fund GP LLC 500 FIFTH AVENUE, SUITE 2320 NEW YORK NY 10110 1 0 1 1 See Remarks; See Footnote(1,2) 0001789562 Gulati Himanshu 500 FIFTH AVENUE, SUITE 2320 NEW YORK NY 10110 1 0 1 1 See Remarks; See Footnote(1,2) Warrants to Purchase Common Stock 0.01 2019-09-16 2024-09-16 Common Stock 3084607 I See footnotes Warrants to Purchase Common Stock 0.01 2019-09-16 2024-09-16 Common Stock 265393 I See footnotes Warrants to Purchase Common Stock 2.50 2019-09-16 2029-09-16 Common Stock 819492 I See footnotes Warrants to Purchase Common Stock 2.50 2019-09-16 2029-09-16 Common Stock 70508 I See footnotes This Form 3 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons"). (Continued from footnote 1) Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own Common Stock held directly by the Antara Master Fund and each disclaims beneficial ownership of all such Common Stock except to the extent of any indirect pecuniary interest therein. The warrants are held directly by Antara Master Fund. The warrants are held by a managed account for which Antara Capital serves as investment manager. The Reporting Persons disclaim beneficial ownership of these warrants except to the extent of the Reporting Persons' pecuniary interest therein. This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Pursuant to the terms of the Director Nomination Agreement, dated September 16, 2019, between EVO and Antara Master Fund, Antara Master Fund has the contractual right to designate one member of the EVO Board. Antara Master Fund has designated Himanshu Gulati to serve on the EVO Board. Mr. Gulati is the sole member of Antara GP and Antara Fund GP. By virtue of Mr. Gulati's representation on the EVO Board, solely for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), the Reporting Persons may be deemed to be directors-by-deputization. Himanshu Gulati serves as a director on the board of directors of EVO Transportation & Energy Services, Inc. ("EVO") (the "Board"). ANTARA CAPITAL MASTER FUND LP, By: Antara Capital LP, not in its individual corporate capacity, but solely as Investment Advisor and agent, By: Antara Capital GP LLC, its general partner,By: /s/ Himanshu Gulati,Name: Himanshu Gulati,Title: Managing Member 2019-09-27 ANTARA CAPITAL LP, By: Antara Capital GP LLC, its general partner, By: /s/ Himanshu Gulati, Name: Himanshu Gulati, Title: Managing Member 2019-09-27 ANTARA CAPITAL GP LLC, By: /s/ Himanshu Gulati, Name: Himanshu Gulati, Title: Managing Member 2019-09-27 ANTARA CAPITAL FUND GP LLC, By: /s/ Himanshu Gulati, Name: Himanshu Gulati, Title: Managing Member 2019-09-27 By: /s/ Himanshu Gulati, Himanshu Gulati, an individual 2019-09-27