5 1 doc1.htm Form 5
Form 5
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

ANNUAL STATEMENT OF CHANGES
BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
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[ ] Form 3 Holdings Reported
[X] Form 4 Transactions Reported
1. Name and Address of Reporting Person*
Sung, C. B. (Chien-Bor)
2. Issuer Name and Ticker or Trading Symbol
Communication Intelligence Corporation   (CICI)

6. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_X_ Director                    ___ 10% Owner
___ Officer (give             ___ Other (specify
                  title below)                     below)


(Last)             (First)            (Middle)

275 Shoreline Drive, Suite 500
3. I.R.S. Identification Number of Reporting Person, if an entity
(voluntary)

4. Statement for Month/Year
12/2001
(Street)

Redwood Shores, CA, 94065
5. If Amendment, Date of Original (Month/Year)
7. Individual or Joint/Group Filing
(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City)             (State)             (Zip) Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security
(Instr. 3)
2. Transaction Date
(Month/Day/Year)
3. Transaction
Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year
(Instr. 3 and 4)
6. Owner-
ship Form:
Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A)
or
(D)
Price
                   
* If the form is filed by more than one reporting person, see instruction 4(b)(v).
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(Over)
SEC 2270 (3-99)
FORM 5 (continued)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
 
1.Title of Derivative Security
(Instr.3)
2. Conversion or
Exercise
Price of
Derivative
Security
3. Transaction
Date
(Month/
Day/
Year)
4. Transaction Code
(Instr. 8)
5. Number of Derivative
Securities
Acquired (A) or Disposed of(D)
(Instr. 3, 4 and 5)
6. Date Exercisable
and Expiration Date
(Month/Day/Year)
7. Title and Amount of
Underlying Securities
(Instr. 3 and 4)
8. Price of
Derivative
Security
(Instr. 5)
9.Number of
Derivative
Securities
Beneficially
Owned at
End of
Year
(Instr. 4)
10. Ownership
Form of
Derivative
Security:
Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of
Indirect
Beneficial
Ownership
(Instr. 4)
Code V (A) (D) Date
Exercisable
Expiration
Date
Title Amount
or
Number
of Shares
Option Grant, a right to buy $ 1.11 05/11/2001 A   16,190   05/11/2001 05/11/2008 Common Stock 16,190   16,190 D  
Option Grant, a right to buy $ 1.01 06/18/2001 A   25,000   06/18/2001 06/18/2008 Common Stock 25,000   25,000 D  
Explanation of Responses:

Table II, Entry 1, Column 6, (Date exercisable): On May 11, 2001 C.B. (Chien-Bor) Sung was granted options to purchase 16,190 shares of Communication Intelligence Corporation's common stock. The options vest pro-rata on a quarterly basis over a three-year period.

Table II, Entry 2, Column 6, (Date exercisable): On June 18, 2001 C.B. (Chien-Bor) Sung was granted options to purchase 25,000 shares of Communication Intelligence Corporation's common stock. The options vest immediately upon grant, however if the optionee is separated from the Board within one year of the grant date, the Corporation has the right to repurchase, at its sole discretion, all or any portion of the common stock issued pursuant to the exercise of such options at the exercise price paid for such stock. Each quarter, from the date of grant, the number of shares of common stock subject to the Corporation's repurchase right is reduced by an amount equal to 25% of the total number of shares underlying the grant.


** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). /s/ Sung, C.B. (Chien-Bor)
**Signature of Reporting Person
05/13/2002 
Date
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