-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PicLcOcdnZtKkDdtfSS5n2BbgknUnGCxKkfxdhDfR7isCfTh/8lDXV4rMGO/sHrU ECociW+Y3GM7S9sWe3WSpQ== 0000205716-04-000006.txt : 20040114 0000205716-04-000006.hdr.sgml : 20040114 20040114165647 ACCESSION NUMBER: 0000205716-04-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040113 FILED AS OF DATE: 20040114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CORDES JAMES F CENTRAL INDEX KEY: 0001192335 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05324 FILM NUMBER: 04525437 MAIL ADDRESS: STREET 1: NORTHEAST UTILTIES STREET 2: 107 SELDEN STREET CITY: BERLIN STATE: CT ZIP: 06037 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHEAST UTILITIES SYSTEM CENTRAL INDEX KEY: 0000072741 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 042147929 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 174 BRUSH HILL AVE CITY: WEST SPRINGFIELD STATE: MA ZIP: 01090-0010 BUSINESS PHONE: 4137855871 MAIL ADDRESS: STREET 1: 107 SELDEN ST CITY: BERLIN STATE: CT ZIP: 06037-1616 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2004-01-13 0 0000072741 NORTHEAST UTILITIES SYSTEM NU 0001192335 CORDES JAMES F NORTHEAST UTILITIES 107 SELDEN STREET BERLIN CT 06037 0 0 0 1 Trustee Common Shares, $5 par value 2004-01-13 4 A 0 3000 A 7583 D Restricted share units vesting on 1/10/2005, half of which are payable in January 2005 and half in January 2009. Includes restricted share units receipt of which has been deferred, shares receipt of which has been deferred and dividend equivalents thereon. Mr. Cordes also beneficially owns 5,000 options to purchase common shares and indirectly benefically owns 5,000 common shares held in an IRA, the ownership of which was previously reported on Form 4. /s/ James F. Cordes, By: O. Kay Comendul/POA 2004-01-13 -----END PRIVACY-ENHANCED MESSAGE-----