0001437749-22-013638.txt : 20220526 0001437749-22-013638.hdr.sgml : 20220526 20220526160607 ACCESSION NUMBER: 0001437749-22-013638 CONFORMED SUBMISSION TYPE: SD PUBLIC DOCUMENT COUNT: 1 13p-1 1.01 20211231 FILED AS OF DATE: 20220526 DATE AS OF CHANGE: 20220526 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Isoray, Inc. CENTRAL INDEX KEY: 0000728387 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 411458152 STATE OF INCORPORATION: MN FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SD SEC ACT: 1934 Act SEC FILE NUMBER: 001-33407 FILM NUMBER: 22969952 BUSINESS ADDRESS: STREET 1: 350 HILLS STREET, STREET 2: SUITE 106 CITY: RICHLAND STATE: WA ZIP: 99354 BUSINESS PHONE: (509) 375-1202 MAIL ADDRESS: STREET 1: 350 HILLS STREET, STREET 2: SUITE 106 CITY: RICHLAND STATE: WA ZIP: 99354 FORMER COMPANY: FORMER CONFORMED NAME: IsoRay, Inc. DATE OF NAME CHANGE: 20050805 FORMER COMPANY: FORMER CONFORMED NAME: CENTURY PARK PICTURES CORP DATE OF NAME CHANGE: 19920703 SD 1 isr20220524_sd.htm FORM SD isr20190430_sd.htm

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM SD

Specialized Disclosure Report

 

 

Isoray, Inc.

(Exact name of registrant as specified in its charter)
 

Delaware
(State or other jurisdiction
of incorporation)

001-33407
(Commission
File Number)

41-1458152
(IRS Employer
Identification No.)

 

 

 

350 Hills Street, Suite 106, Richland, WA

 

99354

(Address of principal executive offices)

 

(Zip code)

 

Lori A. Woods, CEO

 

(509) 375-5329

(Name and telephone number, including area code, of the person to contact in connection with this report.)

 

 

 

Check the appropriate box to indicate the rule pursuant to which this form is being filed:

 

☒     Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2021.

 

    ☐     Rule 13q-1 under the Securities Exchange Act (17 CFR 240.13q-1) for the fiscal year ended __________.

 

 
 

 

Introduction

 

This Specialized Disclosure Report on Form SD (“Form SD”) of Isoray, Inc. (“Isoray,” the “Company,” or “we”) for the year ended December 31, 2021 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”). Numerous terms in this Form SD are defined in the Rule and the reader is referred to that source and to SEC Release No. 34-67716 issued by the Securities and Exchange Commission on August 22, 2012, as amended, for such definitions.

 

We are a medical technology company that develops, manufactures, and markets seed brachytherapy and medical radioisotope applications for various cancers. Our brachytherapy seeds contain a small amount of gold that is necessary to the functionality or production of those products. Our brachytherapy seeds are manufactured in Isoray’s own facility.  Although our brachytherapy seeds contain a small amount of gold, Isoray does not purchase ore or unrefined conflict minerals from mines and is many steps removed in the supply chain from the mining of the conflict minerals. We historically have purchased the gold used in our products from a single supplier. This supplier is in the best position in the total supply chain to know the origin of the gold we use.  We rely on this supplier to assist with our reasonable country of origin inquiry for the gold contained in the materials which it supplies to us.

 

Section 1- Conflict Minerals Disclosure

 

Item 1.01 Conflict Minerals Disclosure and Report

 

Conflict Minerals Disclosure

 

This Form SD of Isoray is filed pursuant to Rule 13p-1 promulgated under the Securities Exchange Act of 1934, as amended, for the reporting period January 1, 2021 to December 31, 2021.

 

The Company manufactures products for which a Conflict Mineral, gold, is necessary to the functionality or production of those products.  The Company has conducted a good faith reasonable country of origin inquiry regarding the Conflict Minerals.  The good faith reasonable country of origin inquiry was reasonably designed to determine whether any of the Conflict Minerals originated in the Democratic Republic of Congo or an adjoining country (the “Covered Countries”) and whether any of the Conflict Minerals may be from recycled or scrap sources.

 

For the 2021 reporting year, we contacted our single direct supplier of gold to obtain country of origin information for the gold in our brachytherapy seeds.  Our supplier certified that all gold purchased in 2021 was from sources outside of the Covered Countries.

 

Conclusion

 

Based on this reasonable country of origin inquiry, the Company determined that it has no reason to believe that the Conflict Minerals may have originated in the Covered Countries. Therefore, the Company is not required to provide a Conflict Minerals Report.

 

Website Disclosure

 

This Form SD is publicly available at www.isoray.com as well as the SEC’s EDGAR database at www.sec.gov. The content of any website referred to in this Form SD is included for general information only and is not incorporated by reference in this Form SD.

 

2
 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

 

Isoray, Inc.

 

 

By: /s/ Lori A. Woods                                    May 26, 2022
  Lori A. Woods, CEO  (Date)

                  

3