0000728391-17-000016.txt : 20170224 0000728391-17-000016.hdr.sgml : 20170224 20170224171525 ACCESSION NUMBER: 0000728391-17-000016 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170224 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers FILED AS OF DATE: 20170224 DATE AS OF CHANGE: 20170224 FILER: COMPANY DATA: COMPANY CONFORMED NAME: IPALCO ENTERPRISES, INC. CENTRAL INDEX KEY: 0000728391 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 351575582 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-08644 FILM NUMBER: 17638440 BUSINESS ADDRESS: STREET 1: ONE MONUMENT CIRCLE STREET 2: PO BOX 1595 CITY: INDIANAPOLIS STATE: IN ZIP: 46204 BUSINESS PHONE: 3172618261 MAIL ADDRESS: STREET 1: ONE MONUMENT CIRCLE STREET 2: P.O. BOX 1595 CITY: INDIANAPOLIS STATE: IN ZIP: 46204 FORMER COMPANY: FORMER CONFORMED NAME: IPALCO ENTERPRISES INC DATE OF NAME CHANGE: 19920703 8-K 1 ipalcomizell2-20x17.htm 8-K Document


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
 
FORM 8-K
 
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): February 20, 2017
 
IPALCO ENTERPRISES, INC.
(Exact name of registrant as specified in its charter)
 
 
 
 
 
 
Indiana
 
1-8644
 
35-1575582
(State or other jurisdiction
of incorporation)
 
(Commission File Number)
 
(IRS Employer
Identification No.)

 
 
 
One Monument Circle, Indianapolis, Indiana
 
46204
(Address of principal executive offices)
 
(Zip Code)
317-261-8261
(Registrant’s telephone number, including area code)
Not applicable
(Former name or former address, if changed since last report)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 

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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 

Item 5.02
Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers
On February 20, 2017, IPALCO Enterprises, Inc. (the “Company”), part of the United States Strategic Business Unit of The AES Corporation (the “US SBU”), announced that on that date Michael S. Mizell, a named executive officer of the Company as disclosed in the Company’s Amendment No. 1 to its Annual Report on Form 10-K for the fiscal year ended December 31, 2015, was transferring his duties and responsibilities as the Midwest Market Business Leader of the US SBU and would no longer be serving in that role. Mr. Mizell continues to serve as a member of the Board of Directors of the Company.








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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
 
IPALCO ENTERPRISES, INC.
 
 
 
 
 
 
 
Date: February 24, 2017
By:
/s/ Judi L. Sobecki
 
Name:
Judi L. Sobecki
 
Title:
General Counsel and Secretary



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