0001104659-14-081789.txt : 20141118
0001104659-14-081789.hdr.sgml : 20141118
20141118204342
ACCESSION NUMBER: 0001104659-14-081789
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141114
FILED AS OF DATE: 20141118
DATE AS OF CHANGE: 20141118
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PLAINS GP HOLDINGS LP
CENTRAL INDEX KEY: 0001581990
STANDARD INDUSTRIAL CLASSIFICATION: PIPE LINES (NO NATURAL GAS) [4610]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 333 CLAY ST
STREET 2: SUITE 1600
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: 713-646-4100
MAIL ADDRESS:
STREET 1: 333 CLAY ST
STREET 2: SUITE 1600
CITY: HOUSTON
STATE: TX
ZIP: 77002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OCCIDENTAL PETROLEUM CORP /DE/
CENTRAL INDEX KEY: 0000797468
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36132
FILM NUMBER: 141233378
BUSINESS ADDRESS:
STREET 1: 5 GREENWAY PLAZA
STREET 2: SUITE 110
CITY: HOUSTON
STATE: TX
ZIP: 77046
BUSINESS PHONE: 7132157000
MAIL ADDRESS:
STREET 1: 5 GREENWAY PLAZA
STREET 2: SUITE 110
CITY: HOUSTON
STATE: TX
ZIP: 77046
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OXY USA INC
CENTRAL INDEX KEY: 0000728399
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36132
FILM NUMBER: 141233379
BUSINESS ADDRESS:
STREET 1: 5 GREENWAY PLAZA
CITY: HOUSTON
STATE: TX
ZIP: 77046
BUSINESS PHONE: 310 208-8800
FORMER NAME:
FORMER CONFORMED NAME: OXY OIL & GAS USA INC/DE
DATE OF NAME CHANGE: 19920717
FORMER NAME:
FORMER CONFORMED NAME: CITIES SERVICE CO/DE
DATE OF NAME CHANGE: 19600201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Occidental Transportation Holding Corp
CENTRAL INDEX KEY: 0001590160
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36132
FILM NUMBER: 141233380
BUSINESS ADDRESS:
STREET 1: 10889 WILSHIRE BOULEVARD
CITY: LOS ANGELES
STATE: CA
ZIP: 90024
BUSINESS PHONE: (310) 208-8800
MAIL ADDRESS:
STREET 1: 10889 WILSHIRE BOULEVARD
CITY: LOS ANGELES
STATE: CA
ZIP: 90024
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Oxy Holding Co (Pipeline), Inc.
CENTRAL INDEX KEY: 0001590092
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36132
FILM NUMBER: 141233381
BUSINESS ADDRESS:
STREET 1: 10889 WILSHIRE BOULEVARD
CITY: LOS ANGELES
STATE: CA
ZIP: 90024
BUSINESS PHONE: (310) 208-8800
MAIL ADDRESS:
STREET 1: 10889 WILSHIRE BOULEVARD
CITY: LOS ANGELES
STATE: CA
ZIP: 90024
4
1
a4.xml
4
X0306
4
2014-11-14
0
0001581990
PLAINS GP HOLDINGS LP
PAGP
0001590092
Oxy Holding Co (Pipeline), Inc.
5 GREENWAY PLAZA, SUITE 110
HOUSTON
TX
77046
0
0
0
1
See remarks
0001590160
Occidental Transportation Holding Corp
5 GREENWAY PLAZA, SUITE 110
HOUSTON
TX
77046
0
0
0
1
See remarks
0000728399
OXY USA INC
5 GREENWAY PLAZA, SUITE 110
HOUSTON
TX
77046
0
0
0
1
See remarks
0000797468
OCCIDENTAL PETROLEUM CORP /DE/
5 GREENWAY PLAZA, SUITE 110
HOUSTON
TX
77046
0
0
0
1
See remarks
Class A Shares
2014-11-14
4
S
0
69000000
24.4375
D
0
D
See footnotes
2014-11-14
4
J
0
69000000
D
Class A Shares
79830161
79830161
D
Pursuant to the limited partnership agreement of Plains AAP, L.P. ("AAP"), among other things, each limited partner of AAP, including Oxy Holding Company (Pipeline), Inc. ("OHC"), has the right, at any time and from time to time, to immediately exchange its Class A units representing limited partner interests of AAP ("AAP Class A Units"), together with a like number of Class B shares representing limited partner interests of the Issuer (the "Class B Shares") and units representing limited liability company interests of the Issuer's general partner (the "GP Units" and, together with the AAP Class A Units and the Class B Shares, the "Exchange Securities"), for Class A shares of the Issuer (the "Class A Shares") on a one-for-one basis or, at the election of AAP, the cash value thereof (the "Exchange Right"). The Exchange Right does not expire.
On November 14, 2014, immediately prior to the closing of the Issuer's secondary offering pursuant to registration statement No. 333-199903, OHC exercised the Exchange Right with respect to the Exchange Securities in exchange for 69,000,000 Class A Shares of the Issuer.
Represents the number of Exchange Securities remaining after OHC's exercise of the Exchange Right. The filing of this Statement shall not be construed as an admission that any Reporting Person is, for purposes of Section 13(d) of the Exchange Act, as amended, the beneficial owner of any security.
Vicky Sutil is a director of the general partner of the Issuer. Based on the relationship of Ms. Sutil and the Reporting Persons, the Reporting Persons may be deemed directors by deputization of the Issuer. Oxy Holding Company (Pipeline), Inc. ("OHC"), Occidental Transportation Holding Corporation ("OTHC") and OXY USA Inc. ("USA") are wholly owned subsidiaries of Occidental Petroleum Corporation ("Occidental" and, together with OHC, OTHC, and USA, the "Reporting Persons").
/s/ Nicole E. Clark, Vice President and Secretary of Oxy Holding Company (Pipeline), Inc.
2014-11-18
/s/ Nicole E. Clark, Vice President and Secretary of Occidental Transportation Holding Corporation
2014-11-18
/s/ Nicole E. Clark, Vice President and Secretary of OXY USA Inc.
2014-11-18
/s/ Marcia E. Backus, Vice President and General Counsel of Occidental Petroleum Corporation
2014-11-18