-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UqjRYnddEnTC2CpML0MYYDFoTJrulam956c4rrOwHJT0rReXNeDpOH0yYpYttXAt LO19kY3SJsLDeGs+I5VvDQ== 0000771726-03-000242.txt : 20030805 0000771726-03-000242.hdr.sgml : 20030805 20030804202936 ACCESSION NUMBER: 0000771726-03-000242 CONFORMED SUBMISSION TYPE: 485BPOS PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030805 EFFECTIVENESS DATE: 20030805 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES /NY/ CENTRAL INDEX KEY: 0000727920 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 135570651 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 485BPOS SEC ACT: 1933 Act SEC FILE NUMBER: 333-59404 FILM NUMBER: 03822038 BUSINESS ADDRESS: STREET 1: 1290 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10104 BUSINESS PHONE: 2125541234 MAIL ADDRESS: STREET 1: 787 SEVENTH AVE CITY: NEW YORK STATE: NY ZIP: 10019 485BPOS 1 file002.txt RIA REGISTRATION STATEMENT ON FORM N-4 Registration No. 333-59404 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 -------------------------------------- FORM N-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 |_| Pre-Effective Amendment No.___ |_| Post-Effective Amendment No. 4 |X| --- AND/OR REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 |_| Amendment No.___ |_| (Check appropriate box or boxes) -------------------------------- THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (Exact Name of Registrant) -------------------------- THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (Name of Depositor) 1290 Avenue of the Americas, New York, New York 10104 (Address of Depositor's Principal Executive Offices) Depositor's Telephone Number, including Area Code: (212) 554-1234 ------------------------- ROBIN WAGNER VICE PRESIDENT AND COUNSEL The Equitable Life Assurance Society of the United States 1290 Avenue of the Americas, New York, New York 10104 (Names and Addresses of Agents for Service) ------------------------------------------- Please send copies of all communications to: PETER E. PANARITES, ESQ Foley & Lardner Washington Harbour 3000 K Street, Northwest Washington, D.C. 20007 ---------------------------------------- Approximate Date of Proposed Public Offering: Continuous. It is proposed that this filing will become effective (check appropriate box): [X] Immediately upon filing pursuant to paragraph (b) of Rule 485. [_] On (date) pursuant to paragraph (b) of Rule 485. [_] 60 days after filing pursuant to paragraph (a)(1) of Rule 485. [_] On (date) pursuant to paragraph (b)(1) of Rule 485. If appropriate, check the following box: [_] This post-effective amendment designates a new effective date for previously filed post-effective amendment. Title of Securities Being Registered: Units of interest in Separate Account under variable annuity contracts. NOTE This Post Effective Amendment No. 4 ("PEA") to the Form N-4 Registration Statement No. 333-59404 ("Registration Statement") of The Equitable Life Assurance Society of the United States ("Equitable Life") and its Separate Account 66 is being filed solely for the purpose of including in the Registration Statement the additions/modifications reflected in the supplement, including the related exhibit (incorporated by reference herein) and updating the information in Item 26 of the Part C. The PEA does not amend or delete the currently effective Prospectus or Statement of Additional Information or supplements to Prospectus, or any other part of the Registration Statement except as specifically noted herein. The Equitable Life Assurance Society of the United States SUPPLEMENT DATED AUGUST 15, 2003 TO THE MAY 1, 2003 PROSPECTUSES FOR: Variable Immediate Annuity Retirement Investment Account(SM) Equitable 300+ Series - -------------------------------------------------------------------------------- This supplement modifies certain information in the above-referenced Prospectuses, Supplements to Prospectuses and Statements of Additional Information ("SAIs"), dated May 1, 2003 as previously supplemented (together, the "Prospectuses"). Unless otherwise indicated, all other information included in the Prospectuses remains unchanged. Please note that only the changes relating to AXA Premier VIP High Yield Portfolio (formerly EQ/High Yield Portfolio) apply to Retirement Investment Account(SM) ("RIA") contracts, as the other investment options are not available under the RIA contract. In addition, no other funds under the RIA contract (including the Alliance Balanced Fund (SA No. 10) and the Alliance Aggressive Stock Fund (SA No. 3) have been changed. The terms and section headings we use in this supplement have the same meaning as in the Prospectuses. You should keep this supplement with your Prospectuses. We will send you another copy of any Prospectus without charge upon request CHANGES TO VARIABLE INVESTMENT OPTIONS, NEW VARIABLE INVESTMENT OPTIONS AND ADDITIONAL TRUST 1. A reference to the AXA Premier VIP Trust is added following each reference to the EQ Advisors Trust on the first page of each Prospectus. 2. In "Contract features and benefits" under "Portfolios of the Trusts," the following is added after the first paragraph: Certain EQ Advisors Trust portfolios available through variable investment options under your contract were the subject of a plan of reorganization pursuant to which all of the assets and liabilities of each affected portfolio were transferred to a newly created portfolio of the AXA Premier VIP Trust. The transactions were effective on or about August 15, 2003, pursuant to a shareholder vote. The affected portfolios are the AXA Premier VIP Aggressive Equity Portfolio (formerly EQ/Aggressive Stock), AXA Premier VIP High Yield Portfolio (formerly EQ/High Yield) and the AXA Moderate Allocation Portfolio (formerly EQ/Balanced). Information about these portfolios is set forth below. The names of the corresponding variable investment options have been changed to reflect the new portfolio names. The AXA Moderate Allocation Portfolio invests in shares of other portfolios of the EQ Advisors Trust and AXA Premier VIP Trust (the "underlying portfolios"). Therefore, the AXA Moderate Allocation Portfolio will, in addition to its own expenses such as management fees, bear its pro rata share of the fees and expenses incurred by the underlying portfolios, and the investment return of each AXA Moderate Allocation Portfolio will be reduced by the underlying portfolios' expenses. The anticipated range of expenses expected to be incurred in connection with the AXA Moderate Allocation Portfolio's investments in underlying portfolios is set forth in the AXA Premier VIP Trust prospectus. 3. All references in the prospectuses to the EQ/Aggressive Stock, EQ/High Yield and EQ/Balanced Portfolios and variable investment options are changed to the AXA Premier VIP Aggressive Equity, AXA Premier VIP High Yield and AXA Moderate Allocation Portfolios and variable investment options, respectively. 4. In "Contract features and benefits" under "Portfolios of the Trusts," the following information regarding AXA Premier VIP Aggressive Equity (formerly EQ/Aggressive Stock), AXA Premier VIP High Yield (formerly EQ/High Yield) and AXA Moderate Allocation (formerly EQ/Balanced) replaces the information in the chart in the prospectus with respect to such Portfolios:
- ----------------------------------------------------------------------------------------------------------------------------------- AXA Premier VIP Trust Portfolio Name Objective Adviser(s)* - ----------------------------------------------------------------------------------------------------------------------------------- AXA Moderate Allocation Seeks long-term capital appreciation and current income o Equitable Life (formerly EQ/Balanced) - ----------------------------------------------------------------------------------------------------------------------------------- AXA Premier VIP High Yield Seeks to achieve high total return through a combination o Alliance Capital Management L.P. (formerly EQ/High Yield) of current income and capital appreciation o Pacific Investment Management Company LLC (PIMCO) - -----------------------------------------------------------------------------------------------------------------------------------
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- ----------------------------------------------------------------------------------------------------------------------------------- AXA Premier VIP Trust Portfolio Name Objective Adviser(s)* - ----------------------------------------------------------------------------------------------------------------------------------- AXA Premier VIP Aggressive Equity Seeks long-term growth of capital o Alliance Capital Management L.P. (formerly EQ/Aggressive Stock) o MFS Investment Management o Marsico Capital Management, LLC o Provident Investment Counsel, Inc. - -----------------------------------------------------------------------------------------------------------------------------------
* Equitable Life serves as the investment manager for each Portfolio. The Advisers indicated are those that make the investment decisions for each Portfolio. 5. In "More information," the heading and section entitled "About EQ Advisors Trust" is deleted in its entirety and replaced with the following: ABOUT THE TRUSTS EQ Advisors Trust and AXA Premier VIP Trust are registered under the Investment Company Act of 1940. They are classified as "open-end management investment companies," more commonly called mutual funds. Each Trust issues different shares relating to each Portfolio. Equitable Life serves as the investment manager of the Trusts. As such, Equitable Life oversees the activities of the investment advisers with respect to the Trusts and is responsible for retaining or discontinuing the services of those advisers. The Trusts do not impose sales charges or "loads" for buying and selling their shares. All dividends and other distributions on Trust shares are reinvested in full. The Board of Trustees of each Trust may establish additional Portfolios or eliminate existing Portfolios at any time. More detailed information about each Trust, its Portfolio investment objectives, policies, restrictions, risks, expenses, its Rule 12b-1 Plan relating to class 1B or B shares and other aspects of its operations, appears in the prospectuses for each Trust, which accompany this prospectus, or in their respective SAIs which are available upon request. The Equitable Life Assurance Society of the United States 1290 Avenue of the Americas New York, NY 10104 (212) 554-1234 Copyright 2003. The Equitable Life Assurance Society of the United States. All Rights reserved. Retirement Investment Account(SM) is a servicemark of The Equitable Life Assurance Society of the United States. 2 PART C OTHER INFORMATION ----------------- This Part C is amended solely for the purpose of including the exhibit noted below and updating the information in Item 26. No amendment or deletion is made of any of the other information set forth under the Part C items as provided in the N-4 Registration Statement File No. 333-59404. Item 24. EXHIBITS Exhibits No. 3 (g) Form of Participation Agreement among AXA Premier VIP Trust, The Equitable Life Assurance Society of the United States, Equitable Distributors, Inc., AXA Distributors LLC, and AXA Advisors, LLC, incorporated by reference to Exhibit No. 8(b) to Registration Statement File No. 333-60730, filed on December 5, 2001. Item 26. Persons Controlled by or under Common Control with Equitable or ---------------------------------------------------------------- Registrant ---------- Separate Account Nos. 3, 4, 10, 13 and 66 of The Equitable Life Assurance Society of the United States (the "Separate Account") are each separate accounts of Equitable. Equitable, a New York stock life insurance company, is a wholly owned subsidiary of AXA Financial, Inc. (the "Holding Company") (formerly "The Equitable Companies, Incorporated"). AXA owns 100% of the outstanding common stock of the Holding Company (assuming conversion of the convertible preferred stock held by AXA). AXA is able to exercise significant influence over the operations and capital structure of the Holding Company and its subsidiaries, including Equitable Life. AXA, a French company, is the holding company for an international group of insurance and related financial services companies. Consolidated companies as at December 31, 2002 AXA GROUP CONSOLIDATED COMPANIES AS AT DECEMBER 31, 2002
- ------------------------------------------------------------------------------------------------------------------------------------ ACTIVITY COUNTRY CONSOLIDATED COMPANY SHAREHOLDERS OWNERSHIP - ------------------------------------------------------------------------------------------------------------------------------------ FINANCIAL SERVICES BELGIUM IPPA VASTGOED AXA HOLDINGS BELGIUM 100.00 & REAL ESTATE FINANCIAL SERVICES BELGIUM AXA INVESTMENT MANAGERS BENELUX AXA ASSET MANAGEMENT LIMITED 0.01 & REAL ESTATE FINANCIAL SERVICES BELGIUM AXA INVESTMENT MANAGERS BENELUX AXA INVESTMENT MANAGERS SA 99.99 & REAL ESTATE FINANCIAL SERVICES BELGIUM ROYALE BELGE INVESTISSEMENT AXA HOLDINGS BELGIUM 0.00 & REAL ESTATE FINANCIAL SERVICES BELGIUM AXA BANK BELGIUM AXA HOLDINGS BELGIUM 100.00 & REAL ESTATE FINANCIAL SERVICES BELGIUM AXA REAL ESTATE INVESMENT MANAGERS AXA BANK BELGIUM 0.10 & REAL ESTATE BENELUX FINANCIAL SERVICES BELGIUM AXA REAL ESTATE INVESMENT MANAGERS AXA REAL ESTATE INVESMENT 99.90 & REAL ESTATE BENELUX MANAGERS SA FINANCIAL SERVICES FRANCE AXA INVESTMENT MANAGEMENT PRIVATE AXA INVESTMENT MANAGERS SA 99.93 & REAL ESTATE EQUITY SA FINANCIAL SERVICES FRANCE AXA INVESTMENT MANAGEMENT PRIVATE AXA INVESTMENT MANAGERS PARIS 0.01 & REAL ESTATE EQUITY SA FINANCIAL SERVICES FRANCE AXA INVESTMENT PRIVATE EQUITY AXA INVESTMENT MANAGEMENT PRIVATE 100.00 & REAL ESTATE EUROPE SA EQUITY SA FINANCIAL SERVICES FRANCE AXA REAL ESTATE MANAGEMENT AXA REAL ESTATE INVESMENT 99.96 & REAL ESTATE INVESTMENT MANAGERS France MANAGERS SA FINANCIAL SERVICES FRANCE AXA REAL ESTATE MANAGEMENT INVEST AXA INVESTMENT MANAGERS SA 0.01 & REAL ESTATE MANAGERS France FINANCIAL SERVICES FRANCE AXA ASSET MANAGEMENT PRIVATE EQUITY AXA INVESTMENT MANAGERS PARIS 0.01 & REAL ESTATE FINANCIAL SERVICES FRANCE AXA ASSET MANAGEMENT PRIVATE EQUITY AXA INVESTMENT PRIVATE EQUITY 85.46 & REAL ESTATE EUROPE SA FINANCIAL SERVICES FRANCE AXA ASSET MANAGEMENT PRIVATE EQUITY AXA INVESTMENT MANAGERS SA 0.01 & REAL ESTATE FINANCIAL SERVICES FRANCE COLISEE SURESNES JOUR FINANCE 20.63 & REAL ESTATE FINANCIAL SERVICES FRANCE COLISEE SURESNES COMPAGNIE FINANCIERE DE PARIS 51.07 & REAL ESTATE FINANCIAL SERVICES FRANCE COLISEE SURESNES SOCIETE BEAUJON 0.92 & REAL ESTATE FINANCIAL SERVICES FRANCE COLISEE SURESNES AXA ASSURANCES IARD 23.72 & REAL ESTATE FINANCIAL SERVICES FRANCE SOFAPI COMPAGNIE FINANCIERE DE PARIS 100.00 & REAL ESTATE FINANCIAL SERVICES FRANCE HOLDING SOFFIM COMPAGNIE FINANCIERE DE PARIS 100.00 & REAL ESTATE FINANCIAL SERVICES FRANCE SOFINAD COMPAGNIE FINANCIERE DE PARIS 100.00 & REAL ESTATE FINANCIAL SERVICES FRANCE AXA CREDIT AXA BANQUE 65.00 & REAL ESTATE FINANCIAL SERVICES FRANCE AXA BANQUE AXA ASSURANCES VIE 37.38 & REAL ESTATE FINANCIAL SERVICES FRANCE AXA BANQUE AXA FRANCE ASSURANCE 62.62 & REAL ESTATE FINANCIAL SERVICES FRANCE COMPAGNIE FINANCIERE DE PARIS AXA 100.00 & REAL ESTATE FINANCIAL SERVICES FRANCE BANQUE DE MARCHES ET D'ARBITRAGE AXA ASSURANCES IARD 8.20 & REAL ESTATE FINANCIAL SERVICES FRANCE BANQUE DE MARCHES ET D'ARBITRAGE AXA 19.51 & REAL ESTATE FINANCIAL SERVICES FRANCE AXA ASSET MANAGEMENT CONSULTANT AXA INVESTMENT MANAGERS SA 99.94 & REAL ESTATE FINANCIAL SERVICES FRANCE AXA ASSET MANAGEMENT CONSULTANT AXA GRANDE ARMEE 0.01 & REAL ESTATE FINANCIAL SERVICES FRANCE AXA ASSET MANAGEMENT CONSULTANT AXA INVESTMENT MANAGERS PARIS 0.02 & REAL ESTATE FINANCIAL SERVICES FRANCE AXA INVESTMENT MANAGERS SA AXA 47.42 & REAL ESTATE FINANCIAL SERVICES FRANCE AXA INVESTMENT MANAGERS SA AXA ROYALE BELGE 3.81 & REAL ESTATE FINANCIAL SERVICES FRANCE AXA INVESTMENT MANAGERS SA AXA LEVEN NV 1.90 & REAL ESTATE FINANCIAL SERVICES FRANCE AXA INVESTMENT MANAGERS SA AXA UK PLC 16.66 & REAL ESTATE FINANCIAL SERVICES FRANCE AXA INVESTMENT MANAGERS SA AXA RE 0.73 & REAL ESTATE FINANCIAL SERVICES FRANCE AXA INVESTMENT MANAGERS SA NATIONAL MUTUAL FUND MANAGEMENT VIE 3.68 & REAL ESTATE FINANCIAL SERVICES FRANCE AXA INVESTMENT MANAGERS SA AXA KONZERN AG 6.68 & REAL ESTATE FINANCIAL SERVICES FRANCE AXA INVESTMENT MANAGERS SA AXA ASSURANCES IARD 14.50 & REAL ESTATE FINANCIAL SERVICES FRANCE AXA INVESTMENT MANAGERS SA DIRECT ASSURANCES IARD 0.18 & REAL ESTATE FINANCIAL SERVICES FRANCE CFP - CREDIT COMPAGNIE FINANCIERE DE PARIS 100.00 & REAL ESTATE FINANCIAL SERVICES FRANCE AXA INVESTMENT MANAGERS PARIS AXA INVESTMENT MANAGERS SA 100.00 & REAL ESTATE FINANCIAL SERVICES FRANCE AXA GESTION FCP AXA INVESTMENT MANAGERS PARIS 100.00 & REAL ESTATE FINANCIAL SERVICES FRANCE GIE AXA GESTION DES ACTIFS AXA INVESTMENT MANAGERS SA 100.00 & REAL ESTATE FINANCIAL SERVICES FRANCE AXA FUNDS MANAGEMENT LUXEMBOURG AXA INVESTMENT MANAGERS SA 98.84 & REAL ESTATE FINANCIAL SERVICES FRANCE AXA FUNDS MANAGEMENT LUXEMBOURG AXA INVESTMENT MANAGERS PARIS 1.16 & REAL ESTATE FINANCIAL SERVICES FRANCE FONDS IMMOBILIERS PARIS OFFICE AXA COLLECTIVES 15.00 & REAL ESTATE FUNDS
Page 1 de 2 Consolidated companies as at December 31, 2002
- ------------------------------------------------------------------------------------------------------------------------------------ ACTIVITY COUNTRY CONSOLIDATED COMPANY SHAREHOLDERS OWNERSHIP - ------------------------------------------------------------------------------------------------------------------------------------ FINANCIAL SERVICES FRANCE FONDS IMMOBILIERS PARIS OFFICE AXA ASSURANCES VIE 20.00 & REAL ESTATE FUNDS FINANCIAL SERVICES FRANCE FONDS IMMOBILIERS PARIS OFFICE AXA ASSURANCES IARD 15.00 & REAL ESTATE FUNDS FINANCIAL SERVICES FRANCE AXA REAL ESTATE INVESMENT AXA INVESTMENT MANAGERS SA 99.99 & REAL ESTATE MANAGERS SA FINANCIAL SERVICES FRANCE AXA MULTIMANAGER SA AXA MULTIMANAGER LIMITED 99.98 & REAL ESTATE FINANCIAL SERVICES FRANCE AXA GESTION INTERESSEMENT AXA INVESTMENT MANAGERS PARIS 100.00 & REAL ESTATE FINANCIAL SERVICES GERMANY AXA INVESTMENT MANAGERS AXA INVESTMENT MANAGERS SA 85.00 & REAL ESTATE DEUTSCHLAND GMBH FINANCIAL SERVICES GERMANY AXA ASSET MANAGEMENT DEUTSCHLAND AXA INVESTMENT MANAGERS SA 100.00 & REAL ESTATE GMBH FINANCIAL SERVICES GERMANY AXA FUNDS TRUST GMBH AXA INVESTMENT MANAGERS SA 100.00 & REAL ESTATE FINANCIAL SERVICES GERMANY AXA REAL ESTATE MANAGERS AXA INVESTMENT IMOBILIEN 100.00 & REAL ESTATE DEUTSCHLAND FINANCIAL SERVICES GERMANY AXA MERKENS FONDS GMBH AXA INVESTMENT IMOBILIEN 100.00 & REAL ESTATE FINANCIAL SERVICES GERMANY AXA IMOBILIEN AG AXA REAL ESTATE INVESMENT 100.00 & REAL ESTATE MANAGERS SA FINANCIAL SERVICES GERMANY AXA PRIVATE EQUITY DEUTSCHLAND AXA INVESTMENT PRIVATE EQUITY 100.00 & REAL ESTATE GMBH EUROPE SA FINANCIAL SERVICES GERMANY AXA VORSORGEBANK AXA KONZERN AG 100.00 & REAL ESTATE FINANCIAL SERVICES GERMANY AXA BAUSPARKASSE AG AXA LEBENSVERSICHERING AG 33.02 & REAL ESTATE FINANCIAL SERVICES GERMANY AXA BAUSPARKASSE AG AXA KONZERN AG 66.67 & REAL ESTATE FINANCIAL SERVICES GREAT BRITAIN AXA INVESTMENTS MANAGERS LIMITED AXA INVESTMENT MANAGERS SA 100.00 & REAL ESTATE FINANCIAL SERVICES GREAT BRITAIN AXA MULTIMANAGER LIMITED AXA INVESTMENT MANAGERS SA 100.00 & REAL ESTATE FINANCIAL SERVICES GREAT BRITAIN AXA INVESTMENT MANAGERS UK AXA ASSET MANAGEMENT LIMITED 33.33 & REAL ESTATE FINANCIAL SERVICES GREAT BRITAIN AXA INVESTMENT MANAGERS UK AXA INVESTMENT MANAGERS SA 66.67 & REAL ESTATE FINANCIAL SERVICES GREAT BRITAIN AXA INVESTMENT MANAGERS AWF AXA ASSET MANAGEMENT LIMITED 100.00 & REAL ESTATE SERVICES LIMITED FINANCIAL SERVICES GREAT BRITAIN AXA INVESTMENT MANAGERS DEUTSCHLAND AXA ASSET MANAGEMENT LIMITED 100.00 & REAL ESTATE LIMITED FINANCIAL SERVICES GREAT BRITAIN AXA INVESTMENT MANAGERS GLOBAL AXA INVESTMENT MANAGERS SA 100.00 & REAL ESTATE SERVICES FINANCIAL SERVICES GREAT BRITAIN SUN LIFE GLOBAL MANAGEMENT LIMITED AXA ASSET MANAGEMENT LIMITED 100.00 & REAL ESTATE FINANCIAL SERVICES GREAT BRITAIN AXA ASSET MANAGEMENT LIMITED AXA INVESTMENT MANAGERS SA 100.00 & REAL ESTATE FINANCIAL SERVICES GREAT BRITAIN AXA FUNDS MANAGEMENT UK LIMITED AXA INVESTMENT MANAGERS UK 100.00 & REAL ESTATE FINANCIAL SERVICES GREAT BRITAIN AXA REAL ESTATE INVESMENT AXA REAL ESTATE INVESMENT 100.00 & REAL ESTATE MANAGERS LIMITED MANAGERS SA FINANCIAL SERVICES HONG KONG AXA ROSENBERG INVESTMENT MANAGERS AXA ROSENBERG IM ASIA PACIFIC 100.00 & REAL ESTATE ASIA PACIFIC HONG KONG HOLD. LLC FINANCIAL SERVICES HONG KONG AXA INVESTMENT MANAGERS HK SAR AXA INVESTMENT MANAGERS SA 100.00 & REAL ESTATE FINANCIAL SERVICES HUNGARY AXA BIZTOSITO PENSION FUND AXA NORDSTERN HOLDING 100.00 & REAL ESTATE FINANCIAL SERVICES IRELAND AXA INVESTMENT MANAGERS IRELAND AXA INVESTMENT MANAGERS SA 100.00 & REAL ESTATE FINANCIAL SERVICES ITALY AXA INVESTMENT MANAGERS ITALIA AXA INVESTMENT MANAGERS SA 99.77 & REAL ESTATE FINANCIAL SERVICES ITALY AXA INVESTMENT MANAGERS ITALIA AXA ASSICURAZIONI 0.23 & REAL ESTATE FINANCIAL SERVICES ITALY AXA REAL ESTATE INVESMENT AXA REAL ESTATE INVESMENT 100.00 & REAL ESTATE MANAGERS ITALIA MANAGERS SA FINANCIAL SERVICES JAPAN AXA INVESTMENT MANAGERS TOKYO AXA INVESTMENT MANAGERS SA 100.00 & REAL ESTATE FINANCIAL SERVICES JAPAN AXA ROSENBERG IM AXA INVESTMENT MANAGERS ROSENBERG 28.00 & REAL ESTATE FINANCIAL SERVICES JAPAN AXA ROSENBERG IM AXA INVESTMENT MANAGERS SA 59.99 & REAL ESTATE FINANCIAL SERVICES SINGAPORE AXA ROSENBERG INVESTMENT MANAGERS AXA ROSENBERG IM ASIA PACIFIC 100.00 & REAL ESTATE ASIA PACIFIC SINGAPORE HOLD. LLC FINANCIAL SERVICES SPAIN AXA REAL ESTATE INVESMENT AXA REAL ESTATE INVESMENT 100.00 & REAL ESTATE MANAGERS IBERICA MANAGERS SA FINANCIAL SERVICES THE NETHERLANDS AXA INVESTMENT MANAGERS DEN HAAG AXA INVESTMENT MANAGERS SA 100.00 & REAL ESTATE FINANCIAL SERVICES UNITED STATES AXA INVESTMENT MANAGERS ROSE AXA INVESTMENT MANAGERS SA 90.00 & REAL ESTATE FINANCIAL SERVICES UNITED STATES AXA INVESTMENT MANAGERS ROSE AXA INVESTMENT MANAGERS HOLDING INC. 10.00 & REAL ESTATE FINANCIAL SERVICES UNITED STATES AXA INVESTMENT MANAGERS NORTH AXA INVESTMENT MANAGERS ROSE 100.00 & REAL ESTATE AMERICA FINANCIAL SERVICES UNITED STATES AXA INVESTMENT MANAGER PRIVATE AXA INVESTMENT MANAGEMENT PRIVATE 100.00 & REAL ESTATE EQUITY US EQUITY SA FINANCIAL SERVICES UNITED STATES ALLIANCE CAPITAL MANAGEMENT LLP AXA FINANCIAL INC. 25.09 & REAL ESTATE FINANCIAL SERVICES UNITED STATES ALLIANCE CAPITAL MANAGEMENT LLP THE EQUITABLE LIFE ASSURANCE 74.91 & REAL ESTATE SOCIETY FINANCIAL SERVICES UNITED STATES AXA INVESTMENT MANAGERS AXA INVESTMENT MANAGERS SA 100.00 & REAL ESTATE HOLDING INC. FINANCIAL SERVICES UNITED STATES AXA ROSENBERG LLC AXA INVESTMENT MANAGERS ROSE 75.00 & REAL ESTATE FINANCIAL SERVICES UNITED STATES AXA INVESTMENT MANAGERS AXA ASSET MANAGEMENT LIMITED 100.00 & REAL ESTATE & ADVISOR LIMITED FINANCIAL SERVICES UNITED STATES AXA ROSENBERG INVESTMENT MANAGERS AXA ROSENBERG LLC 80.40 & REAL ESTATE ASIA PACIFIC HOLD. LLC FINANCIAL SERVICES UNITED STATES AXA ROSENBERG INVESTMENT MANAGERS AXA INVESTMENT MANAGERS SA 19.60 & REAL ESTATE ASIA PACIFIC HOLD. LLC FINANCIAL SERVICES UNITED STATES AXA ALTERNATIVE ADVISORS INC AXA INVESTMENT MANAGERS SA 100.00
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- ------------------------------------------------------------------------------------------------------------------------------------ ACTIVITY COUNTRY CONSOLIDATED COMPANY SHAREHOLDERS OWNERSHIP - ------------------------------------------------------------------------------------------------------------------------------------ INSURANCE & REINSURANCE AUSTRALIA NATIONAL MUTUAL FUND MANAGEMENT AXA ASIA PACIFIC HOLDINGS LIMITED 100.00 INSURANCE & REINSURANCE AUSTRALIA NATIONAL MUTUAL FINANCIAL SERVICES AXA ASIA PACIFIC HOLDINGS LIMITED 100.00 INSURANCE & REINSURANCE AUSTRALIA NATIONAL MUTUAL INTERNATIONAL AXA ASIA PACIFIC HOLDINGS LIMITED 100.00 INSURANCE & REINSURANCE AUSTRIA AXA NORDSTERN LEBEN AXA NORDSTERN HOLDING 100.00 INSURANCE & REINSURANCE AUSTRIA AXA NORDSTERN VERSICHERUNG AXA NORDSTERN HOLDING 100.00 INSURANCE & REINSURANCE BELGIUM ARDENNE PREVOYANTE AXA BELGIUM 0.05 INSURANCE & REINSURANCE BELGIUM ARDENNE PREVOYANTE AXA HOLDINGS BELGIUM 99.95 INSURANCE & REINSURANCE BELGIUM AXA BELGIUM UAB 0.42 INSURANCE & REINSURANCE BELGIUM AXA BELGIUM AXA HOLDINGS BELGIUM 99.58 INSURANCE & REINSURANCE BELGIUM UAB AXA HOLDINGS BELGIUM 100.00 INSURANCE & REINSURANCE BELGIUM ASSURANCES DE LA POSTE VIE AXA HOLDINGS BELGIUM 50.00 INSURANCE & REINSURANCE BELGIUM ASSURANCES DE LA POSTE AXA HOLDINGS BELGIUM 50.00 INSURANCE & REINSURANCE CANADA AXA CANADA AXA 100.00 INSURANCE & REINSURANCE CANADA ACS CANADA VIE AXA RE 100.00 INSURANCE & REINSURANCE CANADA ACS CANADA NON VIE AXA RE 100.00 INSURANCE & REINSURANCE CANADA AXA CS ASSURANCE CANADA AXA CORPORATE SOLUTION ASSURANCE 100.00 INSURANCE & REINSURANCE CANADA AXA CANADA ADP AXA CANADA 100.00 INSURANCE & REINSURANCE FRANCE AXA FRANCE IARD AXA FRANCE ASSURANCE 99.92 INSURANCE & REINSURANCE FRANCE AXA CORPORATE SOLUTION ASSURANCE AXA RE 98.49 INSURANCE & REINSURANCE FRANCE ARGOVIE AXA FRANCE VIE 94.03 INSURANCE & REINSURANCE FRANCE AXA FRANCE VIE AXA COLLECTIVES 8.35 INSURANCE & REINSURANCE FRANCE AXA FRANCE VIE AXA FRANCE ASSURANCE 91.65 INSURANCE & REINSURANCE FRANCE AXA RE FINANCE AXA RE 79.00 INSURANCE & REINSURANCE FRANCE COMPAGNIE GENERALE REASSURANCE AXA RE 99.99 MONTE-CARLO INSURANCE & REINSURANCE FRANCE NATIO ASSURANCES AXA FRANCE IARD 50.00 INSURANCE & REINSURANCE FRANCE NSM VIE AXA FRANCE ASSURANCE 39.93 INSURANCE & REINSURANCE FRANCE AXA COLLECTIVES AXA FRANCE ASSURANCE 95.71 INSURANCE & REINSURANCE FRANCE AXA COLLECTIVES AXA FRANCE IARD 3.69 INSURANCE & REINSURANCE FRANCE AXA RE AXA COLLECTIVES 0.02 INSURANCE & REINSURANCE FRANCE AXA RE AXA FRANCE ASSURANCE 0.10 INSURANCE & REINSURANCE FRANCE AXA RE AXA ASSURANCES IARD 4.90 INSURANCE & REINSURANCE FRANCE AXA RE AXA 94.99 INSURANCE & REINSURANCE FRANCE DIRECT ASSURANCES IARD AXA FRANCE ASSURANCE 100.00 INSURANCE & REINSURANCE FRANCE JURIDICA AXA FRANCE ASSURANCE 98.51 INSURANCE & REINSURANCE FRANCE SAINT GEORGES RE AXA 100.00 INSURANCE & REINSURANCE FRANCE AXA CESSIONS AXA RE 100.00 INSURANCE & REINSURANCE FRANCE SPS RE AXA RE 69.95 INSURANCE & REINSURANCE FRANCE NSM VIE AXA ASSURANCES IARD 0.14 INSURANCE & REINSURANCE FRANCE AXA ASSISTANCE AXA 100.00 INSURANCE & REINSURANCE GERMANY AXA VERSICHERUNG AG AXA KONZERN AG 74.41 INSURANCE & REINSURANCE GERMANY AXA VERSICHERUNG AG GRE CONTINENTAL EUROPE HOLDING GMBH 25.59 INSURANCE & REINSURANCE GERMANY AXA LEBEN AXA VERSICHERUNG AG 52.19 INSURANCE & REINSURANCE GERMANY AXA LEBEN AXA KONZERN AG 47.81 INSURANCE & REINSURANCE GERMANY AXA KRANKENVERSICHERUNG AG AXA KONZERN AG 52.69 INSURANCE & REINSURANCE GERMANY AXA KRANKENVERSICHERUNG AG AXA LEBEN 35.32 INSURANCE & REINSURANCE GERMANY AXA KRANKENVERSICHERUNG AG DEUTSCHE AERZTEVERSICHERUNG 11.41 INSURANCE & REINSURANCE GERMANY AXA NORDSTERN ART AXA KONZERN AG 100.00 INSURANCE & REINSURANCE GERMANY DEUTSCHE AERZTEVERSICHERUNG AG AXA KONZERN AG 97.87 INSURANCE & REINSURANCE GERMANY PRO BAV PENSIONSKASSE AXA KONZERN AG 100.00
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- ------------------------------------------------------------------------------------------------------------------------------------ ACTIVITY COUNTRY CONSOLIDATED COMPANY SHAREHOLDERS OWNERSHIP - ------------------------------------------------------------------------------------------------------------------------------------ INSURANCE & REINSURANCE GERMANY ACS ASSURANCE ALLEMAGNE AXA CORPORATE SOLUTION ASSURANCE 100.00 INSURANCE & REINSURANCE GREAT BRITAIN AXA UK HOLDING PLC AXA RE 100.00 INSURANCE & REINSURANCE GREAT BRITAIN PPP GROUP PLC GUARDIAN ROYAL EXCHANGE PLC 100.00 INSURANCE & REINSURANCE GREAT BRITAIN PPP HEALTHCARE PROFESSIONAL SERVICES AXA INSURANCE UK 100.00 LIMITED INSURANCE & REINSURANCE GREAT BRITAIN AXA SUN LIFE PLC AXA UK PLC 100.00 INSURANCE & REINSURANCE GREAT BRITAIN ROYAL EXCHANGE ASSURANCE PLC GUARDIAN ROYAL EXCHANGE PLC 100.00 INSURANCE & REINSURANCE GREAT BRITAIN AXA INSURANCE UK DISCONTINUED BUSINESS AXA INSURANCE UK 100.00 INSURANCE & REINSURANCE GREAT BRITAIN AXA REINSURANCE UK PLC - INSURANCE AXA REINSURANCE UK PLC - REINSURANCE 100.00 INSURANCE & REINSURANCE GREAT BRITAIN ACS ASSURANCES UK BRANCH - REINSURANCE ACS ASSURANCE UK BRANCH - INSURANCE 100.00 INSURANCE & REINSURANCE GREAT BRITAIN ACS ASSURANCE UK BRANCH - INSURANCE AXA CORPORATE SOLUTION ASSURANCE 100.00 INSURANCE & REINSURANCE GREAT BRITAIN AXA UK PLC AXA 100.00 INSURANCE & REINSURANCE GREAT BRITAIN AXA GLOBAL RISKS (U.K.) LIMITED AXA RE 100.00 INSURANCE & REINSURANCE GREAT BRITAIN ENGLISH & SCOTTISH AXA UK 100.00 INSURANCE & REINSURANCE GREAT BRITAIN AXA REINSURANCE UK PLC - REINSURANCE AXA UK HOLDING PLC 100.00 INSURANCE & REINSURANCE GREAT BRITAIN AXA INSURANCE UK GUARDIAN ROYAL EXCHANGE PLC 100.00 INSURANCE & REINSURANCE HONG KONG AXA GENERAL INSURANCE HK AXA 100.00 INSURANCE & REINSURANCE HONG KONG AXA INSURANCE HONG-KONG AXA INSURANCE INVESTMENT HOLDING 82.50 INSURANCE & REINSURANCE HONG KONG AXA INSURANCE HONG-KONG AXA 17.50 INSURANCE & REINSURANCE HONG KONG AXA CHINA REGION LIMITED NATIONAL MUTUAL INTERNATIONAL 100.00 INSURANCE & REINSURANCE HUNGARY AXA BIZTOSITO AXA KONZERN AG 100.00 INSURANCE & REINSURANCE IRELAND GUARDIAN PMPA GROUP LIMITED GUARDIAN ROYAL EXCHANGE PLC 100.00 INSURANCE & REINSURANCE ITALY AXA INTERLIFE AXA ITALIA S.P.A 100.00 INSURANCE & REINSURANCE ITALY UAP VITA AXA ITALIA S.P.A 100.00 INSURANCE & REINSURANCE ITALY AXA ASSICURAZIONI AXA ITALIA S.P.A 98.12 INSURANCE & REINSURANCE ITALY AXA ASSICURAZIONI AXA COLLECTIVES 1.88 INSURANCE & REINSURANCE JAPAN AXA GROUP LIFE JAPAN AXA INSURANCE HOLDING JAPAN 100.00 INSURANCE & REINSURANCE JAPAN AXA LIFE JAPAN AXA INSURANCE HOLDING JAPAN 100.00 INSURANCE & REINSURANCE JAPAN AXA NON LIFE INSURANCE CO LIMITED AXA 100.00 INSURANCE & REINSURANCE LUXEMBOURG AXA ASSURANCE VIE LUXEMBOURG AXA LUXEMBOURG SA 100.00 INSURANCE & REINSURANCE LUXEMBOURG AXA ASSURANCES LUXEMBOURG AXA LUXEMBOURG SA 100.00 INSURANCE & REINSURANCE LUXEMBOURG FUTUR RE AXA CORPORATE SOLUTION ASSURANCE 100.00 INSURANCE & REINSURANCE LUXEMBOURG CREALUX AXA HOLDINGS BELGIUM 100.00 INSURANCE & REINSURANCE MOROCCO AXA ASSURANCE MAROC AXA ONA 100.00 INSURANCE & REINSURANCE MOROCCO EPARGNE CROISSANCE AXA ASSURANCE MAROC 99.59 INSURANCE & REINSURANCE PORTUGAL AXA PORTUGAL COMPANHIA DE SEGUROS AXA ASSURANCES VIE 87.63 VIDA SA INSURANCE & REINSURANCE PORTUGAL AXA PORTUGAL COMPANHIA DE SEGUROS AXA 7.46 VIDA SA INSURANCE & REINSURANCE PORTUGAL AXA PORTUGAL COMPANHIA DE SEGUROS AXA ASSURANCES VIE 5.37 INSURANCE & REINSURANCE PORTUGAL AXA PORTUGAL COMPANHIA DE SEGUROS AXA 83.01 INSURANCE & REINSURANCE PORTUGAL AXA PORTUGAL COMPANHIA DE SEGUROS AXA PORTUGAL SEGUROS VIDA 2.15 INSURANCE & REINSURANCE PORTUGAL AXA PORTUGAL COMPANHIA DE SEGUROS AXA CORPORATE SOLUTION ASSURANCE 9.07 INSURANCE & REINSURANCE SINGAPORE AXA LIFE SINGAPOUR NATIONAL MUTUAL INTERNATIONAL 100.00 INSURANCE & REINSURANCE SINGAPORE AXA INSURANCE SINGAPORE AXA INSURANCE INVESTMENT HOLDING 74.23 INSURANCE & REINSURANCE SINGAPORE AXA INSURANCE SINGAPORE AXA 25.77 INSURANCE & REINSURANCE SINGAPORE AXA CORPORATE SOLUTIONS ASIA PACIFIC AXA RE 100.00 PRIVATE LIMITED INSURANCE & REINSURANCE SPAIN AXA AURORA VIDA DE SEGUROS Y AXA AURORA 99.68 REASEGUROS INSURANCE & REINSURANCE SPAIN AXA AURORA VIDA SA AXA 1.45 INSURANCE & REINSURANCE SPAIN AXA AURORA VIDA SA AXA AURORA IBERICA 98.51 INSURANCE & REINSURANCE SPAIN AYUDA LEGAL SA DE SEGUROS Y REASEGUROS AXA AURORA IBERICA 88.00 INSURANCE & REINSURANCE SPAIN AYUDA LEGAL SA DE SEGUROS Y REASEGUROS AXA AURORA VIDA 12.00
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- ------------------------------------------------------------------------------------------------------------------------------------ ACTIVITY COUNTRY CONSOLIDATED COMPANY SHAREHOLDERS OWNERSHIP - ------------------------------------------------------------------------------------------------------------------------------------ INSURANCE & REINSURANCE SPAIN AXA AURORA IBERICA AXA AURORA 99.68 INSURANCE & REINSURANCE SPAIN HILO DIRECT SA DE SEGUROS Y REASEGUROS AXA AURORA 50.00 INSURANCE & REINSURANCE SWITZERLAND AXA COMPAGNIE D'ASSURANCE SUR LA VIE AXA COMPAGNIE D'ASSURANCES 5.00 INSURANCE & REINSURANCE SWITZERLAND AXA COMPAGNIE D'ASSURANCE SUR LA VIE AXA 95.00 INSURANCE & REINSURANCE SWITZERLAND AXA COMPAGNIE D'ASSURANCES AXA 100.00 INSURANCE & REINSURANCE THE NETHERLANDS AXA ZORG NV AXA VERZEKERINGEN BV 100.00 INSURANCE & REINSURANCE THE NETHERLANDS AXA SCHADE AXA VERZEKERINGEN BV 100.00 INSURANCE & REINSURANCE THE NETHERLANDS UNIROBE GROEP AXA NEDERLAND BV 100.00 INSURANCE & REINSURANCE THE NETHERLANDS AXA LEVEN NV AXA VERZEKERINGEN BV 100.00 INSURANCE & REINSURANCE TURKEY AXA OYAK SIGORTA AXA OYAK HOLDING AS 70.91 INSURANCE & REINSURANCE TURKEY AXA OYAK HAYAT SIGORTA AXA OYAK HOLDING AS 100.00 INSURANCE & REINSURANCE UNITED STATES AXA AMERICA CORPORATE SOLUTIONS, INC AXA RE 100.00 INSURANCE & REINSURANCE UNITED STATES AXA CORPORATE SOLUTION INSURANCE CO AXA CORPORATE SOLUTIONS REINSURANCE CY 100.00 INSURANCE & REINSURANCE UNITED STATES AXA RE AMERICA INSURANCE COMPANY AXA CORPORATE SOLUTIONS PROPERTY 100.00 & CASUALTY INSURANCE & REINSURANCE UNITED STATES AXA CORPORATE SOLUTIONS PROPERTY AXA CORPORATE SOLUTIONS REINSURANCE CY 100.00 & CASUALTY INSURANCE & REINSURANCE UNITED STATES THE EQUITABLE LIFE ASSURANCE SOCIETY AXA FINANCIAL INC. 100.00 INSURANCE & REINSURANCE UNITED STATES AXA CORPORATE SOLUTIONS LIFE AXA CORPORATE SOLUTIONS REINSURANCE CY 100.00 REINSURANCE COMPANY INSURANCE & REINSURANCE UNITED STATES AXA CORPORATE SOLUTIONS REINSURANCE CY AXA AMERICA CORPORATE SOLUTIONS, INC 100.00
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- ------------------------------------------------------------------------------------------------------------------------------------ ACTIVITY COUNTRY CONSOLIDATED COMPANY SHAREHOLDERS OWNERSHIP - ------------------------------------------------------------------------------------------------------------------------------------ HOLDINGS & MISC. BUSINESSES AUSTRALIA AXA ASIA PACIFIC HOLDINGS AXA 42.65 LIMITED HOLDINGS & MISC. BUSINESSES AUSTRALIA AXA ASIA PACIFIC HOLDINGS AXA EQUITY & LAW ASSURANCE 9.01 LIMITED SOCIETY HOLDINGS & MISC. BUSINESSES AUSTRIA AXA NORDSTERN HOLDING AXA LEBENSVERSICHERUBG AG 10.05 HOLDINGS & MISC. BUSINESSES AUSTRIA AXA NORDSTERN HOLDING AXA VERSICHERUNG AG 89.95 HOLDINGS & MISC. BUSINESSES BELGIUM AXA HOLDINGS BELGIUM AXA 84.28 HOLDINGS & MISC. BUSINESSES BELGIUM AXA HOLDINGS BELGIUM AXA ASSURANCES IARD 5.41 HOLDINGS & MISC. BUSINESSES BELGIUM AXA HOLDINGS BELGIUM VINCI BV 4.07 HOLDINGS & MISC. BUSINESSES BELGIUM AXA HOLDINGS BELGIUM AXA CORPORATE SOLUTION 6.21 ASSURANCE HOLDINGS & MISC. BUSINESSES FRANCE JOUR FINANCE AXA ASSURANCES IARD 39.53 HOLDINGS & MISC. BUSINESSES FRANCE JOUR FINANCE AXA ASSURANCES VIE 60.47 HOLDINGS & MISC. BUSINESSES FRANCE SOCIETE BEAUJON AXA 99.77 HOLDINGS & MISC. BUSINESSES FRANCE MOFIPAR AXA 99.90 HOLDINGS & MISC. BUSINESSES FRANCE SOCIETE BEAUJON AXA ASSURANCES IARD 0.22 HOLDINGS & MISC. BUSINESSES FRANCE COLISEE EXCELLENCE AXA PARTICIPATION II 100.00 HOLDINGS & MISC. BUSINESSES FRANCE AXA CHINA AXA 51.00 HOLDINGS & MISC. BUSINESSES FRANCE AXA CHINA AXA CHINA REGION LIMITED 49.00 HOLDINGS & MISC. BUSINESSES FRANCE FDR PARTICIPATIONS FINAXA 100.00 HOLDINGS & MISC. BUSINESSES FRANCE AXA TECHNOLOGY SERVICES AXA 99.78 HOLDINGS & MISC. BUSINESSES FRANCE AXA TECHNOLOGY SERVICES ALLIANCE CAPITAL MANAGEMENT 0.01 LLP HOLDINGS & MISC. BUSINESSES FRANCE AXA TECHNOLOGY SERVICES AXA KONZERN AG 0.04 HOLDINGS & MISC. BUSINESSES FRANCE AXA TECHNOLOGY SERVICES THE EQUITABLE LIFE ASSURANCE 0.02 SOCIETY HOLDINGS & MISC. BUSINESSES FRANCE AXA TECHNOLOGY SERVICES NATIONAL MUTUAL FINANCIAL 0.01 SERVICES HOLDINGS & MISC. BUSINESSES FRANCE AXA TECHNOLOGY SERVICES AXA UK PLC 0.04 HOLDINGS & MISC. BUSINESSES FRANCE AXA TECHNOLOGY SERVICES AXA FRANCE ASSURANCE 0.06 HOLDINGS & MISC. BUSINESSES FRANCE AXA TECHNOLOGY SERVICES AXA ROYALE BELGE NON VIE 0.01 HOLDINGS & MISC. BUSINESSES FRANCE AXA TECHNOLOGY SERVICES AXA ROYALE BELGE 0.01 HOLDINGS & MISC. BUSINESSES FRANCE AXA TECHNOLOGY SERVICES AXA LIFE JAPAN 0.01 HOLDINGS & MISC. BUSINESSES FRANCE AXA TECHNOLOGY SERVICES AXA RE 0.01 HOLDINGS & MISC. BUSINESSES FRANCE AXA TECHNOLOGY SERVICES AXA INVESTMENT MANAGERS SA 0.01 HOLDINGS & MISC. BUSINESSES FRANCE AXA PARTICIPATION II AXA 100.00 HOLDINGS & MISC. BUSINESSES FRANCE AXA FRANCE ASSURANCE AXA 100.00 HOLDINGS & MISC. BUSINESSES GERMANY AXA KONZERN AG VINCI BV 39.73 HOLDINGS & MISC. BUSINESSES GERMANY AXA KONZERN AG AXA 25.49 HOLDINGS & MISC. BUSINESSES GERMANY AXA KONZERN AG KOLNISCHE VERWALTUNGS 25.63 HOLDINGS & MISC. BUSINESSES GERMANY GRE CONTINENTAL EUROPE AXA KONZERN AG 100.00 HOLDING GMBH HOLDINGS & MISC. BUSINESSES GERMANY KOLNISCHE VERWALTUNGS VINCI BV 67.72 HOLDINGS & MISC. BUSINESSES GERMANY KOLNISCHE VERWALTUNGS AXA 8.83 HOLDINGS & MISC. BUSINESSES GERMANY KOLNISCHE VERWALTUNGS AXA KONZERN AG 23.02 HOLDINGS & MISC. BUSINESSES GREAT BRITAIN GUARDIAN ROYAL EXCHANGE PLC AXA UK PLC 100.00 HOLDINGS & MISC. BUSINESSES GREAT BRITAIN AXA UK PLC AXA EQUITY & LAW PLC 21.69 HOLDINGS & MISC. BUSINESSES GREAT BRITAIN AXA UK PLC AXA 78.31 HOLDINGS & MISC. BUSINESSES GREAT BRITAIN AXA EQUITY & LAW PLC AXA 99.95 HOLDINGS & MISC. BUSINESSES ITALY AXA ITALIA S.P.A AXA 98.24 HOLDINGS & MISC. BUSINESSES ITALY AXA ITALIA S.P.A AXA ASSURANCES VIE 1.76 HOLDINGS & MISC. BUSINESSES JAPAN AXA INSURANCE HOLDING JAPAN AXA 96.42 HOLDINGS & MISC. BUSINESSES LUXEMBOURG AXA LUXEMBOURG SA AXA HOLDINGS BELGIUM 100.00 HOLDINGS & MISC. BUSINESSES MOROCCO AXA ONA AXA 51.00 HOLDINGS & MISC. BUSINESSES SINGAPORE AXA HOLDINGS PTE LTD AXA 100.00 HOLDINGS & MISC. BUSINESSES SPAIN AXA AURORA AXA 100.00
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- ------------------------------------------------------------------------------------------------------------------------------------ ACTIVITY COUNTRY CONSOLIDATED COMPANY SHAREHOLDERS OWNERSHIP - ------------------------------------------------------------------------------------------------------------------------------------ HOLDINGS & MISC. BUSINESSES THE NETHERLANDS AXA NEDERLAND BV ROYALE BELGE INVESTISSEMENT 14.10 HOLDINGS & MISC. BUSINESSES THE NETHERLANDS AXA NEDERLAND BV AXA BELGIUM 40.20 HOLDINGS & MISC. BUSINESSES THE NETHERLANDS AXA NEDERLAND BV AXA HOLDINGS BELGIUM 45.70 HOLDINGS & MISC. BUSINESSES THE NETHERLANDS VINCI BV AXA 100.00 HOLDINGS & MISC. BUSINESSES THE NETHERLANDS AXA VERZEKERINGEN GELDERLAND 100.00 HOLDINGS & MISC. BUSINESSES TURKEY AXA OYAK HOLDING AS AXA 50.00 HOLDINGS & MISC. BUSINESSES UNITED STATES AXA FINANCIAL INC. SOCIETE BEAUJON 0.44 HOLDINGS & MISC. BUSINESSES UNITED STATES AXA FINANCIAL INC. AXA CORPORATE SOLUTIONS 0.03 REINSURANCE CY HOLDINGS & MISC. BUSINESSES UNITED STATES AXA FINANCIAL INC. AXA BELGIUM 0.47 HOLDINGS & MISC. BUSINESSES UNITED STATES AXA FINANCIAL INC. AXA RE 2.95 HOLDINGS & MISC. BUSINESSES UNITED STATES AXA FINANCIAL INC. AXA 96.10
Page 2 de 2 SIGNATURES As required by the Securities Act of 1933, the Registrant certifies that it meets the requirements of The Securities Act Rule 485(b) for effectiveness of this amendment to the Registration Statement and has caused this amendment to the Registration Statement to be signed on its behalf, in the City and State of New York, on this 4th day of August, 2003. EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (Registrant) By: The Equitable Life Assurance Society of the United States By: /s/ Robin Wagner -------------------------------- Robin Wagner Vice President and Counsel C-12 SIGNATURES As required by the Securities Act of 1933, the Depositor has caused this amendment to the Registration Statement to be signed on its behalf, in the City and State of New York, on this 4th day of August, 2003. THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (Depositor) By: /s/ Robin Wagner --------------------------------- Robin Wagner Vice President and Counsel The Equitable Life Assurance Society of the United States As required by the Securities Act of 1933, this amendment to the Registration Statement has been signed by the following persons in the capacities and on the date indicated: PRINCIPAL EXECUTIVE OFFICERS: *Christopher M. Condron Chairman of the Board, President, Chief Executive Officer and Director PRINCIPAL FINANCIAL OFFICER: *Stanley B. Tulin Vice Chairman of the Board Chief Financial Officer and Director PRINCIPAL ACCOUNTING OFFICER: *Alvin H. Fenichel Senior Vice President and Controller *DIRECTORS: Bruce W. Calvert Denis Duverne W. Edwin Jarmain Francoise Colloc'h Jean-Rene Fourtou Christina Johnson Christopher M. Condron John C. Graves Scott D. Miller Henri de Castries Donald J. Greene Joseph H. Moglia Claus-Michael Dill Mary R. (Nina) Henderson Peter J. Tobin Joseph L. Dionne James F. Higgins Stanley B. Tulin *By: /s/ Robin Wagner ------------------------ Robin Wagner Attorney-in-Fact August 4, 2003 C-13 -----END PRIVACY-ENHANCED MESSAGE-----